13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-10, with 4,074 holding rows worth $87,699,232,000 by the sum of the rows.
- Accession
- 0000950123-17-001357
- Filer
- CIK 713676
- Filed
- 2017-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 3,795 entries on the cover page, a total value of $71,461,536,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,699,232,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $71,461,536,000, 19% less than the sum of the rows, $87,699,232,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,003 | $10,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,200 | $10,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 401 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $10,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 635 | $10,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 400 | $10,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 210 | $10,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 400 | $10,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 400 | $10,000 | thousands by filing date | |
| BANK AMER | 06051A326 | Preferred Stock | 1,000 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 105 | $9,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 2,500 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 462 | $9,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 50 | $9,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 400 | $9,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 425 | $9,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 152 | $9,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 247 | $9,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 381 | $9,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 960 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,500 | $9,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 350 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 321 | $9,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 186 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 600 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,200 | $9,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,000 | $9,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 480 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 107 | $9,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 345 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 316 | $9,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 299 | $9,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 350 | $9,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 399 | $9,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,000 | $9,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 198 | $8,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 258 | $8,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $8,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 169 | $8,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 600 | $8,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 689 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 600 | $8,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 198 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 657 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $8,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 500 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 173 | $8,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 440 | $8,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 292 | $8,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 250 | $8,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 550 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 143 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 237 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 371 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 395 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 132 | $8,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 747 | $8,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 86 | $8,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 77 | $8,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 627 | $8,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 288 | $8,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 216 | $8,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $8,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 300 | $8,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 258 | $8,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 500 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 218 | $8,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,500 | $8,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 84 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 350 | $8,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 200 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 92 | $7,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 149 | $7,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 167 | $7,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 2,225 | $7,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 3,000 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 400 | $7,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 363 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 221 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 350 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 300 | $7,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 234 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,503 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 170 | $7,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 377 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $7,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $7,000 | thousands by filing date | |
| Koninklijke Ahold Nv | 500467501 | Equity | 349 | $7,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 450 | $7,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 944 | $7,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 273 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 950 | $7,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 2,381 | $7,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 127 | $7,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,148 | $7,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 455 | $7,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 598 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 265 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 246 | $7,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,623 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 79 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 600 | $6,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 300 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 291 | $6,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 169 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 848 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 84 | $6,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 750 | $6,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 124 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $6,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 300 | $6,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 155 | $6,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 239 | $6,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,500 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 618 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 164 | $6,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $6,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 945 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,196 | $6,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 200 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $6,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 70 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,256 | $6,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,975 | $6,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 300 | $6,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 400 | $6,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 962 | $6,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 2,150 | $6,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,000 | $6,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 400 | $6,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 98 | $6,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $6,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,184 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 70 | $6,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 400 | $6,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 250 | $6,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 154 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 66 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,015 | $6,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 318 | $6,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 600 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 4,000 | $6,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 255 | $6,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,000 | $6,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 101 | $5,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 95 | $5,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 1,468 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 461 | $5,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 554 | $5,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 340 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 85 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 74 | $5,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 215 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 110 | $5,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 582 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 101 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 126 | $5,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 200 | $5,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 260 | $5,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 5,000 | $5,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 585 | $5,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 243 | $5,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,301 | $5,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 446 | $5,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 142 | $5,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 250 | $5,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 200 | $5,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| Corporate Office Prop 7.375% C | 22002t884 | PFD | 200 | $5,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICE | 032359408 | PRF | 200 | $5,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 286 | $5,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,655 | $5,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $5,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L100 | COM | 15,790 | $5,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 206 | $5,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 480 | $5,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,000 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,000 | $4,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 200 | $4,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 42 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 150 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 105 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 500 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 203 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 80 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 187 | $4,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 26 | $4,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 190 | $4,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 490 | $4,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 740 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 700 | $4,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 302 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 113 | $4,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 61 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 104 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 200 | $4,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 250 | $4,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 262 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31 | $4,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 445 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 69 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 225 | $4,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 9 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 215 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 100 | $4,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 198 | $4,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 79 | $4,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 9,614 | $4,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 162 | $4,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 103 | $4,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,105 | $4,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 376 | $4,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 410 | $4,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,000 | $4,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 72 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 533 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,020 | $4,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 16,000 | $4,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $4,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 424 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 125 | $4,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 116 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 285 | $4,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 2,000 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 150 | $4,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 600 | $4,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $4,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 62 | $4,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 400 | $4,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 189 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $3,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 56 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 500 | $3,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 66 | $3,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 108 | $3,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 196 | $3,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 196 | $3,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 104 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 66 | $3,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 148 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 93 | $3,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 58 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 258 | $3,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 80 | $3,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 177 | $3,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 450 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 55 | $3,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 284 | $3,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 132 | $3,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 125 | $3,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 256 | $3,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 166 | $3,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 1,000 | $3,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 69 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 560 | $3,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 391 | $3,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 238 | $3,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 276 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $3,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 400 | $3,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 140 | $3,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 219 | $3,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 72 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 75 | $3,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 82 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 125 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 150 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 70 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 140 | $3,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 126 | $3,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 307 | $3,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $3,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 500 | $3,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 233 | $3,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 500 | $3,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 200 | $3,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 354 | $3,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 16 | $2,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 600 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 60 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 35 | $2,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 18 | $2,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 63 | $2,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 95 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 61 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 800 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 600 | $2,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,000 | $2,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 85 | $2,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 41 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 46 | $2,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 81 | $2,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 228 | $2,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 104 | $2,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $2,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $2,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 50 | $2,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 178 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 100 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 473 | $2,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 30 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 125 | $2,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 250 | $2,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 163 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 176 | $2,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 82 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 125 | $2,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 65 | $2,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 201 | $2,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 385 | $2,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 167 | $2,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,564 | $2,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 200 | $2,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 85 | $2,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $2,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 200 | $2,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 93 | $2,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 237 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 35 | $2,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $2,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 400 | $2,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 206 | $2,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 91 | $2,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 269 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 528 | $2,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,200 | $2,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 126 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 250 | $2,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 62 | $2,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 66 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 400 | $2,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 167 | $2,000 | thousands by filing date | |
| MEDIZONE INTL INC | 585013105 | COMMON STOCK | 17,000 | $2,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 500 | $2,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 600 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 200 | $2,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 183 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 124 | $2,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 105 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 1,000 | $2,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 79 | $2,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 40 | $2,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 432 | $2,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 100 | $2,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 350 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 86 | $2,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 80 | $2,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 400 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 81 | $2,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 68 | $2,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 50 | $2,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 58 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 136 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 200 | $1,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 83 | $1,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 19 | $1,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 9 | $1,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 25 | $1,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 15 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 31 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 75 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 150 | $1,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 59 | $1,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 15 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 70 | $1,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 116 | $1,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 10 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 80 | $1,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 27 | $1,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 50 | $1,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 83 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 73 | $1,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 37 | $1,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 50 | $1,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 125 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 114 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 120 | $1,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14 | $1,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 87 | $1,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 127 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 84 | $1,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 82 | $1,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $1,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 50 | $1,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 39 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 220 | $1,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 139 | $1,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 15 | $1,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 52 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 150 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 142 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 150 | $1,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 144 | $1,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 100 | $1,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 25 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 100 | $1,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 59 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 20 | $1,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 405 | $1,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 60 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,093 | $1,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 76 | $1,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 125 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 120 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 245 | $1,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 28 | $1,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 56 | $1,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 53 | $1,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 24 | $1,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 23 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 125 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F119 | ETN DJUBS NCKL37 | 100 | $1,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,000 | $1,000 | thousands by filing date | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 145 | $1,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $1,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 1,000 | $1,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 69 | $1,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 800 | $1,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 100 | $1,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 98 | $1,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 17 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 34 | $1,000 | thousands by filing date | |
| Telesites SAB de CV | P90355135 | COM | 947 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20 | $1,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 52 | $1,000 | thousands by filing date | |
| HOLCIM LTD SPONSORED ADR | 50586V108 | ADR | 57 | $1,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 250 | $1,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 28 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 1,000 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 3,505 | $1,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 173 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEYCO GROUP INC COM | 962149100 | Stock | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GODADDY INC CL A | 380237107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVB FINL CORP COM | 126600105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORRESTER RESH INC | 346563109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KELLY SVCS INC | 488152208 | CL A | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFETY INS GROUP INC | 78648T100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-001357 | this filing | 2017-02-10 | acceptance time not in the bulk data set |