13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-25, with 4,161 holding rows worth $87,414,783,000.
- Accession
- 0000950123-16-018511
- Filer
- CIK 927971
- Filed
- 2016-07-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 13,718 entries on the cover page, a total value of $87,414,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,414,783,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO HOLDINGS, INC.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,768 | $60,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,403 | $60,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 492 | $59,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 2,650 | $59,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,822 | $59,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,773 | $59,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 7,079 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 5,703 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 1,560 | $59,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 16,537 | $59,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 16,500 | $59,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,427 | $58,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,860 | $58,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,684 | $58,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 3,526 | $58,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,514 | $58,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,270 | $58,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 461 | $58,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 4,224 | $58,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,882 | $57,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,929 | $57,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,089 | $56,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,600 | $56,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 5,060 | $56,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,647 | $56,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,100 | $56,000 | thousands by filing date | call |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 870 | $55,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $55,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,200 | $55,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,653 | $55,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $55,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,882 | $54,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,963 | $54,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,972 | $54,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $54,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,715 | $54,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 7,700 | $54,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 8,600 | $53,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $53,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 940 | $53,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,165 | $53,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 15,000 | $53,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,587 | $52,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 9,917 | $52,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,397 | $52,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 786 | $52,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,355 | $52,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 8,200 | $52,000 | thousands by filing date | put |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,000 | $51,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,221 | $51,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,663 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 1,430 | $51,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,314 | $51,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 961 | $51,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 989 | $50,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,905 | $50,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,830 | $50,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,900 | $50,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 3,000 | $50,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,962 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $50,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 786 | $49,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 595 | $49,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,519 | $49,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 870 | $49,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 3,667 | $49,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 5,680 | $49,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,047 | $49,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 4,485 | $49,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 2,090 | $48,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 393 | $48,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 1,271 | $48,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 762 | $48,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,758 | $48,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,221 | $48,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 845 | $47,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 771 | $47,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $47,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,500 | $47,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 788 | $47,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 2,711 | $47,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,910 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,886 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 400 | $47,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 8,932 | $47,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,430 | $47,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 6,491 | $47,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 101,317 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,077 | $46,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 1,881 | $46,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,229 | $46,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 4,514 | $46,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 4,291 | $46,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $45,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,586 | $45,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 784 | $45,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,262 | $45,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,319 | $45,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,267 | $45,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 31,950 | $45,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $45,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,322 | $44,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,224 | $44,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,789 | $44,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,455 | $43,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,097 | $43,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 341 | $43,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,163 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $43,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,813 | $43,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,090 | $43,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,044 | $43,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,802 | $43,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 1,400 | $43,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $42,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,802 | $42,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $42,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,050 | $42,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,229 | $42,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 2,260 | $42,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,589 | $42,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,000 | $42,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 980 | $41,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,397 | $41,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 4,606 | $41,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 6,650 | $41,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,330 | $41,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,004 | $41,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 906 | $41,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 3,634 | $41,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $41,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 8,804 | $41,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,790 | $41,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,000 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 600 | $40,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,614 | $40,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 997 | $40,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,750 | $40,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 4,368 | $40,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,872 | $40,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 8,674 | $40,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,022 | $40,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 32,800 | $40,000 | thousands by filing date | put |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,867 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 440 | $39,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $39,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,556 | $39,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,423 | $39,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,470 | $39,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 30,477 | $38,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 1,785 | $38,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,078 | $38,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 681 | $38,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,597 | $38,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,750 | $38,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 759 | $37,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,317 | $37,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 925 | $37,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,107 | $37,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,805 | $37,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 3,352 | $37,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,031 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 929 | $36,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,381 | $36,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 635 | $36,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 945 | $36,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 3,161 | $36,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,727 | $36,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 2,143 | $36,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 10,000 | $36,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 3,061 | $36,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 3,499 | $35,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 204 | $35,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,824 | $35,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,323 | $35,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,951 | $35,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,800 | $35,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 778 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 725 | $35,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,418 | $35,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,154 | $35,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,408 | $34,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,110 | $34,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,661 | $34,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,102 | $34,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,000 | $34,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,752 | $34,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,112 | $34,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 695 | $34,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,404 | $33,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 720 | $33,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 325 | $33,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,234 | $33,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,700 | $33,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,776 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 644 | $33,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $33,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 2,250 | $33,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,534 | $33,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,830 | $33,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,219 | $32,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 380 | $32,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 458 | $32,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 611 | $32,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 936 | $32,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,500 | $32,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $32,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $32,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,373 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 696 | $31,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,504 | $31,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 502 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 605 | $31,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 372 | $31,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,669 | $31,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,029 | $31,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 4,700 | $31,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 6,648 | $31,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 3,317 | $31,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $31,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 30,000 | $31,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 800 | $30,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,165 | $30,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 4,830 | $30,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,066 | $30,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,610 | $30,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 3,800 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 622 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 760 | $30,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 806 | $30,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $30,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 3,092 | $30,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,000 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $30,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 403 | $29,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 467 | $29,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $29,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 2,741 | $29,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,494 | $29,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 550 | $29,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 982 | $29,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 7,017 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 342 | $29,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 625 | $28,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,920 | $28,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $28,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,672 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,800 | $28,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 1,384 | $28,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,114 | $28,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $28,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 867 | $28,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $28,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 5,400 | $28,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,804 | $28,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 465 | $28,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 8,305 | $28,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,216 | $28,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 9,364 | $28,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $27,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,467 | $27,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $27,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 1,993 | $27,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,416 | $27,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,341 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 275 | $27,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,716 | $27,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $27,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,184 | $27,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 5,000 | $27,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 227 | $26,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 507 | $26,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 821 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 483 | $26,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 778 | $26,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $26,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,525 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $26,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,200 | $26,000 | thousands by filing date | call |
| HORTONWORKS INC | 440894103 | COM | 2,465 | $26,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,070 | $26,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,931 | $26,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,260 | $26,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,000 | $26,000 | thousands by filing date | call |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 5,100 | $26,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 884 | $25,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 434 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 400 | $25,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,650 | $25,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 1,774 | $25,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 726 | $25,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 440 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $25,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,834 | $25,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,424 | $25,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 600 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $25,000 | thousands by filing date | principal |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $25,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 54,000 | $25,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $25,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,000 | $25,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,474 | $25,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 591 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 960 | $24,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,079 | $24,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 661 | $24,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 445 | $24,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 700 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,000 | $24,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 595 | $24,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 969 | $24,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 625 | $24,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 7,350 | $24,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,591 | $24,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 678 | $23,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $23,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 9,655 | $23,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 347 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 335 | $23,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,065 | $23,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $23,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $23,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,012 | $23,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 575 | $23,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $23,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 385 | $23,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 7,880 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 334 | $23,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,350 | $23,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $23,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,524 | $23,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $23,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,563 | $23,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 917 | $23,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,795 | $23,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 946 | $23,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 4,300 | $23,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 336 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 842 | $22,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 388 | $22,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 355 | $22,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,622 | $22,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,655 | $22,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 368 | $22,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $22,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 446 | $22,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,486 | $22,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 666 | $22,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,354 | $22,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 815 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,123 | $22,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,500 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $21,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,174 | $21,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 165 | $21,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,550 | $21,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,133 | $21,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $21,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 391 | $21,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 525 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 598 | $21,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 200 | $21,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,176 | $21,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,406 | $21,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,185 | $21,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $21,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,056 | $21,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $21,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 163 | $20,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 3,323 | $20,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,867 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 570 | $20,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,150 | $20,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 350 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,150 | $20,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $20,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 525 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | principal |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,800 | $20,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,150 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 135 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,810 | $20,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $20,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,750 | $20,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,497 | $20,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 400 | $20,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 3,100 | $20,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 1,764 | $20,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 387 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 250 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 341 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187 | $19,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 950 | $19,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,018 | $19,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 477 | $19,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,385 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 790 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 850 | $19,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 1,158 | $19,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 500 | $19,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 538 | $19,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 2,572 | $19,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,755 | $19,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,502 | $19,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $19,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 424 | $18,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 151 | $18,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 710 | $18,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,119 | $18,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,878 | $18,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 692 | $18,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 915 | $18,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,461 | $18,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $18,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 300 | $18,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 773 | $18,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 497 | $18,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 1,616 | $18,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 379 | $18,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 386 | $17,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 268 | $17,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 723 | $17,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,856 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 334 | $17,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,287 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 220 | $17,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 393 | $17,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 300 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 625 | $17,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 785 | $17,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,665 | $17,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,528 | $17,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,749 | $17,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,104 | $17,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 303 | $16,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 200 | $16,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 1,286 | $16,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,500 | $16,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 373 | $16,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 6,312 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 900 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 590 | $16,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,358 | $16,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 360 | $16,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,321 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 2,035 | $16,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 575 | $16,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 658 | $16,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $16,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 155 | $15,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 315 | $15,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 82 | $15,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 281 | $15,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 987 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 817 | $15,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 975 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,301 | $15,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 724 | $15,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,905 | $15,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,177 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,473 | $15,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,000 | $15,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,000 | $15,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 525 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 594 | $15,000 | thousands by filing date | principal |
| ELIZABETH ARDEN INC | 28660G106 | COM | 1,078 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 563 | $15,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 1,363 | $15,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 2,294 | $15,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 435 | $14,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 291 | $14,000 | thousands by filing date | call |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 170 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $14,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $14,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 281 | $14,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 437 | $14,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $14,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 2,131 | $14,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 500 | $14,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 500 | $14,000 | thousands by filing date | put |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 755 | $14,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 1,969 | $14,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,000 | $14,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,000 | $14,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-018511 | this filing | 2016-07-25 | acceptance time not in the bulk data set |