13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-25, with 4,161 holding rows worth $87,414,783,000.
- Accession
- 0000950123-16-018511
- Filer
- CIK 927971
- Filed
- 2016-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 13,718 entries on the cover page, a total value of $87,414,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,414,783,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO HOLDINGS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOGENIX INC. | 98978L204 | Common Stock | 1,688 | $14,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,237 | $14,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 629 | $14,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 426 | $13,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 735 | $13,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 434 | $13,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 278 | $13,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 978 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 498 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 546 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 290 | $13,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,705 | $13,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 472 | $13,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 824 | $13,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 552 | $13,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,142 | $13,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 350 | $13,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 600 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 970 | $13,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,000 | $13,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 407 | $13,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 855 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 1,963 | $13,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 227 | $13,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 471 | $13,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,580 | $13,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $13,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 800 | $13,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 535 | $13,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $13,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,204 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,328 | $13,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,153 | $13,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 459 | $13,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $13,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 100 | $13,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 982 | $13,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 406 | $12,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 93 | $12,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 350 | $12,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $12,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,003 | $12,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 237 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 340 | $12,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,356 | $12,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,397 | $12,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 502 | $12,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 1,586 | $12,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 7,200 | $12,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,549 | $12,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 1,222 | $12,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 4,100 | $12,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 242 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 808 | $11,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 170 | $11,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 407 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $11,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,880 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 812 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 254 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 800 | $11,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 600 | $11,000 | thousands by filing date | put |
| CALAMP CORP | 128126109 | COMMON STOCK | 752 | $11,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 691 | $11,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 389 | $11,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,568 | $11,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 5,972 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 193 | $11,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 295 | $11,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 402 | $11,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 700 | $11,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 3,517 | $11,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 2,493 | $11,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 389 | $10,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 554 | $10,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,597 | $10,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 363 | $10,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 607 | $10,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 886 | $10,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 600 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 670 | $10,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 682 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $10,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 768 | $10,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 315 | $10,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 740 | $10,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 858 | $10,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 2,200 | $10,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 400 | $10,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,005 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 372 | $10,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,900 | $10,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 798 | $10,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 49 | $10,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 309 | $10,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 462 | $10,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 364 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 28,700 | $9,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,040 | $9,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 3 | $9,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 679 | $9,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 200 | $9,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $9,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 286 | $9,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,335 | $9,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 143 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 456 | $9,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 537 | $9,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 949 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $9,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 705 | $9,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 2,602 | $9,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 3,704 | $9,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 695 | $9,000 | thousands by filing date | |
| GIGPEAK INC | 37518Q109 | COM | 4,500 | $9,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 75 | $8,000 | thousands by filing date | call |
| NVE CORP COM NEW | 629445206 | Stock | 139 | $8,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 264 | $8,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 800 | $8,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 109 | $8,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 320 | $8,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 216 | $8,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 246 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 255 | $8,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,370 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 359 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 569 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 110 | $8,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 380 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 400 | $8,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 1,058 | $8,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $8,000 | thousands by filing date | principal |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 590 | $8,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 181 | $8,000 | thousands by filing date | principal |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $8,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 755 | $8,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 185 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 125 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $8,000 | thousands by filing date | principal |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $8,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 1,018 | $8,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,549 | $8,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,223 | $8,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 8,500 | $8,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 681 | $8,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A883 | VAL MKT LEG ET | 340 | $8,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 633 | $8,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 164 | $7,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 177 | $7,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 13,300 | $7,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 1,232 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 140 | $7,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 409 | $7,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 72 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 82 | $7,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 171 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,545 | $7,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 352 | $7,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 300 | $7,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $7,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 574 | $7,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,749 | $7,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 5,030 | $7,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 161 | $7,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 191 | $7,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 620 | $7,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 259 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 15,000 | $7,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $7,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,471 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,000 | $7,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 653 | $7,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 681 | $7,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 1,125 | $7,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 3,074 | $7,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 407 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,300 | $6,000 | thousands by filing date | call |
| TREDEGAR CORP | 894650100 | COM | 399 | $6,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 389 | $6,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 400 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 514 | $6,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 343 | $6,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 142 | $6,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 157 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $6,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 539 | $6,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 274 | $6,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 408 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 321 | $6,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 205 | $6,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 300 | $6,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 160 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 132 | $6,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 146 | $6,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,985 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 3,571 | $6,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 496 | $6,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 491 | $6,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 350 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 180 | $6,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 235 | $6,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,582 | $6,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 276 | $6,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 542 | $6,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $6,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 459 | $6,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 822 | $6,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 2,252 | $6,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 867 | $6,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 511 | $6,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 40 | $5,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 50 | $5,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 96 | $5,000 | thousands by filing date | call |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 50 | $5,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 528 | $5,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 500 | $5,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 158 | $5,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 2,220 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 100 | $5,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 152 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 437 | $5,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 329 | $5,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 318 | $5,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 400 | $5,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 827 | $5,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 109 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 275 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 314 | $5,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 56 | $5,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 798 | $5,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,267 | $5,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 2,000 | $5,000 | thousands by filing date | principal |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,000 | $5,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 349 | $5,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 305 | $5,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 205 | $5,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 908 | $5,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 2,937 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 390 | $5,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 625 | $5,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 3,166 | $5,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 351 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 439 | $5,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 2,465 | $5,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 356 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 130 | $5,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 750 | $5,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,369 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $5,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 328 | $5,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 2,700 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $5,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 182 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 211 | $5,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 836 | $5,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 550 | $5,000 | thousands by filing date | |
| iShares MSCI Russia | 46434G806 | ISHARES MSCI RUSSIA ETF | 340 | $5,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $5,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 514 | $5,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 29 | $4,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 99 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 309 | $4,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 172 | $4,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 37 | $4,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 350 | $4,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 162 | $4,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 111 | $4,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 471 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 65 | $4,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 180 | $4,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 226 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 228 | $4,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 227 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 100 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 292 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 150 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 124 | $4,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 312 | $4,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 815 | $4,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 11,499 | $4,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,706 | $4,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,821 | $4,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $4,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 362 | $4,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 12 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 237 | $4,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 242 | $4,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 192 | $4,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 298 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,000 | $4,000 | thousands by filing date | principal |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 100 | $4,000 | thousands by filing date | put |
| REVLON INC | 761525609 | OPT | 124 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 381 | $4,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 708 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 712 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 360 | $4,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 432 | $4,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $4,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 2,458 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 263 | $4,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,422 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 475 | $4,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 183 | $4,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 4,000 | $4,000 | thousands by filing date | principal |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $4,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 376 | $4,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 500 | $4,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 178 | $4,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 131 | $4,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 33 | $4,000 | thousands by filing date | principal |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,500 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 4,000 | $4,000 | thousands by filing date | principal |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,500 | $4,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 58 | $3,000 | thousands by filing date | put |
| RLJ LODGING TR COM | 74965L101 | REIT | 150 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 143 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $3,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 750 | $3,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 5,000 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 45 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 45 | $3,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 110 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 748 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 138 | $3,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 421 | $3,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 139 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 300 | $3,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 256 | $3,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 488 | $3,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 704 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 226 | $3,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 177 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 245 | $3,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 460 | $3,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 112 | $3,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 145 | $3,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,500 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 800 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 187 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 430 | $3,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $3,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 73 | $3,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 543 | $3,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 181 | $3,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $3,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 809 | $3,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $3,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 61 | $3,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 208 | $3,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,057 | $3,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 463 | $3,000 | thousands by filing date | |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | principal |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| STONE ENERGY CORP COM NEW | 861642304 | Stock | 245 | $3,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 499 | $3,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 823 | $3,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 1,000 | $3,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 55 | $3,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,000 | $3,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 24 | $3,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 75 | $2,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 16 | $2,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 75 | $2,000 | thousands by filing date | put |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 1,000 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 53 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 52 | $2,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 505 | $2,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 105 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 64 | $2,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 200 | $2,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 39 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 75 | $2,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 67 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 538 | $2,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 54 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 310 | $2,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 219 | $2,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 223 | $2,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 57 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 283 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 93 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 120 | $2,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 200 | $2,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 85 | $2,000 | thousands by filing date | put |
| LOXO ONCOLOGY INC | 548862101 | COM | 71 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20 | $2,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,435 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 471 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,000 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 500 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 180 | $2,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 259 | $2,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 200 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 133 | $2,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 109 | $2,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 102 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 702 | $2,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 808 | $2,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,103 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 788 | $2,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 34 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 592 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,400 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 161 | $2,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 200 | $2,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 117 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 39 | $2,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,000 | $2,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,179 | $2,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 122 | $2,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 72 | $2,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 1,000 | $2,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $2,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 130 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 100 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | principal |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 90 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 264 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 496 | $2,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 393 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 114 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 500 | $2,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 322 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 230 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $2,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 57 | $2,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 14 | $2,000 | thousands by filing date | principal |
| OCULUS INNOVATIVE SCIENCES I | 67575P306 | COM PAR | 564 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 222 | $2,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 156 | $1,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 50 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31 | $1,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 45 | $1,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 80 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 157 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 201 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 157 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 396 | $1,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 21 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 41 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 161 | $1,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,000 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 97 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 440 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 341 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 253 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 24 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 172 | $1,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 75 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $1,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 41 | $1,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 312 | $1,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 58 | $1,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 131 | $1,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 26 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 90 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $1,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 72 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 395 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018511 | this filing | 2016-07-25 | acceptance time not in the bulk data set |