13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,828 holding rows worth $181,087,019,000.
- Accession
- 0000950123-17-002293
- Filer
- CIK 1610520
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 13,500 entries on the cover page, a total value of $181,087,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,087,055,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 700,183 | $20,712,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 3,243,821 | $20,695,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 375,785 | $20,611,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 445,859 | $20,603,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 778,474 | $20,598,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 385,000 | $20,563,000 | thousands by filing date | put |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,031,148 | $20,551,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,200,267 | $20,428,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 184,216 | $20,396,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 286,000 | $20,372,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 380,502 | $20,369,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 1,098,529 | $20,367,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 32,100 | $20,357,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 203,590 | $20,331,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 636,330 | $20,286,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 113,600 | $20,286,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,047,636 | $20,282,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 690,309 | $20,246,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 195,500 | $20,221,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,083,672 | $20,210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 516,582 | $20,204,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,316,129 | $20,189,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 259,900 | $20,124,000 | thousands by filing date | call |
| STRATEGY INC CL A NEW | 594972408 | Stock | 101,624 | $20,061,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 270,849 | $20,048,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,350,000 | $20,021,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 120,600 | $20,018,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 1,093,800 | $19,984,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 456,855 | $19,978,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,051,635 | $19,970,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,341,057 | $19,969,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 185,497 | $19,949,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 168,948 | $19,908,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 1,238,240 | $19,898,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 178,920 | $19,888,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 1,276,924 | $19,869,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 414,403 | $19,858,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 787,432 | $19,819,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 276,600 | $19,816,000 | thousands by filing date | call |
| SEMPRA COM | 816851109 | Stock | 195,838 | $19,709,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 931,795 | $19,633,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 394,700 | $19,617,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 421,901 | $19,576,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 161,873 | $19,559,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 293,500 | $19,518,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 155,814 | $19,500,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,005,417 | $19,425,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,304,500 | $19,404,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 245,696 | $19,343,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 464,248 | $19,285,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 953,100 | $19,253,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 610,000 | $19,246,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,585,800 | $19,236,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 232,132 | $19,230,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 13,100 | $19,205,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 363,888 | $19,079,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 224,798 | $19,074,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 260,505 | $19,014,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 174,503 | $18,995,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,439,000 | $18,981,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 430,235 | $18,918,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 627,966 | $18,883,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,319,493 | $18,882,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 321,629 | $18,863,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,332,592 | $18,843,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,110,010 | $18,759,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,144,443 | $18,735,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 194,000 | $18,727,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,133,056 | $18,696,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 460,084 | $18,684,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 485,400 | $18,644,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 417,468 | $18,511,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 250,000 | $18,503,000 | thousands by filing date | call |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,220,054 | $18,484,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,027,108 | $18,447,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 150,761 | $18,445,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 167,298 | $18,383,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 280,000 | $18,323,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 514,635 | $18,270,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 764,125 | $18,255,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 260,800 | $18,186,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 324,200 | $18,165,000 | thousands by filing date | put |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,530,006 | $18,140,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 297,341 | $18,114,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,391,215 | $18,100,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 505,300 | $18,095,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 245,529 | $18,088,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 264,200 | $18,087,000 | thousands by filing date | put |
| OMNICOM GROUP INC COM | 681919106 | Stock | 212,235 | $18,064,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 118,900 | $18,038,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 228,702 | $18,012,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 2,368,365 | $17,952,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 339,300 | $17,915,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 520,000 | $17,883,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 127,652 | $17,871,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 217,656 | $17,857,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,139,420 | $17,855,000 | thousands by filing date | put |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 514,497 | $17,843,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 797,369 | $17,837,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 192,000 | $17,810,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 172,099 | $17,801,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 109,200 | $17,797,000 | thousands by filing date | put |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 820,548 | $17,724,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 799,973 | $17,719,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,500,000 | $17,685,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 556,640 | $17,674,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 339,200 | $17,659,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 359,163 | $17,656,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 102,200 | $17,646,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 168,500 | $17,630,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 244,000 | $17,624,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 169,900 | $17,615,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 220,149 | $17,590,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,165,531 | $17,576,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 249,000 | $17,567,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,128,986 | $17,476,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 193,640 | $17,474,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 243,929 | $17,468,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 159,300 | $17,463,000 | thousands by filing date | put |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 647,173 | $17,403,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 957,452 | $17,320,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,040,800 | $17,306,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 862,106 | $17,268,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 232,194 | $17,261,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,193,990 | $17,146,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,879,205 | $17,138,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 623,111 | $17,123,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 900,202 | $17,121,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 318,415 | $17,112,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 543,216 | $17,100,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 555,468 | $17,086,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 715,146 | $17,085,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 177,373 | $17,050,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 202,763 | $17,022,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 324,638 | $17,011,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 550,773 | $17,007,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 762,139 | $17,003,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 168,785 | $17,000,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 85,036 | $16,981,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3,303,207 | $16,946,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,265,878 | $16,917,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 697,889 | $16,910,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,423,129 | $16,889,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 188,992 | $16,886,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,234,850 | $16,856,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 749,996 | $16,837,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 305,822 | $16,811,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 2,478,754 | $16,805,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 397,993 | $16,763,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 90,321 | $16,637,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 242,100 | $16,574,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 472,196 | $16,537,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,522,441 | $16,488,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 622,337 | $16,480,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 664,978 | $16,472,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 77,074 | $16,469,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 852,700 | $16,466,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 204,542 | $16,429,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 386,040 | $16,411,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 361,261 | $16,394,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 210,977 | $16,337,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,594,581 | $16,249,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 130,718 | $16,184,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 151,608 | $16,110,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,216,573 | $16,083,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 757,685 | $16,078,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 308,700 | $16,071,000 | thousands by filing date | put |
| Prologis,Inc. | 74340W103 | COM | 304,250 | $16,061,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 100,200 | $16,036,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 683,774 | $15,973,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 300,000 | $15,966,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 256,107 | $15,953,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 136,329 | $15,910,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 124,222 | $15,906,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 63,780 | $15,879,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 246,278 | $15,798,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 447,445 | $15,772,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 836,163 | $15,712,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 530,617 | $15,680,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 43,849 | $15,672,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 133,100 | $15,666,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 231,300 | $15,641,000 | thousands by filing date | call |
| BANK OF THE OZARKS | 063904106 | COM | 297,362 | $15,639,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 240,595 | $15,636,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 185,000 | $15,625,000 | thousands by filing date | put |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,228,181 | $15,610,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 554,435 | $15,546,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,250,000 | $15,525,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,250,000 | $15,525,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,534,435 | $15,514,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 659,549 | $15,513,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 667,786 | $15,453,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 808,366 | $15,448,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 149,600 | $15,446,000 | thousands by filing date | call |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 115,698 | $15,405,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 400,200 | $15,388,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,330,336 | $15,381,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 133,089 | $15,369,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 371,731 | $15,357,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 136,920 | $15,342,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 184,192 | $15,330,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 369,438 | $15,306,000 | thousands by filing date | call |
| MARKELGROUPINC | 570535104 | STOK | 16,919 | $15,303,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 746,445 | $15,227,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 193,846 | $15,126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 748,600 | $15,122,000 | thousands by filing date | put |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,659,731 | $15,121,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 68,200 | $15,108,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 413,284 | $15,026,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 40,909 | $15,018,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 298,200 | $14,952,000 | thousands by filing date | call |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 338,071 | $14,939,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 128,400 | $14,875,000 | thousands by filing date | call |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 684,098 | $14,838,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 364,146 | $14,821,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,244,172 | $14,794,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 136,335 | $14,791,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 14,478,000 | $14,758,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 262,528 | $14,730,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 128,400 | $14,720,000 | thousands by filing date | put |
| ONEOK INC NEW | 682680103 | COM | 255,563 | $14,672,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,143,385 | $14,669,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 622,298 | $14,655,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 134,847 | $14,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,234,246 | $14,651,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 290,005 | $14,642,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 369,588 | $14,625,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 138,744 | $14,614,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 114,023 | $14,602,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 272,727 | $14,599,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 12,718,000 | $14,594,000 | thousands by filing date | principal |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 65,785 | $14,574,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 585,084 | $14,563,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 107,100 | $14,555,000 | thousands by filing date | call |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 669,143 | $14,487,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,010,617 | $14,462,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 994,700 | $14,443,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 227,869 | $14,440,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 224,081 | $14,422,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 355,160 | $14,412,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 331,445 | $14,385,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 435,428 | $14,373,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 185,508 | $14,358,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 169,913 | $14,351,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 250,000 | $14,350,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 375,000 | $14,306,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 139,551 | $14,300,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 312,935 | $14,292,000 | thousands by filing date | call |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 398,359 | $14,286,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 332,695 | $14,279,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 180,600 | $14,251,000 | thousands by filing date | put |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 597,961 | $14,237,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 251,537 | $14,187,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,005,088 | $14,172,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 486,125 | $14,127,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 143,617 | $14,112,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 377,400 | $14,107,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 521,000 | $14,083,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 260,233 | $14,047,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 308,636 | $14,028,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 254,805 | $14,017,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 347,543 | $14,006,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 548,009 | $13,996,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 376,182 | $13,994,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 277,831 | $13,992,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,358,938 | $13,971,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,332,155 | $13,947,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 176,396 | $13,896,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 125,000 | $13,895,000 | thousands by filing date | call |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 984,541 | $13,882,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 257,771 | $13,877,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 582,000 | $13,840,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 315,045 | $13,839,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,812,700 | $13,813,000 | thousands by filing date | put |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 133,524 | $13,804,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,960,970 | $13,766,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 61,191 | $13,747,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 313,830 | $13,740,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 118,660 | $13,712,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,161,298 | $13,634,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 915,366 | $13,575,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 74,116 | $13,569,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 188,179 | $13,558,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 450,000 | $13,554,000 | thousands by filing date | put |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,512,698 | $13,539,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 230,501 | $13,446,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 552,888 | $13,396,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 400,000 | $13,384,000 | thousands by filing date | call |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 590,783 | $13,369,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 154,400 | $13,342,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 229,012 | $13,340,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 145,800 | $13,339,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 773,164 | $13,337,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 824,154 | $13,334,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 260,567 | $13,325,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 180,817 | $13,324,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 269,445 | $13,305,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 106,423 | $13,299,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 318,251 | $13,284,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 90,791 | $13,248,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 14,758,000 | $13,153,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 160,800 | $13,089,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 117,096 | $13,060,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 6,562,000 | $13,058,000 | thousands by filing date | principal |
| XYLEM INC COM | 98419M100 | Stock | 262,756 | $13,011,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 461,728 | $12,974,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 612,561 | $12,950,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 310,977 | $12,943,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 272,977 | $12,931,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,248,965 | $12,926,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 35,200 | $12,922,000 | thousands by filing date | put |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 695,685 | $12,911,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 575,500 | $12,874,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 867,200 | $12,861,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 281,326 | $12,816,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 114,460 | $12,792,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 347,870 | $12,791,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 547,400 | $12,787,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 177,472 | $12,777,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 878,684 | $12,759,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,238,667 | $12,758,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 349,300 | $12,732,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 227,389 | $12,727,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 162,600 | $12,714,000 | thousands by filing date | put |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 350,826 | $12,661,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 692,600 | $12,654,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 224,162 | $12,631,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 315,700 | $12,628,000 | thousands by filing date | put |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 151,433 | $12,593,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 167,971 | $12,586,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,651,250 | $12,583,000 | thousands by filing date | call |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 646,427 | $12,573,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 318,312 | $12,561,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 245,754 | $12,553,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 375,000 | $12,506,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 111,300 | $12,438,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 143,700 | $12,432,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 206,860 | $12,416,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 130,873 | $12,409,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 134,885 | $12,397,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 648,379 | $12,394,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 325,277 | $12,381,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 301,100 | $12,372,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 579,113 | $12,277,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 162,227 | $12,271,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 221,386 | $12,268,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 210,200 | $12,263,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 351,544 | $12,238,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 250,000 | $12,215,000 | thousands by filing date | call |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 228,222 | $12,198,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 174,786 | $12,174,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 29,074 | $12,170,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 68,578 | $12,149,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 177,669 | $12,100,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 780,003 | $12,090,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 793,945 | $12,076,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 477,923 | $12,025,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 145,300 | $12,025,000 | thousands by filing date | call |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 70,039 | $12,023,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 45,300 | $12,022,000 | thousands by filing date | call |
| FASTENAL CO COM | 311900104 | Stock | 255,898 | $12,022,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 347,579 | $11,985,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 244,192 | $11,951,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 861,617 | $11,950,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 626,852 | $11,885,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,209,371 | $11,863,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 322,219 | $11,788,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 220,300 | $11,759,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 1,000,300 | $11,744,000 | thousands by filing date | call |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 113,548 | $11,725,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,123,709 | $11,702,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 860,936 | $11,692,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 93,883 | $11,689,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 165,000 | $11,689,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 572,182 | $11,678,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 355,305 | $11,675,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 110,800 | $11,657,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 271,000 | $11,648,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 338,000 | $11,614,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 309,501 | $11,607,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 188,075 | $11,600,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 246,600 | $11,595,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 161,747 | $11,582,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 185,200 | $11,523,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 122,943 | $11,487,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 86,255 | $11,466,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 764,598 | $11,461,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 333,050 | $11,454,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 138,966 | $11,449,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 338,100 | $11,445,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 1,091,400 | $11,427,000 | thousands by filing date | put |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 359,946 | $11,425,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 475,000 | $11,410,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 585,178 | $11,399,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 199,323 | $11,372,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 311,676 | $11,367,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 172,558 | $11,361,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 580,500 | $11,291,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 898,092 | $11,289,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,600 | $11,268,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 331,920 | $11,258,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 190,000 | $11,242,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 445,795 | $11,235,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 68,974 | $11,232,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 237,135 | $11,209,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 149,100 | $11,202,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 862,678 | $11,189,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 228,863 | $11,188,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 231,115 | $11,184,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 283,300 | $11,182,000 | thousands by filing date | call |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100,000 | $11,175,000 | thousands by filing date | put |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 388,600 | $11,172,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 775,866 | $11,172,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 165,547 | $11,151,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 521,322 | $11,151,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200,000 | $11,150,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 741,847 | $11,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 165,042 | $11,107,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 109,900 | $11,106,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 183,240 | $11,081,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 368,818 | $11,079,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,267,081 | $11,043,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 118,900 | $11,027,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 766,316 | $11,012,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 266,936 | $10,968,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,088,034 | $10,957,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 147,717 | $10,953,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 810,930 | $10,947,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 148,800 | $10,922,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 86,693 | $10,909,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 143,855 | $10,906,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 356,686 | $10,904,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 121,396 | $10,900,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 350,753 | $10,874,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 214,064 | $10,867,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 657,500 | $10,849,000 | thousands by filing date | put |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 73,500 | $10,799,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,191,434 | $10,760,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 188,848 | $10,749,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 151,761 | $10,737,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 68,417 | $10,703,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 185,832 | $10,681,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 250,000 | $10,668,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 681,326 | $10,663,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 10,078,000 | $10,644,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 121,229 | $10,602,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 165,594 | $10,600,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 100,500 | $10,597,000 | thousands by filing date | call |
| Western Midstream Partners | 95825r103 | COM | 250,094 | $10,591,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66,450 | $10,582,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 134,130 | $10,553,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 134,200 | $10,493,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 651,351 | $10,493,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,051,900 | $10,487,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 590,501 | $10,476,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 143,400 | $10,464,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 270,813 | $10,445,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,256,500 | $10,442,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 100,700 | $10,440,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 150,000 | $10,440,000 | thousands by filing date | call |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 48,180 | $10,426,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 100,000 | $10,406,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 706,054 | $10,393,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 195,800 | $10,389,000 | thousands by filing date | put |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 216,201 | $10,384,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,079,011 | $10,375,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,013,007 | $10,363,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,237,437 | $10,333,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 562,860 | $10,323,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 165,312 | $10,307,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 27,300 | $10,301,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 266,987 | $10,301,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 141,300 | $10,298,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200,239 | $10,281,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 197,708 | $10,273,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 125,000 | $10,255,000 | thousands by filing date | call |
| TETRA TECH INC NEW | 88162G103 | COM | 237,493 | $10,248,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 152,261 | $10,233,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 114,811 | $10,224,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 623,400 | $10,223,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 91,743 | $10,212,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 562,430 | $10,208,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 230,474 | $10,203,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 559,877 | $10,189,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 361,847 | $10,160,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 132,941 | $10,153,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 95,000 | $10,140,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 414,631 | $10,100,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 445,088 | $10,099,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 83,402 | $10,093,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 146,646 | $10,074,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 615,145 | $10,002,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 277,183 | $9,998,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 111,270 | $9,994,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,875,000 | $9,987,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 189,888 | $9,973,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 74,300 | $9,962,000 | thousands by filing date | call |
| AMEREN CORP COM | 023608102 | Stock | 189,609 | $9,947,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,204,800 | $9,928,000 | thousands by filing date | call |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 388,630 | $9,926,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-002293 | this filing | 2017-02-14 | acceptance time not in the bulk data set |