13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-08, with 3,832 holding rows worth $178,511,116,000.
- Accession
- 0000950123-16-021342
- Filer
- CIK 820027
- Filed
- 2016-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 7,133 entries on the cover page, a total value of $178,511,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $178,511,116,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAP INC COM | 364760108 | Stock | 804,684 | $17,896,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,540,695 | $17,887,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 321,074 | $17,824,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 260,510 | $17,812,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 106,206 | $17,782,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 745,872 | $17,772,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 779,031 | $17,693,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 540,250 | $17,677,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 486,561 | $17,657,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 602,607 | $17,654,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 217,835 | $17,643,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 352,626 | $17,617,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 9,620,000 | $17,593,000 | thousands by filing date | principal |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,117,278 | $17,563,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,008,115 | $17,562,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 311,367 | $17,560,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 717,489 | $17,525,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 140,444 | $17,499,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 267,427 | $17,463,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 627,780 | $17,446,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,096,017 | $17,419,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 564,728 | $17,342,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 146,931 | $17,326,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 156,675 | $17,319,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 109,273 | $17,317,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 80,000 | $17,304,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 59,597 | $17,251,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 385,854 | $17,244,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 247,861 | $17,192,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 606,155 | $17,186,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 513,943 | $17,186,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,325,490 | $17,185,000 | thousands by filing date | |
| M&T BANK CORPORATION | 55261F609 | PRF | 15,530 | $17,121,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,093,596 | $17,050,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 191,648 | $17,046,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 231,223 | $17,009,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 554,197 | $16,963,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 361,253 | $16,922,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 461,407 | $16,911,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 329,752 | $16,786,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 200,000 | $16,781,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 316,815 | $16,747,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 357,700 | $16,718,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 527,540 | $16,677,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 357,427 | $16,642,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 990,268 | $16,636,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 214,531 | $16,613,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 560,952 | $16,610,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 259,954 | $16,603,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 428,267 | $16,591,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 421,389 | $16,550,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 666,826 | $16,537,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,604,995 | $16,536,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 295,493 | $16,530,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 225,290 | $16,469,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 330,887 | $16,455,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 355,450 | $16,375,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 1,270,478 | $16,300,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 249,192 | $16,297,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 457,279 | $16,270,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 425,551 | $16,253,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,759,322 | $16,238,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,650,420 | $16,194,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 536,122 | $16,185,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 413,026 | $16,128,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 995,915 | $16,124,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,026,545 | $16,111,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 427,722 | $16,069,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,003,107 | $16,048,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 581,194 | $16,017,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 206,364 | $16,000,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 101,724 | $15,976,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,596,539 | $15,965,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 121,511 | $15,956,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 295,000 | $15,949,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 247,314 | $15,935,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 395,019 | $15,915,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 279,373 | $15,845,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 360,315 | $15,760,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,287,522 | $15,738,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 13,820,000 | $15,702,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 487,230 | $15,683,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,098,020 | $15,673,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 362,836 | $15,661,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 296,605 | $15,598,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 220,821 | $15,579,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 223,438 | $15,554,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 299,035 | $15,547,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 334,798 | $15,542,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 429,485 | $15,538,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 389,443 | $15,531,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 448,528 | $15,524,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 553,382 | $15,489,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 433,278 | $15,450,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 284,849 | $15,411,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 127,966 | $15,375,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 194,760 | $15,339,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 354,506 | $15,331,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 114,952 | $15,275,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,216,478 | $15,268,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 342,452 | $15,267,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 673,568 | $15,247,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 200,262 | $15,229,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 196,255 | $15,202,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 167,715 | $15,201,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 509,461 | $15,197,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 1,598,683 | $15,186,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 428,097 | $15,184,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 190,628 | $15,167,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 252,641 | $15,151,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 476,844 | $15,121,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 291,953 | $15,077,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 232,443 | $15,074,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 364,133 | $15,048,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 570,239 | $15,015,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 123,502 | $14,982,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 22,310,000 | $14,934,000 | thousands by filing date | principal |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 676,687 | $14,903,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 350,206 | $14,842,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 280,815 | $14,841,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 552,630 | $14,839,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 17,857 | $14,821,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 303,469 | $14,813,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 175,631 | $14,793,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 61,371 | $14,776,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 436,947 | $14,774,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 558,142 | $14,770,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 306,818 | $14,755,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 160,309 | $14,706,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 381,215 | $14,693,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 455,377 | $14,681,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 481,531 | $14,675,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 375,814 | $14,674,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 123,201 | $14,661,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,531,669 | $14,635,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 97,630 | $14,632,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 147,556 | $14,616,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 962,520 | $14,611,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 636,574 | $14,607,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 49,684 | $14,603,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 701,721 | $14,602,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 113,349 | $14,600,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 180,468 | $14,596,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 317,020 | $14,593,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 598,586 | $14,590,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 548,494 | $14,584,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 619,589 | $14,561,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 585,857 | $14,521,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,026,384 | $14,466,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 226,923 | $14,465,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 341,686 | $14,460,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 398,879 | $14,457,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 377,048 | $14,441,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 451,728 | $14,426,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,165,034 | $14,424,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,022,716 | $14,380,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,233,190 | $14,379,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 360,605 | $14,374,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 214,192 | $14,362,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 221,272 | $14,347,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,840,950 | $14,341,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 683,306 | $14,316,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 248,111 | $14,295,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 333,009 | $14,259,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,056,194 | $14,248,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 391,732 | $14,244,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 193,957 | $14,239,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 179,703 | $14,234,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 278,037 | $14,216,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 118,282 | $14,214,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 502,732 | $14,203,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 426,071 | $14,198,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 303,318 | $14,189,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 579,017 | $14,187,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,398,822 | $14,185,000 | thousands by filing date | |
| MANDATORY EXCHANGEABLE TRUST | 56262P109 | NOTE 5.750% 6/1 | 109,730 | $14,163,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 149,803 | $14,159,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 927,700 | $14,131,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 781,920 | $14,130,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 269,160 | $14,126,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,042,223 | $14,113,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 362,474 | $14,095,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 172,269 | $14,089,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 969,973 | $14,087,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,206,516 | $14,043,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 717,878 | $14,020,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 470,995 | $14,002,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 130,795 | $13,984,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 432,816 | $13,981,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 123,819 | $13,919,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 117,621 | $13,889,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 160,978 | $13,872,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 831,346 | $13,867,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 128,244 | $13,841,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,079,930 | $13,816,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 352,084 | $13,809,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 148,476 | $13,789,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 452,494 | $13,765,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 701,531 | $13,744,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 348,397 | $13,722,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 272,158 | $13,711,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 435,264 | $13,695,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 254,529 | $13,677,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 108,184 | $13,672,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 140,590 | $13,626,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 771,313 | $13,590,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 164,761 | $13,568,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 699,699 | $13,560,000 | thousands by filing date | |
| SunPower Corp | 867652AK5 | Corporate | 17,820,000 | $13,558,000 | thousands by filing date | principal |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 352,520 | $13,546,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 352,458 | $13,541,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 537,267 | $13,534,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 391,349 | $13,525,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 118,604 | $13,496,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 148,003 | $13,480,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 650,968 | $13,469,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 95,717 | $13,455,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 228,792 | $13,448,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 173,524 | $13,440,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 1,020,127 | $13,425,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 14,400,000 | $13,401,000 | thousands by filing date | principal |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 460,496 | $13,332,000 | thousands by filing date | |
| STT 5.35 PERP | 857477855 | PUBLIC | 495,005 | $13,272,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 359,664 | $13,225,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 12,050,000 | $13,204,000 | thousands by filing date | principal |
| MEDICINES CO | 584688105 | COM | 349,122 | $13,176,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 679,655 | $13,158,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 314,052 | $13,117,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,299,289 | $13,106,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 462,151 | $13,106,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 169,395 | $13,093,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 238,181 | $13,082,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164878 | PFD SH CONV | 256,000 | $13,069,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 513,512 | $13,054,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 190,805 | $13,043,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 84,426 | $13,036,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 301,750 | $13,018,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 95,025 | $13,002,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 496,275 | $12,992,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 514,161 | $12,956,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 428,953 | $12,954,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,434,480 | $12,952,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 324,749 | $12,945,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 266,527 | $12,940,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 134,011 | $12,939,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 294,048 | $12,915,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 740,634 | $12,914,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 507,270 | $12,903,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 311,910 | $12,845,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,118,173 | $12,792,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 160,793 | $12,786,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 430,875 | $12,743,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 127,021 | $12,734,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 341,009 | $12,730,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 184,032 | $12,688,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 162,500 | $12,686,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 272,779 | $12,676,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 12,000,000 | $12,675,000 | thousands by filing date | principal |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,351,081 | $12,659,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,535,812 | $12,654,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 496,248 | $12,610,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 597,051 | $12,610,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 263,017 | $12,604,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 130,016 | $12,600,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 477,101 | $12,567,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 989,184 | $12,553,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 367,925 | $12,531,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 515,415 | $12,513,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 432,637 | $12,512,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 219,978 | $12,498,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 329,819 | $12,484,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,593,689 | $12,463,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 101,112 | $12,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 353,071 | $12,440,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 9,300,000 | $12,439,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 228,584 | $12,422,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 196,938 | $12,409,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,207,850 | $12,409,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 249,331 | $12,392,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 431,704 | $12,385,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 143,153 | $12,381,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 836,943 | $12,365,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 578,823 | $12,352,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 198,654 | $12,349,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 297,705 | $12,339,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 173,819 | $12,335,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 263,304 | $12,321,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 374,093 | $12,305,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 129,816 | $12,268,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 338,777 | $12,266,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 187,843 | $12,261,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 321,260 | $12,258,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 246,827 | $12,226,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 334,673 | $12,196,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 107,806 | $12,171,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 144,232 | $12,165,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 230,181 | $12,164,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,399,868 | $12,164,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 13,048,000 | $12,151,000 | thousands by filing date | principal |
| RITEAID CORP | 767754104 | COM | 1,575,415 | $12,113,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 534,187 | $12,104,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 232,974 | $12,104,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 994,036 | $12,098,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 2,565,756 | $12,059,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 319,894 | $12,056,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 233,866 | $12,048,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 986,918 | $12,031,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 904,920 | $12,009,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 337,500 | $12,008,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 80,678 | $12,006,000 | thousands by filing date | |
| MGM HOLDINGS II INC | G60991737 | COM | 148,702 | $11,995,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 196,779 | $11,987,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,103,699 | $11,975,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 414,404 | $11,971,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 382,545 | $11,963,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 366,939 | $11,944,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 543,835 | $11,942,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 141,191 | $11,925,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 682,283 | $11,915,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 132,700 | $11,910,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 535,106 | $11,863,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 123,453 | $11,845,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 198,576 | $11,824,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 232,070 | $11,822,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 334,604 | $11,802,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 195,828 | $11,770,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 465,334 | $11,755,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 424,774 | $11,724,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 680,487 | $11,690,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 392,292 | $11,686,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 275,916 | $11,675,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 541,712 | $11,668,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 506,497 | $11,666,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 215,314 | $11,644,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 121,710 | $11,621,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 532,164 | $11,612,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 189,601 | $11,598,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 335,142 | $11,589,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 247,664 | $11,584,000 | thousands by filing date | |
| Cowen Inc | 223622507 | CONV PREF | 15,600 | $11,579,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 442,004 | $11,537,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 734,152 | $11,512,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 360,632 | $11,495,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 191,484 | $11,473,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 330,919 | $11,472,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 410,659 | $11,469,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 9,521,000 | $11,383,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 410,925 | $11,337,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033AAA8 | CONV BND | 7,050,000 | $11,328,000 | thousands by filing date | principal |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 234,768 | $11,323,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORPORATION | 232806AL3 | CONV BND | 10,000,000 | $11,305,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 178,937 | $11,278,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 928,330 | $11,270,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 155,074 | $11,262,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 307,089 | $11,239,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 469,088 | $11,229,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 385,034 | $11,229,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 912,182 | $11,220,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 463,470 | $11,208,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 132,169 | $11,197,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 686,001 | $11,196,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 386,933 | $11,151,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 239,192 | $11,099,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 702,741 | $11,082,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 268,265 | $11,046,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 103,132 | $11,035,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 221,297 | $11,029,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 132,025 | $11,003,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 403,452 | $10,997,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 110,233 | $10,989,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 286,933 | $10,988,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 282,542 | $10,977,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 222,393 | $10,955,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 286,734 | $10,950,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 570,147 | $10,947,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 193,300 | $10,934,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 103,594 | $10,926,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 255,297 | $10,922,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 188,561 | $10,891,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 288,315 | $10,872,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 302,693 | $10,842,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 174,682 | $10,826,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 203,537 | $10,814,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 361,855 | $10,801,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 340,740 | $10,798,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 212,817 | $10,794,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 377,171 | $10,757,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 149,510 | $10,756,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 382,138 | $10,750,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 32,000 | $10,750,000 | thousands by filing date | |
| A Schulmann | 808194302 | CONV PREF | 13,979 | $10,746,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 143,557 | $10,745,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 744,414 | $10,728,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 258,181 | $10,658,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 363,473 | $10,653,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 171,000 | $10,634,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 675,556 | $10,633,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 335,489 | $10,615,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 361,716 | $10,591,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,070,760 | $10,590,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 281,732 | $10,575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 128,947 | $10,566,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 64,121 | $10,504,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 783,308 | $10,472,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 283,917 | $10,451,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 319,640 | $10,448,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 392,881 | $10,439,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 247,796 | $10,438,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 9,300,000 | $10,434,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 495,666 | $10,420,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 122,803 | $10,408,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 475,920 | $10,407,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 331,241 | $10,407,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 323,435 | $10,378,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 249,285 | $10,365,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 18,040,000 | $10,361,000 | thousands by filing date | principal |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 165,078 | $10,344,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,136,444 | $10,344,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 112,735 | $10,336,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 710,000 | $10,324,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 202,041 | $10,316,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 97,732 | $10,310,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 141,868 | $10,308,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 82,435 | $10,293,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 595,535 | $10,268,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 157,881 | $10,263,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 408,635 | $10,256,000 | thousands by filing date | |
| CSG SYSTEMS INTERNATIONAL INC | 126349AE9 | CONV BND | 9,400,000 | $10,251,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 246,000 | $10,246,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 207,594 | $10,240,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 859,313 | $10,226,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 134,814 | $10,219,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 239,444 | $10,212,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 140,821 | $10,211,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,917,643 | $10,183,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,046,256 | $10,170,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 16,346,000 | $10,144,000 | thousands by filing date | principal |
| CALERES INC | 129500104 | COM | 400,936 | $10,140,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 239,417 | $10,137,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 217,426 | $10,131,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 219,709 | $10,127,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 446,986 | $10,113,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 476,256 | $10,111,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 295,387 | $10,104,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 588,346 | $10,103,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 136,951 | $10,094,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 152,604 | $10,093,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 271,303 | $10,065,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 435,975 | $10,053,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 7,750,000 | $10,051,000 | thousands by filing date | principal |
| FORWARD AIR CORP | 349853101 | COM | 231,993 | $10,036,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 415,684 | $10,021,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 337,228 | $10,019,000 | thousands by filing date | |
| FHLB MEMBERSHIP STOCK | 4568FHLB2 | COM | 10,005,582 | $10,006,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 355,962 | $9,979,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 733,001 | $9,975,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499AB7 | CONV BND | 11,420,000 | $9,964,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 224,037 | $9,961,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 632,790 | $9,941,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 215,093 | $9,918,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 349,094 | $9,911,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 564,913 | $9,909,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 181,816 | $9,903,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 355,932 | $9,891,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 158,148 | $9,882,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 371,771 | $9,867,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 196,764 | $9,864,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 94,225 | $9,852,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 309,581 | $9,846,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 156,952 | $9,840,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 8,800,000 | $9,840,000 | thousands by filing date | principal |
| Taser Intl Inc | 87651B104 | COM | 342,389 | $9,795,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 818,242 | $9,778,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 1,221,537 | $9,773,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 418,157 | $9,771,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 16,723 | $9,766,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 67,376 | $9,750,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,000,413 | $9,735,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 159,835 | $9,712,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 248,756 | $9,709,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 270,614 | $9,700,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 306,650 | $9,698,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 427,243 | $9,681,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 166,686 | $9,676,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 330,114 | $9,657,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 149,331 | $9,657,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 165,251 | $9,624,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 18,850,000 | $9,619,000 | thousands by filing date | principal |
| Invacare Corp | 461203AE1 | Note 5.0000% 15-Feb-2021 | 9,895,000 | $9,604,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 587,577 | $9,559,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 273,319 | $9,558,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 456,717 | $9,543,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 258,077 | $9,525,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 453,071 | $9,515,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 125,078 | $9,510,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 159,596 | $9,495,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 215,018 | $9,488,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 520,268 | $9,468,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 401,701 | $9,467,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 169,662 | $9,460,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-021342 | this filing | 2016-11-08 | acceptance time not in the bulk data set |