13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,832 holding rows worth $178,511,116,000.
- Accession
- 0000950123-16-021342
- Filer
- CIK 820027
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 7,133 entries on the cover page, a total value of $178,511,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,511,116,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 84,908 | $2,294,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 59,633 | $2,290,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 60,306 | $2,290,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 22,806 | $2,290,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 81,573 | $2,289,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 36,627 | $2,289,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 124,458 | $2,284,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 77,110 | $2,269,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 278,649 | $2,263,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 28,070 | $2,260,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 52,844 | $2,259,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 154,450 | $2,257,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 70,205 | $2,254,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 174,412 | $2,254,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 33,661 | $2,253,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 349,237 | $2,242,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 95,820 | $2,240,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 57,019 | $2,232,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 60,987 | $2,229,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 177,431 | $2,229,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 65,596 | $2,227,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 53,102 | $2,227,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 149,207 | $2,226,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 55,524 | $2,223,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 158,521 | $2,222,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 121,062 | $2,214,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 263,042 | $2,213,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 66,988 | $2,202,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 216,798 | $2,194,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 57,011 | $2,175,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 176,357 | $2,174,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 194,810 | $2,168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 37,334 | $2,167,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 193,365 | $2,165,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 51,438 | $2,164,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 42,519 | $2,154,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 42,914 | $2,153,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 575,116 | $2,151,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 316,710 | $2,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 40,165 | $2,148,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 98,695 | $2,135,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 43,450 | $2,130,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 506,496 | $2,118,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 34,069 | $2,111,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 47,331 | $2,106,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 39,850 | $2,104,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 377,275 | $2,102,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 190,909 | $2,090,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 32,765 | $2,079,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 79,576 | $2,078,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 77,877 | $2,076,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 68,933 | $2,075,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 121,858 | $2,067,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 315,838 | $2,060,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 19,628 | $2,059,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 269,683 | $2,058,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 71,429 | $2,053,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 71,372 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 61,412 | $2,050,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 127,597 | $2,050,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 15,820 | $2,049,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 47,237 | $2,047,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 324,979 | $2,041,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 341,689 | $2,034,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 87,535 | $2,031,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 34,365 | $2,031,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 23,736 | $2,028,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 112,081 | $2,021,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 17,658 | $2,005,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 170,089 | $2,004,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 89,514 | $2,004,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 135,821 | $1,999,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 57,460 | $1,978,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 33,469 | $1,973,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 122,980 | $1,962,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 48,728 | $1,960,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 53,088 | $1,955,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 52,573 | $1,955,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO ADR | 23857W105 | ADR | 347,161 | $1,955,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 97,555 | $1,954,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 48,082 | $1,953,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 19,601 | $1,951,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 36,860 | $1,942,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 207,260 | $1,930,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 41,200 | $1,925,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 94,965 | $1,925,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 25,151 | $1,924,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 73,292 | $1,921,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 289,364 | $1,918,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 43,133 | $1,917,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 79,017 | $1,916,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 49,083 | $1,908,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 233,037 | $1,901,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 36,586 | $1,895,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 198,230 | $1,892,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 540,567 | $1,892,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 160,452 | $1,883,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 25,424 | $1,881,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 66,345 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 74,417 | $1,880,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 26,257 | $1,878,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 113,446 | $1,873,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 24,721 | $1,869,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,206 | $1,864,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 16,271 | $1,861,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 93,072 | $1,858,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23,472 | $1,856,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 193,480 | $1,851,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 43,497 | $1,850,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 74,132 | $1,845,000 | thousands by filing date | |
| PTT PCL-NVDR | 693653990 | GDR | 188,000 | $1,839,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 43,381 | $1,834,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 45,385 | $1,834,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 206,382 | $1,831,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 100,217 | $1,828,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 70,562 | $1,822,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 39,399 | $1,811,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 136,612 | $1,809,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 109,408 | $1,807,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 76,957 | $1,802,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 39,478 | $1,797,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 65,946 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 14,461 | $1,793,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 54,290 | $1,792,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 76,752 | $1,792,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 169,925 | $1,788,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 383,585 | $1,788,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 37,743 | $1,785,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 79,998 | $1,781,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 211,550 | $1,772,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 35,338 | $1,771,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 89,232 | $1,770,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 66,123 | $1,770,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 87,586 | $1,765,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 104,792 | $1,760,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 48,761 | $1,760,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 85,090 | $1,750,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 155,782 | $1,740,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 26,523 | $1,739,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 38,874 | $1,736,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 25,035 | $1,732,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 81,512 | $1,731,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 170,369 | $1,726,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 57,076 | $1,724,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 92,896 | $1,724,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 247,529 | $1,721,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 48,178 | $1,719,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 151,999 | $1,715,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 21,696 | $1,714,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 109,900 | $1,713,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 128,411 | $1,712,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 28,734 | $1,701,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 71,849 | $1,691,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 125,984 | $1,689,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 54,923 | $1,678,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 46,273 | $1,677,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 74,187 | $1,666,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 305,908 | $1,664,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 50,765 | $1,663,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 103,621 | $1,655,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 41,416 | $1,655,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 32,498 | $1,654,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 37,246 | $1,650,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 69,382 | $1,647,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 116,986 | $1,638,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 45,853 | $1,637,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 44,515 | $1,637,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 111,251 | $1,636,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 350,086 | $1,635,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 96,670 | $1,635,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 125,529 | $1,632,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 104,062 | $1,631,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 46,052 | $1,628,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 198,283 | $1,624,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 101,681 | $1,623,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 33,127 | $1,621,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 30,657 | $1,619,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 62,195 | $1,618,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 86,707 | $1,616,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 84,484 | $1,613,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 61,825 | $1,611,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 166,999 | $1,600,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 26,023 | $1,597,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 41,012 | $1,595,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,594,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 10,657 | $1,593,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 22,153 | $1,593,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 56,664 | $1,592,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 118,470 | $1,590,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 439,581 | $1,587,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 68,964 | $1,585,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 134,978 | $1,581,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 174,339 | $1,579,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 51,009 | $1,577,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 38,600 | $1,571,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 86,246 | $1,568,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 29,012 | $1,567,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 29,257 | $1,566,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 53,881 | $1,565,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 203,193 | $1,564,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 61,738 | $1,563,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 86,503 | $1,558,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 109,955 | $1,553,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 25,886 | $1,552,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 20,689 | $1,552,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 53,064 | $1,550,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,335 | $1,549,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 143,919 | $1,547,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,700 | $1,539,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 115,553 | $1,535,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 93,959 | $1,535,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 59,531 | $1,532,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 65,334 | $1,525,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 75,594 | $1,524,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 105,919 | $1,518,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 135,188 | $1,516,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 154,416 | $1,513,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 24,705 | $1,512,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 19,863 | $1,509,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,827 | $1,498,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 34,280 | $1,498,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,346,800 | $1,494,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 44,652 | $1,492,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 517,808 | $1,488,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 244,093 | $1,482,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 10,946 | $1,480,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 52,677 | $1,474,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 82,551 | $1,471,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 114,627 | $1,469,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 64,502 | $1,467,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 176,671 | $1,464,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 21,571 | $1,462,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 43,589 | $1,462,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 96,395 | $1,461,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 63,200 | $1,456,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 59,888 | $1,452,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 55,626 | $1,449,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 68,161 | $1,449,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 81,764 | $1,443,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 82,328 | $1,439,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 89,281 | $1,437,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 117,430 | $1,436,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 34,313 | $1,431,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 207,168 | $1,431,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 66,505 | $1,428,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 78,955 | $1,419,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 97,568 | $1,418,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 227,160 | $1,411,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 255,895 | $1,411,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 61,820 | $1,410,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 45,898 | $1,407,000 | thousands by filing date | |
| IAP WORLDWIDE SERVICES INC | CM3801054 | COM | 121 | $1,406,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 36,184 | $1,403,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 72,524 | $1,399,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 61,271 | $1,397,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 334,947 | $1,397,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,665 | $1,396,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 16,003 | $1,391,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 40,262 | $1,389,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 90,319 | $1,389,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 48,086 | $1,388,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 96,543 | $1,387,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 57,376 | $1,387,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 148,902 | $1,385,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 59,217 | $1,384,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 12,656 | $1,382,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 250,981 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 46,934 | $1,380,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 924,000 | $1,367,000 | thousands by filing date | principal |
| SIAM COMMERCIAL BANK P-NVDR | 636317299 | GDR | 320,000 | $1,367,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 43,226 | $1,362,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 34,095 | $1,359,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 57,300 | $1,358,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 73,437 | $1,358,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 68,464 | $1,357,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 27,955 | $1,354,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110,356 | $1,353,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 203,311 | $1,352,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 52,178 | $1,352,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 86,098 | $1,350,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 32,459 | $1,350,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 52,401 | $1,346,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 163,849 | $1,346,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 168,531 | $1,343,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 13,363 | $1,343,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 10,657 | $1,340,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 106,223 | $1,337,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 39,321 | $1,336,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 144,242 | $1,329,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 117,788 | $1,324,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 507,061 | $1,323,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 221,449 | $1,323,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 108,880 | $1,321,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 21,758 | $1,319,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 30,156 | $1,312,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 59,020 | $1,309,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 108,554 | $1,304,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 51,291 | $1,302,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 28,828 | $1,301,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 90,666 | $1,300,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 99,305 | $1,299,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 203,010 | $1,297,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 28,327 | $1,290,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,716 | $1,289,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 318,813 | $1,288,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 64,621 | $1,288,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 92,847 | $1,286,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 31,354 | $1,284,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 47,886 | $1,278,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 348,735 | $1,278,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 38,723 | $1,274,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 213,588 | $1,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 31,607 | $1,269,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 89,681 | $1,269,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 145,244 | $1,269,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 96,905 | $1,265,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 31,693 | $1,265,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 11,114 | $1,263,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 55,741 | $1,260,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 133,393 | $1,258,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 14,701 | $1,257,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 73,318 | $1,254,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 149,918 | $1,253,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 12,421 | $1,251,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 11,704 | $1,250,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 37,012 | $1,248,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 30,029 | $1,242,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 39,414 | $1,234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 42,588 | $1,228,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 79,382 | $1,227,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 48,359 | $1,227,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 55,975 | $1,224,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 110,833 | $1,224,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 50,575 | $1,223,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 38,049 | $1,218,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 25,446 | $1,211,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 9,273 | $1,209,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 45,779 | $1,200,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 46,863 | $1,198,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 31,074 | $1,198,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 22,019 | $1,197,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 87,929 | $1,197,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 36,707 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 29,071 | $1,196,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 7,813 | $1,194,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 23,808 | $1,188,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 70,000 | $1,180,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 25,722 | $1,175,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 106,295 | $1,173,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 58,972 | $1,171,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 391,132 | $1,170,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 109,447 | $1,169,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 78,714 | $1,168,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 162,080 | $1,165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 50,460 | $1,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 39,488 | $1,158,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 44,803 | $1,158,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 22,308 | $1,157,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 25,150 | $1,154,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 108,017 | $1,149,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 113,872 | $1,147,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 12,992 | $1,145,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 82,342 | $1,145,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,567 | $1,133,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 354,773 | $1,132,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,300 | $1,131,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 28,112 | $1,129,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 58,920 | $1,124,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 78,007 | $1,120,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 17,684 | $1,119,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 78,538 | $1,118,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 221,210 | $1,113,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 60,571 | $1,112,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 62,891 | $1,111,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 42,402 | $1,109,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 65,200 | $1,108,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 5,800 | $1,108,000 | thousands by filing date | put |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 79,567 | $1,103,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 45,265 | $1,096,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 82,453 | $1,094,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 42,602 | $1,088,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 127,826 | $1,084,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 40,653 | $1,078,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 184,378 | $1,075,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 119,300 | $1,075,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 36,342 | $1,072,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 20,324 | $1,063,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 38,881 | $1,062,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 70,067 | $1,057,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 41,316 | $1,054,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 30,560 | $1,053,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 48,839 | $1,053,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 13,200 | $1,053,000 | thousands by filing date | put |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 20,106 | $1,047,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 34,509 | $1,044,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 41,053 | $1,042,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 28,874 | $1,041,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 163,418 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 9,084 | $1,036,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42,705 | $1,031,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 11,129 | $1,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 43,768 | $1,028,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 173,759 | $1,028,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 35,341 | $1,028,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 94,266 | $1,025,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 18,779 | $1,022,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 38,121 | $1,022,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 48,217 | $1,020,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 64,504 | $1,020,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 35,890 | $1,019,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 40,039 | $1,011,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 36,025 | $1,009,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 42,580 | $1,008,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 94,115 | $1,006,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 102,281 | $1,000,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 67,774 | $998,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 26,391 | $998,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 37,101 | $992,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 15,789 | $989,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 21,043 | $989,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 44,009 | $988,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 26,860 | $988,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 114,241 | $980,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 7,165 | $975,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 86,234 | $973,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 44,803 | $972,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 15,788 | $971,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 66,055 | $964,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 58,675 | $956,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 10,016 | $954,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 139,078 | $953,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 9,214 | $952,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 8,424 | $951,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 41,345 | $948,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 43,980 | $948,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 64,953 | $947,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 52,210 | $947,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 130,261 | $945,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 114,170 | $942,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 47,840 | $940,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 27,230 | $940,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 65,439 | $939,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $929,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 40,743 | $929,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 47,398 | $927,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 333,830 | $925,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 93,825 | $922,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 88,305 | $918,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 304,630 | $917,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 78,824 | $914,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 145,513 | $912,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 54,120 | $911,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 76,961 | $910,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 7,993 | $910,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 15,391 | $910,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 132,388 | $906,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 18,361 | $904,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 12,293 | $900,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 89,524 | $895,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 40,578 | $894,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 34,432 | $889,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 31,308 | $884,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 50,146 | $883,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 8,300 | $878,000 | thousands by filing date | put |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 71,744 | $874,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,524 | $873,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 47,923 | $871,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217227 | COM | 1 | $871,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 258,127 | $870,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 60,530 | $860,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 17,058 | $860,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 35,809 | $858,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 15,100 | $857,000 | thousands by filing date | put |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 105,825 | $857,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 91,289 | $852,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 60,720 | $850,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 84,826 | $845,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 13,277 | $844,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 48,126 | $839,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 24,382 | $835,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 27,120 | $834,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 39,392 | $834,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $829,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 31,668 | $828,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 33,948 | $825,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 31,439 | $822,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 16,374 | $821,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 28,000 | $818,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 4,832 | $818,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 20,167 | $818,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 73,409 | $817,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 12,221 | $816,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 40,351 | $813,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,935 | $813,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 31,360 | $805,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 20,903 | $804,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 94,064 | $804,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 69,778 | $803,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 24,589 | $800,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 11,158 | $799,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021342 | this filing | 2016-11-08 | acceptance time not in the bulk data set |