13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-25, with 4,161 holding rows worth $87,414,783,000.
- Accession
- 0000950123-16-018511
- Filer
- CIK 927971
- Filed
- 2016-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 13,718 entries on the cover page, a total value of $87,414,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,414,783,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO HOLDINGS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 405 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 79 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 97 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 174 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35 | $1,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,856 | $1,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 174 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 96,896 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100 | $1,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 93 | $1,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 97 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 97 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 490 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 249 | $1,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 50 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 87 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 68 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 202 | $1,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $1,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 2,422 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 42 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 41 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 20 | $1,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 38 | $1,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 400 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 617 | $1,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 216 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 263 | $1,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 399 | $1,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 66 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 111 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,000 | $1,000 | thousands by filing date | principal |
| MCCLATCHY CO | 579489303 | CL A NEW | 63 | $1,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 101 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 83 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 15 | $1,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,250 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 1,365 | $1,000 | thousands by filing date | |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 300 | $1,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 32 | $1,000 | thousands by filing date | principal |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 1,037 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,000 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624206 | CL B | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEANFIRST FINL CORP | 675234108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHATHAM LODGING TR | 16208T102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GRAHAM CORP | 384556106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVEPERSON, INC. | 538146101 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRALIFE CORP | 903899102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 16,256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E301 | Common Stock | 68 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DURECT CORP | 266605104 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARTAN MTRS INC | 846819100 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 620 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Galena Biopharma Inc | 363256108 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAZIT GLOBE LTD | M4793C102 | SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERON MEDICAL LTD | M87245102 | ORD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 256 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOOPER HOLMES INC | 439104209 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| StemCells, Inc. | 85857R303 | COM | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Asterias Biothera 16 Wts | 04624N115 | Warrants | 1,594 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATEON THERAPEUTICS INC COM | 57667K109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORM HLDGS CORP COM | 34634E102 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 438 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD | C10268AA5 | DBCV 6.000%11/1 | 150,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018511 | this filing | 2016-07-25 | acceptance time not in the bulk data set |