13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,832 holding rows worth $178,511,116,000.
- Accession
- 0000950123-16-021342
- Filer
- CIK 820027
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 7,133 entries on the cover page, a total value of $178,511,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,511,116,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 166,980 | $9,438,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 367,080 | $9,427,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 429,011 | $9,409,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 73,540 | $9,404,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 669,967 | $9,376,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 318,239 | $9,373,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 329,901 | $9,370,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 385,560 | $9,368,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 145,013 | $9,354,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 194,079 | $9,350,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 130,828 | $9,336,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 284,195 | $9,330,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 185,459 | $9,284,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 809,906 | $9,273,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 262,907 | $9,237,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 201,155 | $9,237,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 783,034 | $9,225,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 117,837 | $9,221,000 | thousands by filing date | |
| CLEARWAY ENERGY INC | 62942XAD0 | BOND | 9,400,000 | $9,206,000 | thousands by filing date | principal |
| DEL MONTE CORP ORD | G36738105 | Stock | 153,317 | $9,185,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 333,742 | $9,171,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 69,420 | $9,168,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 124,683 | $9,143,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 82,471 | $9,127,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 208,024 | $9,123,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 44,380 | $9,115,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 218,054 | $9,110,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 531,561 | $9,106,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 184,352 | $9,098,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 313,133 | $9,087,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 42 | $9,081,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 121,565 | $9,075,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 371,943 | $9,068,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 315,912 | $9,054,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 127,713 | $9,034,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 221,700 | $9,017,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 360,317 | $9,005,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 336,882 | $9,001,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 625,000 | $9,000,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 221,512 | $8,990,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 176,655 | $8,989,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 7,200,000 | $8,978,000 | thousands by filing date | principal |
| CVB FINL CORP COM | 126600105 | Stock | 509,360 | $8,970,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 309,386 | $8,970,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,076,438 | $8,934,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 363,481 | $8,931,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 205,390 | $8,928,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 371,078 | $8,917,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 192,197 | $8,913,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 176,648 | $8,908,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 67,023 | $8,907,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 188,970 | $8,906,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 74,685 | $8,896,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 135,812 | $8,882,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 423,295 | $8,864,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 171,524 | $8,855,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 175,334 | $8,852,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 471,384 | $8,845,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 675,283 | $8,833,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 95,408 | $8,809,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 145,300 | $8,807,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 406,011 | $8,804,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 227,051 | $8,799,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 313,896 | $8,792,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 837,048 | $8,778,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 406,904 | $8,766,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 109,390 | $8,765,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 176,264 | $8,723,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 385,276 | $8,704,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 439,830 | $8,699,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 849,637 | $8,683,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 377,034 | $8,683,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 346,724 | $8,682,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 297,717 | $8,670,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 465,605 | $8,659,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 627,837 | $8,657,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 135,225 | $8,650,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 510,744 | $8,642,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 624,172 | $8,638,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 449,541 | $8,600,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 9,100,000 | $8,600,000 | thousands by filing date | principal |
| ASTEC INDS INC | 046224101 | COM | 143,566 | $8,595,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 408,814 | $8,582,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 342,692 | $8,559,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 326,496 | $8,553,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 64,671 | $8,543,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 257,094 | $8,534,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 306,784 | $8,511,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 839,409 | $8,508,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 171,504 | $8,506,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 531,383 | $8,493,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 165,033 | $8,476,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 5,345,000 | $8,459,000 | thousands by filing date | principal |
| CENTERSTATE BK CORP | 15201P109 | COM | 476,668 | $8,451,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 141,020 | $8,447,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 114,930 | $8,441,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 270,610 | $8,440,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,360,589 | $8,435,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 366,219 | $8,434,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 357,405 | $8,424,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 628,072 | $8,391,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 170,925 | $8,384,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 259,275 | $8,343,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 309,689 | $8,326,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 538,497 | $8,309,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 230,991 | $8,269,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 165,688 | $8,268,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 189,200 | $8,256,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 213,370 | $8,252,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 213,546 | $8,244,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 385,001 | $8,243,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 352,922 | $8,227,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 113,168 | $8,204,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 149,593 | $8,199,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 267,903 | $8,192,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 362,103 | $8,190,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 166,351 | $8,166,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 275,440 | $8,162,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 200,033 | $8,152,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 524,923 | $8,152,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 428,499 | $8,150,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5,330,000 | $8,125,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 541,906 | $8,119,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 688,544 | $8,118,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 4,600,000 | $8,116,000 | thousands by filing date | principal |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 218,531 | $8,110,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 507,358 | $8,098,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 376,803 | $8,094,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 183,395 | $8,066,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 233,480 | $8,064,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 147,652 | $8,042,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 452,133 | $8,020,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 286,742 | $7,994,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 325,074 | $7,985,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 245,031 | $7,977,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 142,840 | $7,968,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 843,660 | $7,964,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 12,060,000 | $7,962,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 171,220 | $7,938,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 307,035 | $7,937,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 587,804 | $7,936,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 445,669 | $7,928,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 196,117 | $7,916,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 14,900,000 | $7,897,000 | thousands by filing date | principal |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 214,307 | $7,888,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 510,450 | $7,875,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 360,296 | $7,854,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 58,255 | $7,840,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 71,280 | $7,809,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 194,737 | $7,799,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 268,812 | $7,788,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 129,627 | $7,786,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 744,470 | $7,780,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 150,705 | $7,779,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 129,644 | $7,775,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 233,610 | $7,754,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 492,862 | $7,738,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 283,117 | $7,732,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 722,228 | $7,722,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 833,494 | $7,684,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 15,916 | $7,662,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 358,010 | $7,638,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 156,591 | $7,636,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 108,963 | $7,628,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 71,923 | $7,618,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 864,009 | $7,612,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 68,443 | $7,575,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 228,817 | $7,564,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 240,015 | $7,559,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 224,942 | $7,554,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 33,530 | $7,538,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 285,903 | $7,530,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 697,104 | $7,529,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 322,984 | $7,517,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 531,478 | $7,505,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 237,904 | $7,493,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 89,422 | $7,490,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 124,169 | $7,463,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 94,043 | $7,455,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 261,568 | $7,455,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 547,054 | $7,451,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 276,386 | $7,441,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 332,805 | $7,434,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 221,037 | $7,433,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 99,644 | $7,428,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 58,166 | $7,409,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 99,475 | $7,407,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 7,970 | $7,403,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 504,622 | $7,362,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 197,430 | $7,362,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 138,873 | $7,347,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 125,930 | $7,332,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 192,780 | $7,330,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 55,503 | $7,321,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 501,062 | $7,315,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 537,536 | $7,308,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 215,673 | $7,303,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 210,701 | $7,300,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 720,905 | $7,275,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 834,028 | $7,273,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 69,225 | $7,258,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 220,723 | $7,255,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 479,520 | $7,250,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 113,470 | $7,248,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 163,663 | $7,240,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 265,413 | $7,221,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 230,676 | $7,192,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 710,495 | $7,184,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 275,687 | $7,177,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,289,898 | $7,171,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 276,749 | $7,170,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 144,874 | $7,165,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 231,604 | $7,161,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 6,000,000 | $7,155,000 | thousands by filing date | principal |
| TOTAL SYS SVCS INC | 891906109 | COM | 151,674 | $7,154,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 285,805 | $7,143,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 491,635 | $7,134,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,500,000 | $7,126,000 | thousands by filing date | principal |
| H2O AMERICA | 784305104 | COM | 162,852 | $7,115,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 376,547 | $7,110,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 327,852 | $7,109,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 201,864 | $7,107,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 514,882 | $7,079,000 | thousands by filing date | |
| CTRIP.COM INTERNATIONAL LTD | 22943FAL4 | CONV BND | 7,000,000 | $7,072,000 | thousands by filing date | principal |
| FARO TECHNOLOGIES INC | 311642102 | COM | 196,371 | $7,061,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 125,263 | $7,056,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 241,476 | $7,039,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 67,351 | $7,031,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 198,039 | $7,024,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 242,526 | $7,024,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 122,057 | $7,022,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 114,001 | $7,020,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 126,678 | $7,015,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 130,453 | $7,006,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 272,363 | $7,005,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 314,020 | $6,996,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 300,920 | $6,981,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 296,755 | $6,973,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 131,193 | $6,958,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,739,760 | $6,945,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 50,846 | $6,941,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 261,402 | $6,932,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 199,595 | $6,926,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 407,068 | $6,924,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 141,798 | $6,893,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 60,554 | $6,882,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 341,492 | $6,877,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 258,432 | $6,830,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 293,874 | $6,830,000 | thousands by filing date | |
| Extra Space Storage Lp | 30225VAD9 | CONV | 6,310,000 | $6,811,000 | thousands by filing date | principal |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 291,051 | $6,802,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 64,455 | $6,788,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 542,843 | $6,786,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 798,122 | $6,784,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 47,410 | $6,781,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 78,932 | $6,758,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 308,988 | $6,749,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 488,204 | $6,742,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 409,145 | $6,723,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 532,542 | $6,710,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 392,244 | $6,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 160,561 | $6,705,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 251,912 | $6,704,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 536,490 | $6,696,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,000,000 | $6,685,000 | thousands by filing date | principal |
| KDDI CORP. | 48667L106 | Common stock | 433,478 | $6,684,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 237,443 | $6,682,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 173,754 | $6,680,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 611,256 | $6,663,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 189,230 | $6,657,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 112,387 | $6,656,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 137,695 | $6,653,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 244,322 | $6,645,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 331,193 | $6,643,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 68,134 | $6,638,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 47,134 | $6,633,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 138,079 | $6,625,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 165,471 | $6,612,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 66,137 | $6,609,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 320,811 | $6,609,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC CONV PFD TAXBL | 15189T206 | EQUITY | 115,183 | $6,601,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 178,842 | $6,593,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 526,880 | $6,592,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 146,839 | $6,585,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 138,560 | $6,573,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 136,011 | $6,565,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 467,619 | $6,552,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 326,241 | $6,521,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 109,071 | $6,520,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 97,500 | $6,489,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 240,049 | $6,479,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,305,030 | $6,473,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 136,458 | $6,471,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 256,310 | $6,470,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,200,000 | $6,461,000 | thousands by filing date | principal |
| MODINE MFG CO COM | 607828100 | Stock | 543,433 | $6,446,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 383,475 | $6,437,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 53,224 | $6,424,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 139,943 | $6,400,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 92,668 | $6,386,000 | thousands by filing date | |
| Nuance Communications | 67020YAH3 | CONV | 7,320,000 | $6,385,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 209,490 | $6,367,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 183,160 | $6,362,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 54,810 | $6,360,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 194,062 | $6,360,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 213,916 | $6,349,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 174,722 | $6,329,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 312,091 | $6,311,000 | thousands by filing date | |
| NOVAVAX INC | 670002AA2 | CONV BND | 11,640,000 | $6,306,000 | thousands by filing date | principal |
| UNITED RENTALS INC COM | 911363109 | Stock | 80,228 | $6,297,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 575,627 | $6,297,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 453,002 | $6,284,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 195,344 | $6,279,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 59,971 | $6,275,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 198,839 | $6,259,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 112,392 | $6,257,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,101,382 | $6,234,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 192,391 | $6,231,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 162,948 | $6,215,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 283,177 | $6,209,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 240,821 | $6,202,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 626,865 | $6,200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 399,804 | $6,165,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 350,232 | $6,157,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 467,041 | $6,150,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 160,606 | $6,140,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 672,600 | $6,107,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 243,447 | $6,107,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 304,255 | $6,106,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 240,143 | $6,101,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 67,727 | $6,095,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 95,475 | $6,082,000 | thousands by filing date | |
| POST 5 1/4 06/01/17 | 737446609 | CONV PRF | 44,500 | $6,070,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 400,790 | $6,065,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 102,143 | $6,056,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 262,085 | $6,052,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 266,178 | $6,048,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 287,499 | $6,047,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 94,877 | $6,022,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 212,515 | $6,008,000 | thousands by filing date | |
| FHLB ACTIVITY SHARES | 4569FHLB0 | COM | 6,000,000 | $6,000,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 63,527 | $5,998,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 519,045 | $5,989,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 63,398 | $5,985,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 191,267 | $5,984,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 156,236 | $5,984,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 278,973 | $5,979,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 103,881 | $5,976,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 739,963 | $5,964,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 465,652 | $5,964,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 166,439 | $5,951,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 581,827 | $5,945,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 114,905 | $5,932,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 128,718 | $5,915,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 143,008 | $5,913,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 399,788 | $5,905,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 335,371 | $5,905,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 189,410 | $5,894,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 219,104 | $5,894,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 96,271 | $5,880,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 3,000,000 | $5,842,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAL6 | CONV BND | 6,000,000 | $5,842,000 | thousands by filing date | principal |
| AVG TECHNOLOGIES | N07831105 | SHS | 233,360 | $5,836,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 306,811 | $5,826,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,205,689 | $5,824,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 150,850 | $5,817,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 88,907 | $5,817,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 93,864 | $5,812,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 205,965 | $5,804,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 89,390 | $5,798,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 162,449 | $5,754,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AA5 | CONV BND | 5,180,000 | $5,753,000 | thousands by filing date | principal |
| MESA LABS INC COM | 59064R109 | Stock | 50,223 | $5,744,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 86,213 | $5,742,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 121,414 | $5,740,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 119,289 | $5,729,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 192,895 | $5,728,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 122,275 | $5,713,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 475,421 | $5,710,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 273,199 | $5,704,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 142,468 | $5,703,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 312,262 | $5,693,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 102,827 | $5,688,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 498,824 | $5,688,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 19,646 | $5,680,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 130,157 | $5,672,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 470,999 | $5,662,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 192,968 | $5,653,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 87,068 | $5,642,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 50,793 | $5,632,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56,553 | $5,627,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 36,825 | $5,624,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 108,220 | $5,618,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 97,248 | $5,604,000 | thousands by filing date | |
| MEDICINES COMPANY 144A (MDCO) | 584688AF2 | CONV | 5,500,000 | $5,600,000 | thousands by filing date | principal |
| MEREDITH CORP | 589433101 | COM | 107,670 | $5,598,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 367,552 | $5,597,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 351,702 | $5,592,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 69,348 | $5,588,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 216,613 | $5,582,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 104,904 | $5,574,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 657,230 | $5,573,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 246,535 | $5,559,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 309,304 | $5,552,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 45,323 | $5,547,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 67,538 | $5,534,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 43,137 | $5,521,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 554,745 | $5,509,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,299,209 | $5,507,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 80,461 | $5,502,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 239,466 | $5,500,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 398,738 | $5,467,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 305,885 | $5,464,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 210,429 | $5,429,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 97,398 | $5,429,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 107,239 | $5,426,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 260,507 | $5,424,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 47,870 | $5,410,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 53,420 | $5,408,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 514,116 | $5,402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 126,612 | $5,391,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 153,460 | $5,377,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 200,000 | $5,372,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 6,500,000 | $5,371,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 519,419 | $5,358,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 190,036 | $5,357,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,320,000 | $5,353,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 80,916 | $5,348,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 162,693 | $5,339,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 88,651 | $5,332,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 339,422 | $5,329,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 79,386 | $5,328,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 4,500,000 | $5,327,000 | thousands by filing date | principal |
| INTERFACE INC | 458665304 | COM | 319,022 | $5,324,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 230,161 | $5,323,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 418,105 | $5,314,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 284,527 | $5,308,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,491,027 | $5,308,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 198,867 | $5,302,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 80,318 | $5,301,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 225,005 | $5,297,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 12,142 | $5,294,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 154,732 | $5,288,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 472,455 | $5,282,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 205,314 | $5,277,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,604,083 | $5,277,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 277,697 | $5,273,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 190,395 | $5,271,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 153,122 | $5,239,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 202,139 | $5,237,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 98,143 | $5,236,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 132,970 | $5,233,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 192,436 | $5,230,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 408,324 | $5,223,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 165,078 | $5,211,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 515,984 | $5,209,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 98,420 | $5,199,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 155,522 | $5,197,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 128,491 | $5,190,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 178,478 | $5,174,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 48,535 | $5,164,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 266,568 | $5,155,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 115,939 | $5,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 108,534 | $5,130,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 88,749 | $5,121,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 337,604 | $5,118,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 164,325 | $5,112,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25,033 | $5,106,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 462,402 | $5,099,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 129,527 | $5,094,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 153,680 | $5,094,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 51,006 | $5,088,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 139,770 | $5,074,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 127,227 | $5,064,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 196,363 | $5,063,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 161,550 | $5,060,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 535,774 | $5,055,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 222,305 | $5,051,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 176,922 | $5,049,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 106,713 | $5,041,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 92,173 | $5,041,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 74,339 | $5,033,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 91,763 | $5,032,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 183,536 | $5,030,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 206,058 | $5,016,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 257,050 | $5,008,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 226,457 | $5,006,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 826,153 | $5,006,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 518,152 | $4,996,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,300,000 | $4,989,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 100,000 | $4,980,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 276,204 | $4,979,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 123,150 | $4,979,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 162,446 | $4,975,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 83,623 | $4,975,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 562,155 | $4,969,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 833,115 | $4,966,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 70,380 | $4,957,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 123,338 | $4,941,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 303,088 | $4,938,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021342 | this filing | 2016-11-08 | acceptance time not in the bulk data set |