13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 4,074 holding rows worth $87,699,232,000 by the sum of the rows.
- Accession
- 0000950123-17-001357
- Filer
- CIK 713676
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,795 entries on the cover page, a total value of $71,461,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,699,232,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $71,461,536,000, 19% less than the sum of the rows, $87,699,232,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 4,424 | $247,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,317 | $246,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 8,145 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,828 | $245,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,197 | $244,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 9,200 | $244,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 6,003 | $243,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22,547 | $243,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,548 | $242,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 288 | $242,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,883 | $242,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,293 | $242,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 2,500 | $242,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,547 | $240,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 13,342 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,412 | $240,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,026 | $240,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,054 | $239,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 8,089 | $239,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 19,315 | $238,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 4,886 | $238,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 7,439 | $238,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 8,302 | $236,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 2,478 | $236,000 | thousands by filing date | |
| MONOTARO CO LTD UNSPONS ADR | 61022V107 | FOREIGN | 11,503 | $236,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 9,758 | $236,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,425 | $236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 3,024 | $236,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,031 | $234,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,235 | $234,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 11,350 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 11,590 | $233,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 100,000 | $233,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 7,775 | $233,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 10,352 | $233,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 8,620 | $232,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 10,650 | $232,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 10,154 | $232,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,545 | $231,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,430 | $231,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 4,419 | $231,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 16,196 | $231,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 6,249 | $231,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 17,461 | $230,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 11,680 | $230,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,453 | $229,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,734 | $229,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 39,455 | $229,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 4,060 | $228,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,100 | $227,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 13,722 | $227,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,334 | $226,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 48,520 | $225,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,100 | $225,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,594 | $224,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 46,236 | $224,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 14,999 | $223,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 45,104 | $222,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,599 | $220,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 20,371 | $220,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,936 | $220,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,600 | $220,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 12,940 | $220,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 7,738 | $219,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,256 | $219,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,272 | $218,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,006 | $218,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,050 | $218,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 10,000 | $218,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,884 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 8,214 | $217,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 31,885 | $217,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,925 | $216,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 7,309 | $216,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,686 | $216,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 8,614 | $215,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 6,537 | $214,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,960 | $214,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,444 | $214,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,215 | $213,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 6,365 | $213,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,382 | $212,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,271 | $212,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 18,000 | $212,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 9,653 | $210,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,000 | $210,000 | thousands by filing date | principal |
| CORPORATE BACKED CALL TR CTFS | 21988T207 | PFD | 11,825 | $210,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,814 | $209,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,997 | $208,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,836 | $208,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 14,174 | $208,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,850 | $207,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 3,538 | $207,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 18,371 | $207,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 8,698 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,472 | $206,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 9,234 | $204,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 15,352 | $204,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 6,495 | $204,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,630 | $204,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 13,000 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,769 | $203,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 3,780 | $202,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,636 | $202,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 5,000 | $202,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,681 | $202,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 11,842 | $202,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,028 | $201,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,400 | $201,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,598 | $199,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,311 | $198,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 5,000 | $198,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,381 | $198,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,094 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 1,915 | $197,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,559 | $196,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 3,101 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,261 | $195,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,476 | $194,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 17,018 | $194,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 6,188 | $194,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 4,046 | $194,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 4,893 | $194,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 2,649 | $194,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 15,640 | $194,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,400 | $193,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 18,550 | $193,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 28,697 | $192,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,366 | $192,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 7,450 | $192,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,085 | $192,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 163 | $191,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 7,555 | $191,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,085 | $190,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 8,580 | $190,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,954 | $190,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,261 | $189,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,342 | $189,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 14,226 | $189,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,120 | $188,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 7,606 | $188,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,905 | $188,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 6,536 | $188,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 9,558 | $188,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 6,191 | $188,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 5,262 | $187,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 8,089 | $187,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,200 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,316 | $186,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 16,099 | $185,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,112 | $184,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,811 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 12,324 | $184,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,316 | $183,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 19,640 | $183,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 8,158 | $182,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 7,886 | $182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 15,358 | $182,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 7,225 | $181,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,826 | $181,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 6,374 | $180,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 5,772 | $180,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,829 | $179,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,460 | $179,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 9,308 | $179,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 15,000 | $179,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 30,546 | $178,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,270 | $178,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,057 | $177,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,500 | $177,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 5,771 | $177,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 6,252 | $175,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,680 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,200 | $175,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 11,150 | $174,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 7,060 | $174,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,032 | $173,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,000 | $173,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 20,130 | $172,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,753 | $172,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,335 | $172,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,100 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,373 | $172,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,265 | $172,000 | thousands by filing date | |
| GOLD - BUL | 999999683 | Common Stock | 15 | $172,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 8,915 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 12,686 | $171,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 3,397 | $171,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,140 | $170,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,126 | $170,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,740 | $170,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,017 | $170,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,971 | $170,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,953 | $169,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 4,493 | $169,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 7,025 | $169,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 6,507 | $169,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,200 | $168,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,481 | $168,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 5,484 | $168,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,565 | $168,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,364 | $168,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 16,575 | $168,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 2,836 | $167,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 6,981 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 2,403 | $166,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,916 | $165,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 64,354 | $165,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 3,384 | $164,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 12,630 | $164,000 | thousands by filing date | |
| BBA AVIATION PLC ADR | 05530H100 | Stock | 9,373 | $164,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,779 | $163,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,320 | $163,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 7,200 | $163,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3,570 | $162,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,160 | $162,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,875 | $162,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 3,752 | $162,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 7,678 | $162,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 3,688 | $162,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,059 | $161,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 9,350 | $161,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 3,990 | $161,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,072 | $161,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 25,434 | $160,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 2,916 | $160,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,737 | $160,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 5,696 | $160,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,585 | $159,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,581 | $158,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 2,807 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,181 | $158,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,499 | $158,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 100,000 | $158,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,497 | $157,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 6,439 | $157,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 145,100 | $157,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,520 | $156,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 3,268 | $155,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,046 | $154,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 9,880 | $154,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,578 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,533 | $153,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 7,377 | $153,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 4,962 | $153,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 3,218 | $153,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 25,550 | $153,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,843 | $152,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,000 | $152,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 5,600 | $152,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 21,000 | $151,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 23,656 | $150,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 6,000 | $150,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 5,638 | $149,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 2,948 | $148,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,350 | $148,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 10,200 | $148,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,896 | $148,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 15,706 | $148,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 2,938 | $148,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,339 | $147,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 971 | $147,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 11,343 | $147,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 8,067 | $147,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,204 | $146,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 3,603 | $146,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 5,760 | $146,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 21,000 | $146,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 53,000 | $146,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 994 | $146,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 5,709 | $146,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 4,823 | $145,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 4,793 | $145,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 5,068 | $145,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 6,484 | $144,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,153 | $144,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 4,750 | $144,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 8,213 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,444 | $142,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 2,732 | $142,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 14,587 | $142,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,655 | $141,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 1,970 | $141,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,949 | $141,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,459 | $141,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,174 | $141,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 3,907 | $140,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 9,428 | $140,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 5,500 | $140,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 1,180 | $140,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,363 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,979 | $139,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 1,490 | $139,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,922 | $138,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 3,874 | $138,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,600 | $138,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 4,885 | $137,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,481 | $137,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 4,730 | $137,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 6,029 | $137,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 8,714 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6,121 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,400 | $135,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,375 | $135,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 6,766 | $135,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 2,508 | $135,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,839 | $134,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,698 | $134,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 13,227 | $134,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,487 | $134,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 5,402 | $134,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 1,912 | $133,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 9,608 | $133,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,302 | $133,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 15,412 | $133,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 18,904 | $132,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,323 | $132,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 9,540 | $131,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,964 | $131,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 4,685 | $131,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 176,055 | $131,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,885 | $130,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 4,204 | $130,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 21,200 | $130,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 38,454 | $130,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,362 | $130,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 31,920 | $130,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 3,322 | $130,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 9,362 | $130,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,994 | $129,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,822 | $129,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,148 | $129,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 2,656 | $128,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,400 | $128,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 15,061 | $128,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,750 | $127,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 1,858 | $127,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,373 | $127,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,814 | $127,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 4,640 | $126,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 3,909 | $126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 3,519 | $126,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 4,758 | $126,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 2,329 | $126,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 9,100 | $125,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,769 | $125,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 5,056 | $125,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 2,028 | $125,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,129 | $124,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 7,400 | $124,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 12,000 | $124,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 8,400 | $124,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 2,850 | $124,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,027 | $124,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,760 | $124,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 11,143 | $124,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 1,995 | $123,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 6,000 | $123,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 7,776 | $123,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 5,913 | $123,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 8,765 | $123,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,102 | $123,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,420 | $123,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 9,330 | $123,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,000 | $123,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 4,368 | $122,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 999 | $121,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 563 | $121,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,700 | $121,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 8,200 | $120,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,167 | $120,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 3,301 | $120,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 1,560 | $120,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,915 | $120,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 6,000 | $120,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,000 | $120,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,600 | $119,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 7,247 | $119,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 7,201 | $119,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 6,995 | $119,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 2,261 | $119,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 8,202 | $119,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 7,764 | $118,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 5,641 | $118,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 16,120 | $118,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 2,447 | $117,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 8,763 | $116,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 21,048 | $116,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 16,578 | $116,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 5,954 | $115,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 2,530 | $114,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,966 | $114,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,980 | $114,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 5,007 | $114,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 7,077 | $114,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 3,842 | $113,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 6,629 | $113,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 3,417 | $113,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 4,292 | $113,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,201 | $112,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,916 | $112,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 24,823 | $112,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,100 | $112,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,964 | $111,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 2,684 | $111,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 13,500 | $111,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 3,223 | $111,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 80,000 | $111,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,094 | $110,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 1,290 | $110,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,763 | $110,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 7,438 | $110,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 3,039 | $110,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 4,000 | $110,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 8,243 | $109,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,700 | $109,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 4,475 | $109,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,557 | $108,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 5,332 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,144 | $108,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 3,691 | $108,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,872 | $108,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $108,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 5,450 | $108,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,984 | $108,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 2,000 | $108,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,394 | $107,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,000 | $107,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 3,515 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,850 | $106,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 4,580 | $106,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 6,500 | $106,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 5,478 | $106,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 4,187 | $106,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,657 | $106,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,029 | $106,000 | thousands by filing date | |
| ASHFORD HOSPITALITYTR INC PFD SER ACALLABLE | 044103208 | EQUITIES | 4,175 | $106,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,793 | $105,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 6,000 | $105,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 5,964 | $105,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 14,761 | $105,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,864 | $104,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 8,600 | $104,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 2,130 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,282 | $104,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 6,772 | $104,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,050 | $104,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,464 | $104,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,164 | $104,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 2,451 | $104,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 4,200 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 2,661 | $103,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,660 | $103,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 3,324 | $103,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,422 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,887 | $103,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 5,171 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 632 | $103,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,341 | $103,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 9,419 | $103,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 61 | $102,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,620 | $102,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,384 | $102,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 7,749 | $102,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 7,251 | $102,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 7,540 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,851 | $102,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,203 | $101,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 6,565 | $101,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,411 | $101,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,711 | $101,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 1,703 | $101,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,609 | $101,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,633 | $101,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,000 | $101,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 3,004 | $101,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 25,000 | $100,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 4,278 | $100,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,948 | $100,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 877 | $99,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 3,645 | $99,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 5,000 | $99,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 7,000 | $99,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 6,360 | $98,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,952 | $98,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 6,439 | $98,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 6,383 | $98,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 2,255 | $98,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,155 | $98,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 1,868 | $97,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 7,262 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 880 | $96,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,185 | $96,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,992 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 674 | $95,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,890 | $95,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 6,666 | $95,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 9,106 | $95,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 3,530 | $95,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,110 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001357 | this filing | 2017-02-10 | acceptance time not in the bulk data set |