13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 3,793 holding rows worth $167,583,793,000.
- Accession
- 0000950123-16-016860
- Filer
- CIK 820027
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 7,150 entries on the cover page, a total value of $167,583,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,583,793,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 16,980 | $721,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 7,970 | $717,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 69,142 | $715,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 240,539 | $715,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 7,644 | $714,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 6,335 | $713,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 10,015 | $712,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 40,587 | $711,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 137,779 | $711,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 47,163 | $709,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 335,858 | $708,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 8,311 | $706,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 21,900 | $706,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 83,213 | $706,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 7,152 | $705,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 11,858 | $704,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 29,981 | $701,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 14,254 | $700,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 37,594 | $699,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 49,453 | $698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 22,922 | $696,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 37,578 | $696,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 35,010 | $695,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,112 | $694,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 36,814 | $690,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,000 | $688,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,815 | $687,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 132,154 | $685,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 85,890 | $684,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A403 | PRF | 27,236 | $684,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 121,979 | $684,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 58,555 | $683,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 44,201 | $683,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 24,780 | $680,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 116,155 | $679,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 75,219 | $678,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 52,390 | $676,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 63,175 | $674,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 11,232 | $671,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 36,144 | $670,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 98,109 | $669,000 | thousands by filing date | |
| NISSAN MOTOR CO LTD SPONSORED ADR | 654744408 | USD | 36,044 | $667,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 22,623 | $664,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 61,413 | $660,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 30,230 | $659,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 4,404 | $656,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 52,534 | $655,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 35,403 | $655,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 296,721 | $653,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 36,343 | $651,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 16,951 | $651,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $648,000 | thousands by filing date | |
| JAGUAR MNG INC COM NEW | 47009M400 | Stock | 2,605,049 | $642,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 37,406 | $640,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 18,089 | $640,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 28,735 | $638,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 27,976 | $638,000 | thousands by filing date | |
| JAPAN AIRLS LTD FSPONSORED ADR 1 ADR REPS 0 5 ORD SHS | 471038109 | ADR | 34,766 | $637,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 24,736 | $637,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 27,190 | $636,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 47,945 | $636,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 32,035 | $634,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 6,201 | $632,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 16,481 | $632,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 24,672 | $629,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 25,206 | $629,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 45,422 | $626,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 42,049 | $619,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 33,376 | $617,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 15,630 | $616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 18,486 | $614,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 7,550 | $613,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 33,023 | $613,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 21,451 | $613,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 27,807 | $612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 12,430 | $612,000 | thousands by filing date | |
| Astellas Pharma Inc ADR | 04623U102 | USD | 45,774 | $609,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 5,165 | $605,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 18,126 | $603,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 37,133 | $603,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 5,343 | $601,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 15,189 | $600,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 35,558 | $600,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 31,732 | $600,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 40,830 | $596,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 112,690 | $596,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 26,124 | $595,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 73,501 | $594,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 77,542 | $593,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,432 | $593,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 8,371 | $593,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 22,516 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 15,013 | $589,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 70,784 | $589,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 21,826 | $587,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 20,095 | $587,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 7,517 | $586,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,594 | $585,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 4,902 | $584,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 26,361 | $584,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 112,478 | $583,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 13,567 | $583,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 23,374 | $581,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 28,584 | $581,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 19,130 | $581,000 | thousands by filing date | |
| CHINA CONSTR BANK CORP ADR | 168919108 | ADR | 45,565 | $579,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 21,880 | $579,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 17,282 | $575,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 11,872 | $572,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 23,026 | $570,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 12,441 | $565,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 26,736 | $564,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 164,699 | $563,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 93,776 | $562,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 75,179 | $560,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 41,016 | $559,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 18,115 | $559,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 19,015 | $558,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 285,011 | $555,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 17,636 | $554,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 26,181 | $551,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 62,680 | $550,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 19,862 | $550,000 | thousands by filing date | |
| HCI 8 01/30/20 | 40416E301 | PRF | 21,402 | $549,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 8,166 | $548,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 216,475 | $548,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 26,236 | $546,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 10,671 | $546,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 33,011 | $545,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 16,808 | $543,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 13,436 | $543,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 29,088 | $542,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 35,485 | $541,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 10,720 | $538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,251 | $538,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 54,343 | $537,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 68,142 | $534,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,203 | $533,000 | thousands by filing date | |
| SONOVA HOLDING AG UNSPONSORED ADR | 83569C102 | USD | 20,921 | $532,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,268 | $530,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 6,996 | $530,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP $1.625 PFD | 38144G184 | PREFERRED | 20,242 | $529,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 17,462 | $528,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,740 | $527,000 | thousands by filing date | |
| AIR LIQUIDE ADR | 009126202 | COM | 23,488 | $526,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 83,435 | $524,000 | thousands by filing date | |
| VESTAS WIND SYSTEMS AS | 925458101 | COM | 21,960 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,668 | $522,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 119,131 | $520,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 19,353 | $518,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 27,652 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 15,214 | $513,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 20,133 | $513,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 30,397 | $512,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 19,193 | $511,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 19,463 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 18,688 | $510,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 50,079 | $510,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 21,202 | $509,000 | thousands by filing date | |
| AURICO METALS | 05157J108 | COM | 884,428 | $509,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 26,334 | $508,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 53,100 | $507,000 | thousands by filing date | call |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 8,867 | $507,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,092 | $506,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 19,466 | $505,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 10,649 | $504,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 17,947 | $500,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 27,513 | $499,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,391 | $499,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 52,220 | $497,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 35,455 | $497,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 6,158 | $495,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 13,332 | $495,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 29,922 | $495,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 179,169 | $494,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 30,175 | $494,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 18,403 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 7,713 | $488,000 | thousands by filing date | |
| MEDIANEWS GROUP | U58991834 | COM | 15,756 | $488,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 8,356 | $486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 6,527 | $483,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,800 | $483,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 15,029 | $483,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,756 | $482,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 30,167 | $481,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 14,613 | $480,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 31,072 | $478,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 287,619 | $477,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 161,428 | $475,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,138 | $474,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 5,241 | $474,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 84,581 | $472,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 12,857 | $472,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 18,431 | $472,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 85,329 | $472,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 6,293 | $471,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 8,595 | $469,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,010 | $468,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 15,268 | $467,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,180 | $466,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 41,442 | $466,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 891,533 | $466,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 59,612 | $465,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 84,849 | $461,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 38,505 | $461,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 30,684 | $461,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 15,329 | $460,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 14,832 | $460,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 6,775 | $459,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 15,134 | $458,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 22,122 | $458,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 31,506 | $457,000 | thousands by filing date | |
| SKY PLC SPONSORED ADR | 83084V106 | Stock | 7,719 | $454,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 26,088 | $451,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,383 | $450,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 3,472 | $447,000 | thousands by filing date | |
| Countrywide Capital V | 222388209 | COM | 17,272 | $445,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 75,847 | $443,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 19,323 | $443,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,392 | $442,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 26,078 | $442,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 18,334 | $441,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 25,875 | $440,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 22,378 | $440,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 11,654 | $439,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 71,118 | $439,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 13,376 | $438,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,601 | $438,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 36,313 | $436,000 | thousands by filing date | |
| IND & COMM BK OF-UNSPON ADR | 455807107 | COM | 38,942 | $435,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 19,449 | $429,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 65,113 | $426,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 9,769 | $424,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 54,604 | $419,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 96,807 | $417,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 30,069 | $414,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 20,867 | $413,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 16,488 | $413,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 15,816 | $413,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 9,240 | $412,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 14,384 | $412,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 13,793 | $412,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 35,941 | $412,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 12,832 | $411,000 | thousands by filing date | |
| ARCADIS NV | N0605M147 | COM | 21,986 | $411,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 7,837 | $410,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 39,933 | $408,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,178 | $404,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 26,257 | $403,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 20,084 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 32,951 | $401,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,243 | $401,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,155 | $400,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 6,565 | $400,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 19,591 | $397,000 | thousands by filing date | |
| Societe Generale | 83364L109 | Equity | 53,161 | $396,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 14,809 | $396,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,246 | $395,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 15,437 | $393,000 | thousands by filing date | |
| Shin Etsu Chem Co Ltd | 824551105 | ADR | 30,147 | $389,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,108 | $389,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 16,521 | $389,000 | thousands by filing date | |
| AB VOLVO B ADR | 928856400 | ADR | 44,327 | $387,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 15,133 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 39,753 | $384,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 167,017 | $383,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 7,560 | $382,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 32,221 | $382,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 64,375 | $380,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 8,392 | $380,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,714 | $380,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,482 | $379,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 16,397 | $379,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,493 | $378,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217193 | COM | 1 | $378,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 33,010 | $373,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 43,157 | $372,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 3,176 | $371,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 13,628 | $371,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 12,668 | $370,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,536 | $369,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 28,046 | $369,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 21,447 | $368,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 21,146 | $368,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 15,284 | $367,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 355,574 | $366,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 14,672 | $365,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 4,052 | $365,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 55,121 | $364,000 | thousands by filing date | |
| SUNTORY BEVERAGE & FOOD LTD AD | 86803T104 | ADR | 16,176 | $364,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 14,756 | $363,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 12,519 | $362,000 | thousands by filing date | |
| SAFEWAY INC CASA LEY CVR | BAX524ZC5 | COM | 387,792 | $360,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 35,805 | $357,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 5,728 | $353,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 31,388 | $351,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 27,053 | $351,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 13,250 | $349,000 | thousands by filing date | |
| ASCENT RESOURCES - UTICA LLC PIK | 04364RAA0 | CONV BND | 4,986,609 | $349,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 16,305 | $348,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 12,443 | $347,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 13,682 | $347,000 | thousands by filing date | |
| GEMALTO NV-SPONSORED ADR | 36863N208 | COM | 9,339 | $347,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 33,669 | $346,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 14,310 | $346,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 16,494 | $346,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 254,541 | $344,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 13,493 | $344,000 | thousands by filing date | |
| HOLCIM LTD SPONSORED ADR | 50586V108 | ADR | 36,394 | $343,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 18,797 | $342,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 10,082 | $342,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,940 | $342,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 10,069 | $341,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,463 | $340,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 13,840 | $338,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,401 | $336,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 16,520 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 19,051 | $336,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 23,598 | $335,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 60,556 | $333,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 6,551 | $333,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 4,395 | $332,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,400 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,034 | $329,000 | thousands by filing date | |
| FUJIFILM HLDGS CORP ADR | 35958N107 | ADR | 8,354 | $329,000 | thousands by filing date | |
| DENSO CORPORATION-UNSPON ADR | 24872B100 | COM | 16,497 | $328,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 7,764 | $328,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 56,249 | $326,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 59,570 | $326,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 12,366 | $326,000 | thousands by filing date | |
| RENAULT SA | 759673403 | USD | 16,505 | $325,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 21,397 | $324,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 7,769 | $324,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 11,912 | $321,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,940 | $321,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 3,041 | $321,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 35,655 | $320,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 13,985 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 6,618 | $318,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,288 | $317,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 11,402 | $316,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,874 | $315,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 24,051 | $314,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,804 | $311,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 24,269 | $311,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 5,923 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 10,224 | $310,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 10,935 | $309,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 24,893 | $308,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 24,071 | $308,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 11,500 | $308,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,290 | $307,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 43,823 | $307,000 | thousands by filing date | |
| ITOCHU CORP SPONS ADR | 465717106 | FOREIGN | 12,479 | $307,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 2,497 | $306,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 8,160 | $306,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 5,854 | $305,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,831 | $304,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 36,621 | $304,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 2,787 | $304,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 76,385 | $302,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 21,902 | $302,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 39,102 | $302,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 10,189 | $301,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 29,832 | $301,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 8,903 | $300,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 3,793 | $299,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 23,632 | $298,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 9,520 | $298,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,929 | $297,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 13,586 | $297,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 10,294 | $297,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,384 | $295,000 | thousands by filing date | |
| BancOfCalifornia 8.00. Cal2018 | 05990k403 | PFD | 11,057 | $295,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 7,128 | $293,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 7,895 | $291,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 21,848 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,775 | $290,000 | thousands by filing date | |
| ITV ADR | 45069P107 | Common Stock | 8,404 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,130 | $288,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,614 | $288,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 259,678 | $288,000 | thousands by filing date | |
| ING GROUP NV 7.2% $1.8 PFD | 456837301 | PREFERRED | 10,940 | $286,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,036 | $286,000 | thousands by filing date | |
| SLM CORP 6% SR NTMAT 12/15/43CALLABLE 12/15/08 | 78442P304 | EQUITIES | 14,690 | $286,000 | thousands by filing date | |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 27,498 | $285,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 21,581 | $284,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 13,965 | $283,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 9,352 | $283,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 8,893 | $282,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,296 | $281,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 12,168 | $281,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 17,864 | $280,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 22,819 | $280,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 13,803 | $280,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 6,676 | $280,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 7,561 | $280,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 67,471 | $279,000 | thousands by filing date | |
| STANDARD BANK GROUP LTD ADR | 853118206 | ADR | 31,239 | $279,000 | thousands by filing date | |
| UTGR INC | BAX39CVC9 | COM | 5,526 | $278,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 11,489 | $277,000 | thousands by filing date | |
| WH GROUP LTD ADR | 92890T106 | COMMON | 19,384 | $277,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 8,651 | $275,000 | thousands by filing date | |
| ATLAS COPCO AB SP ADR A NEW | 049255706 | COM | 10,924 | $274,000 | thousands by filing date | |
| TENNESSEE VALLEY AUTHORITY | 880591409 | Pref | 10,840 | $274,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 13,177 | $271,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 16,462 | $271,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 10,334 | $271,000 | thousands by filing date | |
| DAYCO LLC | 570388108 | COM | 9,586 | $271,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 27,764 | $268,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 81,090 | $268,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 8,217 | $267,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 15,633 | $267,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 23,592 | $267,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 10,037 | $267,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 22,380 | $265,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 10,363 | $264,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,779 | $263,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 16,862 | $263,000 | thousands by filing date | |
| Pandora Media | 698341104 | COM | 8,052 | $263,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 7,821 | $262,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 26,081 | $261,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 31,931 | $261,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 4,855 | $261,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 89,898 | $261,000 | thousands by filing date | |
| MILLENNIUM HEALTH LLC | BAX5NUSL2 | COM | 16,788 | $261,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 18,751 | $260,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 12,944 | $258,000 | thousands by filing date | |
| CIELO SA | 171778202 | Common Stock | 26,850 | $258,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 18,407 | $257,000 | thousands by filing date | |
| CAPITAL ONE FINL 6.00% | 14040H402 | PRF | 9,976 | $257,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,391 | $256,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,122,127 | $255,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,531 | $255,000 | thousands by filing date | |
| SES | 817712995 | GDR | 8,700 | $255,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 80,870 | $254,000 | thousands by filing date | |
| COLONY FINL INC PFD SER A 8. | 19624R205 | PFD | 10,125 | $254,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 9,896 | $254,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 37,400 | $254,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 14,097 | $253,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 11,675 | $253,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 28,249 | $252,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 32,071 | $252,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 68,638 | $251,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,800 | $251,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 80,182 | $251,000 | thousands by filing date | |
| RAYMOND JAMES FINANCIAL INC SR NT 6.9 PFD | 754730208 | PREFERRED | 9,558 | $251,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 83,990 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 5,200 | $247,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,360 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 19,930 | $245,000 | thousands by filing date | |
| PERSIMMON UNSPONSORD ADR | 715318101 | ADR | 4,065 | $245,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 18,564 | $244,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 27,095 | $244,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,888 | $243,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,498 | $243,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 20,654 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 4,728 | $242,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 13,516 | $242,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 67,115 | $242,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 13,815 | $241,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 4,792 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 15,829 | $238,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 16,707 | $238,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,727 | $238,000 | thousands by filing date | |
| RECON CAP NASDAQ 100 COVERED C | 75623u102 | INDX FD | 10,616 | $238,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 5,230 | $236,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 8,547 | $236,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 50,675 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 2,417 | $235,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 3,094 | $234,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,134 | $233,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,518 | $232,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 15,731 | $232,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 94,896 | $232,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,310 | $231,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 8,855 | $231,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 34,858 | $230,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,878 | $229,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 6,920 | $229,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 22,670 | $227,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,175 | $225,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 16,491 | $225,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 16,434 | $224,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 55,541 | $224,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 40,937 | $224,000 | thousands by filing date | |
| BANK AMERICA CORP 1 625 PFD | 060505310 | PREFERRED | 8,452 | $224,000 | thousands by filing date | |
| AMARANTH PARTNRS LLC | 023025992 | LP | 284,026 | $222,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 16,149 | $222,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 4,843 | $221,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 22,482 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,724 | $221,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 7,968 | $221,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 41,081 | $220,000 | thousands by filing date | |
| SOLARWINDOW TECHNOLOGIES INC | 83417L106 | COM | 56,300 | $220,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 15,792 | $220,000 | thousands by filing date | |
| CSL LIMITED ADR | 12637N204 | COM | 5,660 | $219,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 35,006 | $219,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,372 | $218,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 12,294 | $218,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016860 | this filing | 2016-05-12 | acceptance time not in the bulk data set |