13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 4,074 holding rows worth $87,699,232,000 by the sum of the rows.
- Accession
- 0000950123-17-001357
- Filer
- CIK 713676
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,795 entries on the cover page, a total value of $71,461,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,699,232,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $71,461,536,000, 19% less than the sum of the rows, $87,699,232,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $35,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 628 | $35,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 1,380 | $35,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $35,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,117 | $34,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 285 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 632 | $34,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 4,484 | $34,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,825 | $34,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,002 | $34,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 720 | $34,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,773 | $34,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 646 | $34,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,086 | $34,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 899 | $34,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,582 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 675 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,375 | $34,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 249 | $33,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,000 | $33,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,225 | $33,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 300 | $33,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,438 | $33,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 898 | $33,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 872 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 1,036 | $33,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 1,250 | $33,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 800 | $32,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 351 | $32,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,000 | $32,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,979 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 343 | $32,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $32,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,300 | $32,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,499 | $32,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,826 | $32,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $32,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 812 | $32,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,897 | $32,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,126 | $31,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,740 | $31,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,438 | $31,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $31,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,457 | $31,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $31,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 1,770 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 721 | $31,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,366 | $31,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 288 | $31,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,343 | $31,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 2,487 | $31,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 2,127 | $31,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 1,150 | $31,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 572 | $30,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,000 | $30,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 1,163 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 650 | $30,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 706 | $30,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,000 | $30,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $30,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,000 | $30,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,364 | $30,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,104 | $30,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $30,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,353 | $30,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 20,021 | $30,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 510 | $30,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,000 | $30,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,908 | $30,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 1,200 | $30,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 743 | $30,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 512 | $29,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,205 | $29,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 430 | $29,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 1,000 | $29,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 669 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,030 | $29,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,913 | $29,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 9,570 | $29,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $29,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,580 | $29,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 974 | $29,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 408 | $29,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 687 | $29,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,558 | $29,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,449 | $28,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,200 | $28,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,257 | $28,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,542 | $28,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,000 | $28,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $28,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $28,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 916 | $28,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,500 | $28,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,000 | $28,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,000 | $28,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 4,014 | $28,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 671 | $28,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,416 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 245 | $27,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 1,000 | $27,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,811 | $27,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 690 | $27,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,700 | $27,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,597 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 371 | $27,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,000 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $27,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,300 | $26,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 206 | $26,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 942 | $26,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,000 | $26,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,767 | $26,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 618 | $26,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,138 | $26,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 758 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $26,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 1,490 | $26,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 816 | $26,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,120 | $26,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,723 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $26,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,000 | $26,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,300 | $26,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 1,035 | $26,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $26,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 250 | $26,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 400 | $26,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,167 | $26,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 955 | $25,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 895 | $25,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,875 | $25,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 601 | $25,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,089 | $25,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,100 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 592 | $25,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,575 | $25,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 980 | $25,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,960 | $25,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 1,000 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $25,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 1,100 | $25,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $25,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,003 | $25,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 21,419 | $25,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,374 | $24,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,593 | $24,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,039 | $24,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 773 | $24,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 371 | $24,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,176 | $24,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,406 | $24,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,702 | $24,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,730 | $24,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 366 | $24,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,081 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $24,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 950 | $24,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,483 | $24,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,589 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,154 | $24,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 206 | $24,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $24,000 | thousands by filing date | |
| HIGHWOODS | 431284207 | Preferred Stock | 20 | $24,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228501 | PREFERR | 500 | $24,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,497 | $23,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,040 | $23,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,359 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,115 | $23,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 8,070 | $23,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,984 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 427 | $23,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 1,012 | $23,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 679 | $23,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,500 | $23,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 1,500 | $23,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,000 | $23,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $23,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,000 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 3,000 | $23,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,717 | $23,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 1,000 | $23,000 | thousands by filing date | |
| UBS AG LON | 90275C441 | Preferred Stock | 2,500 | $23,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 496 | $22,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 7,311 | $22,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 568 | $22,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $22,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,702 | $22,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 700 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,000 | $22,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 371 | $22,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,000 | $22,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 764 | $22,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 300 | $22,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,378 | $22,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,610 | $22,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 838 | $22,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,750 | $22,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,520 | $22,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 827 | $22,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 875 | $22,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,351 | $22,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 570 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,900 | $21,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,580 | $21,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,481 | $21,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,333 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,502 | $21,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 510 | $21,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,872 | $21,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 500 | $21,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 621 | $21,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 1,358 | $21,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 725 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 856 | $21,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,817 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 484 | $21,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 444 | $21,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 5,000 | $21,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 200 | $21,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,080 | $21,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 427 | $20,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 100 | $20,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 445 | $20,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 153 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,740 | $20,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 484 | $20,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 800 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 718 | $20,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 848 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $20,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 1,204 | $20,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 802 | $20,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 2,447 | $20,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 800 | $20,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,480 | $20,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 996 | $20,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 74,000 | $20,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 800 | $20,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 450 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 980 | $20,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $20,000 | thousands by filing date | |
| Welltower Inc PFD | 95040Q302 | Equity | 800 | $20,000 | thousands by filing date | |
| MORGAN STA | 61765G754 | Preferred Stock | 2,500 | $20,000 | thousands by filing date | |
| BARCLAYS B | 06743Q861 | Preferred Stock | 2,000 | $20,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 179 | $19,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 275 | $19,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,644 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 318 | $19,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,115 | $19,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,254 | $19,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 150 | $19,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 565 | $19,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 697 | $19,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $19,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $19,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 427 | $19,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $19,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 974 | $19,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,935 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 711 | $19,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $19,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $19,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,564 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 233 | $18,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,000 | $18,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,621 | $18,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 358 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $18,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 319 | $18,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 438 | $18,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 991 | $18,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 2,315 | $18,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,613 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,563 | $18,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 826 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 746 | $18,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 3,582 | $18,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 765 | $18,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,200 | $18,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 975 | $18,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $18,000 | thousands by filing date | |
| MORGAN STA | 61765G457 | Preferred Stock | 2,000 | $18,000 | thousands by filing date | |
| UBS AG LON | 90275C110 | Preferred Stock | 2,000 | $18,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $18,000 | thousands by filing date | |
| JPMORGAN C | 48127Y474 | Preferred Stock | 2,000 | $18,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,706 | $17,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,149 | $17,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 305 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 582 | $17,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 913 | $17,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 600 | $17,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $17,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,649 | $17,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 598 | $17,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 332 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 650 | $17,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $17,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD ADR ADR | 83546A104 | COM | 1,077 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 1,000 | $17,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 333 | $16,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 488 | $16,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $16,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,000 | $16,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 448 | $16,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,212 | $16,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,024 | $16,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 114 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 175 | $16,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 605 | $16,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 925 | $16,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 371 | $16,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 478 | $16,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,642 | $16,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 572 | $16,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 800 | $16,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 550 | $16,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,100 | $16,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 862 | $16,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 220 | $16,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 200 | $16,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,034 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T324 | VEL SH 3X LG NAT | 348 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 633 | $16,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,116 | $16,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 650 | $16,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 486 | $15,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $15,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 596 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,479 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 371 | $15,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 476 | $15,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,007 | $15,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 130 | $15,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,949 | $15,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,169 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,079 | $15,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,000 | $15,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 858 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 380 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 590 | $15,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,000 | $15,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 1,504 | $15,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 822 | $15,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 7,752 | $14,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,359 | $14,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 2,000 | $14,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,214 | $14,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 337 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 152 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 350 | $14,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 559 | $14,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 307 | $14,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 971 | $14,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 642 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 140 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 519 | $14,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 730 | $14,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 1,670 | $14,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 600 | $14,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 600 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 532 | $14,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 12,650 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,000 | $14,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $14,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 600 | $14,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 1,600 | $14,000 | thousands by filing date | |
| MORGAN STA | 61765G762 | Preferred Stock | 2,500 | $14,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,032 | $13,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,000 | $13,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 238 | $13,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 896 | $13,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 78 | $13,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 465 | $13,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 943 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $13,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 791 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 346 | $13,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 1,973 | $13,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 451 | $13,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 625 | $13,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 176 | $13,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 745 | $13,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 533 | $13,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 1,152 | $13,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 329 | $13,000 | thousands by filing date | |
| RECRUIT HLDGS CO LTD COM STK | J6433A101 | Common Stock | 321 | $13,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 500 | $13,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,425 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 300 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 160 | $13,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 600 | $13,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $13,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 419 | $13,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 500 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 1,110 | $13,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 206 | $12,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 1,958 | $12,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 164 | $12,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,160 | $12,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,000 | $12,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 448 | $12,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 243 | $12,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,000 | $12,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 476 | $12,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 225 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 241 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 550 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 455 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 353 | $12,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $12,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,400 | $12,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 326 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 400 | $12,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $12,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 1,297 | $12,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,063 | $12,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 1,700 | $12,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 200 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 800 | $12,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 400 | $12,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,372 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 500 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,112 | $12,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 501 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| UBS AG LON | 90275C102 | Preferred Stock | 2,000 | $12,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,308 | $11,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 509 | $11,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 333 | $11,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,500 | $11,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 425 | $11,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,320 | $11,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 298 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $11,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 250 | $11,000 | thousands by filing date | principal |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $11,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $11,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 1,243 | $11,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 316 | $11,000 | thousands by filing date | |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 983 | $11,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 91 | $11,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $11,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,000 | $11,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 223 | $11,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,087 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,100 | $11,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 581 | $11,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $11,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,600 | $11,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 677 | $10,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 340 | $10,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 225 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 80 | $10,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 288 | $10,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 126 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $10,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,167 | $10,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 133 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 200 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $10,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,400 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,008 | $10,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,000 | $10,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,210 | $10,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 311 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 800 | $10,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 56 | $10,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 800 | $10,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,395 | $10,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,318 | $10,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 7,200 | $10,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 500 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $10,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 505 | $10,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001357 | this filing | 2017-02-10 | acceptance time not in the bulk data set |