13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 3,793 holding rows worth $167,583,793,000.
- Accession
- 0000950123-16-016860
- Filer
- CIK 820027
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 7,150 entries on the cover page, a total value of $167,583,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,583,793,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NICE LTD SPONSORED ADR | 653656108 | ADR | 71,830 | $4,669,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 124,433 | $4,650,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 492,710 | $4,647,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 4,110,000 | $4,646,000 | thousands by filing date | principal |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 286,021 | $4,645,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 212,446 | $4,641,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 845,395 | $4,641,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 104,124 | $4,625,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 88,083 | $4,616,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 163,774 | $4,611,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 121,801 | $4,602,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 218,763 | $4,566,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 73,396 | $4,565,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 246,748 | $4,565,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 407,880 | $4,564,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 234,186 | $4,562,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 294,915 | $4,562,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 3,620,000 | $4,559,000 | thousands by filing date | principal |
| T-Mobile US,Inc. | 872590104 | COM | 118,777 | $4,550,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 337,742 | $4,550,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 41,231 | $4,548,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 118,757 | $4,539,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 119,832 | $4,537,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 331,519 | $4,536,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 85,441 | $4,531,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 135,999 | $4,530,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 101,634 | $4,523,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 500,655 | $4,510,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 163,072 | $4,508,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 891,067 | $4,508,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 535,945 | $4,503,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 31,674 | $4,484,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 174,178 | $4,484,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 67,365 | $4,481,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AA5 | CONV BND | 5,180,000 | $4,461,000 | thousands by filing date | principal |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 248,612 | $4,458,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 389,164 | $4,456,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 4,100,000 | $4,441,000 | thousands by filing date | principal |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 417,697 | $4,432,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 140,564 | $4,425,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 45,807 | $4,412,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,620,000 | $4,412,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 444,472 | $4,395,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 129,635 | $4,391,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 488,058 | $4,390,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 202,479 | $4,383,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 4,600,000 | $4,382,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 283,612 | $4,379,000 | thousands by filing date | |
| RTW HLDGS INC | 749772AB5 | NOTE 5.625%11/1 | 4,840,000 | $4,377,000 | thousands by filing date | principal |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 147,253 | $4,373,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,532,172 | $4,367,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 169,860 | $4,366,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 61,179 | $4,363,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 161,256 | $4,362,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 27,889 | $4,358,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 196,478 | $4,354,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 99,756 | $4,352,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 491,297 | $4,348,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 32,417 | $4,335,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 92,664 | $4,327,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 104,500 | $4,312,000 | thousands by filing date | put |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 37,876 | $4,310,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 143,052 | $4,305,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 95,465 | $4,302,000 | thousands by filing date | |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 6,100,000 | $4,300,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 158,804 | $4,286,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 146,461 | $4,282,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 43,675 | $4,277,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 265,786 | $4,272,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 435,910 | $4,268,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 227,598 | $4,266,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 361,565 | $4,263,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 45,623 | $4,262,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 170,429 | $4,252,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 4,000,000 | $4,250,000 | thousands by filing date | principal |
| HNI CORP COM | 404251100 | Stock | 108,438 | $4,248,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 319,690 | $4,240,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 401,521 | $4,238,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,900,000 | $4,224,000 | thousands by filing date | principal |
| S & T BANCORP INC COM | 783859101 | Stock | 163,732 | $4,218,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 271,112 | $4,213,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 162,395 | $4,210,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 52,299 | $4,210,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 81,424 | $4,192,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 153,140 | $4,191,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 202,995 | $4,183,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 35,688 | $4,182,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 249,671 | $4,164,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 535,201 | $4,159,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 76,316 | $4,155,000 | thousands by filing date | |
| Compass Group Plc-ADS | 20449X302 | COM | 232,855 | $4,151,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 74,592 | $4,143,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 164,805 | $4,137,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 262,315 | $4,123,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 319,679 | $4,105,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 633,030 | $4,102,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 219,920 | $4,101,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 190,430 | $4,097,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 101,712 | $4,083,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 190,272 | $4,083,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 327,537 | $4,081,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 61,252 | $4,076,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 94,361 | $4,071,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 52,629 | $4,063,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 77,622 | $4,060,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 269,470 | $4,057,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 686,400 | $4,049,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 103,501 | $4,047,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 384,366 | $4,036,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 163,508 | $4,034,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 89,583 | $4,007,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 339,823 | $4,007,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 185,249 | $4,006,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 33,692 | $3,998,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 42,807 | $3,996,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 95,951 | $3,988,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 455,766 | $3,984,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 98,505 | $3,982,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 140,771 | $3,974,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 285,235 | $3,973,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 128,174 | $3,972,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 33,205 | $3,961,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 4,790,000 | $3,957,000 | thousands by filing date | principal |
| QUOTIENT LTD | G73268107 | SHS | 448,966 | $3,951,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 84,585 | $3,932,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 233,414 | $3,921,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 209,198 | $3,919,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 919,431 | $3,917,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 302,431 | $3,916,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 136,426 | $3,893,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 273,412 | $3,882,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 116,255 | $3,876,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 77,902 | $3,875,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 107,705 | $3,866,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 5,610,000 | $3,864,000 | thousands by filing date | principal |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 406,612 | $3,858,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 92,257 | $3,842,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 53,654 | $3,842,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 118,561 | $3,841,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 988,415 | $3,825,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 50,356 | $3,819,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 300,156 | $3,812,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 269,219 | $3,798,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 133,235 | $3,798,000 | thousands by filing date | |
| ACTELION ADR REP 1/4 ORD | 00507G102 | SPONSORED ADR | 101,726 | $3,798,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 306,278 | $3,780,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 59,037 | $3,779,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 83,108 | $3,772,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 994,620 | $3,770,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 3,150,000 | $3,762,000 | thousands by filing date | principal |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 158,513 | $3,755,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 103,409 | $3,751,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 35,427 | $3,751,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 195,108 | $3,738,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 56,008 | $3,724,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 65,202 | $3,721,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 76,903 | $3,718,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 141,791 | $3,710,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 202,138 | $3,695,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,109,188 | $3,694,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 172,169 | $3,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 120,384 | $3,687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 81,834 | $3,661,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,650,000 | $3,651,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 30,791 | $3,647,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 431,608 | $3,647,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 167,689 | $3,642,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 294,482 | $3,639,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 921,059 | $3,638,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 291,478 | $3,631,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 64,215 | $3,630,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 155,808 | $3,625,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 73,207 | $3,619,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 249,240 | $3,619,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 142,326 | $3,603,000 | thousands by filing date | |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 4,825,000 | $3,588,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 258,743 | $3,586,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 4,023,000 | $3,572,000 | thousands by filing date | principal |
| AGREE RLTY CORP COM | 008492100 | REIT | 92,756 | $3,570,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 122,286 | $3,563,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 4,500,000 | $3,563,000 | thousands by filing date | principal |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 498,156 | $3,562,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 4,000,000 | $3,562,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 120,402 | $3,560,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 91,512 | $3,556,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 54,083 | $3,552,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 359,984 | $3,542,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 76,120 | $3,531,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 274,528 | $3,530,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 27,788 | $3,524,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 67,352 | $3,522,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 192,578 | $3,519,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 64,673 | $3,510,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 199,942 | $3,510,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 28,285 | $3,509,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 90,144 | $3,509,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 1,253,305 | $3,509,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 812,162 | $3,502,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 478,984 | $3,501,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 343,355 | $3,499,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 892,339 | $3,488,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 773,029 | $3,480,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 54,592 | $3,476,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 2,320,000 | $3,445,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 87,683 | $3,444,000 | thousands by filing date | |
| M&T BANK CORP | 55261F708 | PFD | 3,170 | $3,439,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 817,805 | $3,435,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 123,776 | $3,429,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 51,441 | $3,426,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 560,797 | $3,415,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 826,654 | $3,414,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 37,807 | $3,396,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 558,576 | $3,386,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 153,112 | $3,384,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 117,527 | $3,377,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 43,639 | $3,366,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 4,970,000 | $3,364,000 | thousands by filing date | principal |
| BRIDGE BANCORP INC | 108035106 | COM | 110,210 | $3,358,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 293,343 | $3,353,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,227,315 | $3,352,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 123,537 | $3,343,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 877,377 | $3,343,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 71,891 | $3,342,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 208,026 | $3,331,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 25,839 | $3,326,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 61,213 | $3,322,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 727,652 | $3,321,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 50,350 | $3,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 129,174 | $3,313,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 86,866 | $3,309,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 278,324 | $3,306,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 321,019 | $3,301,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 82,533 | $3,301,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 194,338 | $3,297,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 158,019 | $3,293,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 58,484 | $3,290,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 94,718 | $3,282,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 233,553 | $3,274,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 230,814 | $3,261,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 269,957 | $3,255,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 578,080 | $3,249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 74,064 | $3,248,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 71,853 | $3,247,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 165,078 | $3,238,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 104,569 | $3,229,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 374,447 | $3,227,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 94,069 | $3,226,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 200,767 | $3,211,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 246,801 | $3,210,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 83,793 | $3,210,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 107,422 | $3,207,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 103,187 | $3,207,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 62,554 | $3,207,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 203,118 | $3,205,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 91,129 | $3,205,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 212,460 | $3,202,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 188,721 | $3,199,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 309,790 | $3,195,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 124,167 | $3,195,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 117,463 | $3,191,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 169,880 | $3,181,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 180,572 | $3,181,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 191,077 | $3,168,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 154,060 | $3,155,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 73,043 | $3,148,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 330,166 | $3,140,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 33,743 | $3,139,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 73,961 | $3,133,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 105,325 | $3,129,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 111,526 | $3,128,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 165,109 | $3,124,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 52,458 | $3,123,000 | thousands by filing date | |
| SGEN BASKET NOTE 14.8 5/3/2016 | 83368XAU3 | PRF | 3,000 | $3,123,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 204,218 | $3,113,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 211,423 | $3,103,000 | thousands by filing date | |
| MGC | 921910873 | COM | 44,161 | $3,096,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 99,610 | $3,095,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R802 | CORE BD ETF | 59,410 | $3,095,000 | thousands by filing date | |
| MS BASKET NOTE 13.62 9/9/16 | 61765M173 | PRF | 3,000 | $3,092,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 23,098 | $3,090,000 | thousands by filing date | |
| DB BASKET NOTE 14.2 8/5/2016 | 25152L2F2 | PRF | 3,000 | $3,078,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 150,168 | $3,056,000 | thousands by filing date | |
| CS BASKET NOTE 14.07 7/7/2016 | 22548H253 | PRF | 3,000 | $3,029,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 59,146 | $3,020,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 383,217 | $3,015,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 97,016 | $3,010,000 | thousands by filing date | |
| JPM BASKET NOTE 12.10 10/03/2016 | 48123Y767 | PRF | 3,000 | $3,009,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 116,219 | $3,003,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 49,720 | $2,991,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 82,011 | $2,987,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 153,241 | $2,982,000 | thousands by filing date | |
| UBS BASKET NOTE 12.9 6/9/2016 | 90274D283 | PRF | 3,000 | $2,974,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 280,574 | $2,970,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 90,506 | $2,967,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 180,440 | $2,966,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 167,430 | $2,956,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 145,996 | $2,947,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 84,852 | $2,935,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 113,505 | $2,931,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 3,000,000 | $2,929,000 | thousands by filing date | principal |
| INTERSECT ENT INC | 46071F103 | COM | 153,934 | $2,925,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 111,813 | $2,915,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 131,882 | $2,913,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 416,477 | $2,912,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 400,694 | $2,909,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 229,579 | $2,908,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 991,655 | $2,895,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 153,964 | $2,893,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 388,720 | $2,892,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 87,797 | $2,874,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 192,180 | $2,866,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 148,728 | $2,853,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 161,042 | $2,849,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 68,078 | $2,846,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 159,347 | $2,841,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 261,113 | $2,839,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 620,182 | $2,834,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 437,012 | $2,833,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 113,000 | $2,831,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,963,410 | $2,826,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 305,309 | $2,822,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 18,753 | $2,816,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 104,235 | $2,814,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 18,483 | $2,813,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 22,727 | $2,811,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 33,069 | $2,799,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 122,396 | $2,788,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 211,391 | $2,786,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 51,532 | $2,786,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 81,150 | $2,783,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 110,281 | $2,782,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 86,222 | $2,781,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 164,189 | $2,781,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 30,467 | $2,780,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 90,663 | $2,778,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 178,622 | $2,778,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 48,527 | $2,766,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 182,026 | $2,765,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 178,928 | $2,764,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 61,264 | $2,759,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 276,999 | $2,751,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 105,232 | $2,733,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 213,287 | $2,732,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 157,309 | $2,731,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 181,736 | $2,730,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 916,706 | $2,724,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 340,312 | $2,723,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 375,335 | $2,714,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 127,620 | $2,712,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 173,886 | $2,706,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 95,489 | $2,705,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 106,442 | $2,702,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 427,006 | $2,695,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 67,307 | $2,685,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 127,919 | $2,682,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 486,927 | $2,674,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 58,909 | $2,670,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 51,144 | $2,666,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 68,314 | $2,664,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 72,270 | $2,660,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 473,663 | $2,652,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 53,363 | $2,648,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 113,926 | $2,645,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 92,903 | $2,644,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 142,626 | $2,637,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 46,501 | $2,635,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 182,360 | $2,634,000 | thousands by filing date | |
| WHITING PETROLEUM CORP | 966387AK8 | CONV | 4,500,000 | $2,618,000 | thousands by filing date | principal |
| NN INC | 629337106 | COM | 190,866 | $2,612,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 27,429 | $2,605,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 30,279 | $2,599,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 147,905 | $2,599,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 454,243 | $2,598,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 160,452 | $2,595,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 113,808 | $2,587,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 36,300 | $2,584,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 572,848 | $2,578,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 158,102 | $2,576,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 92,018 | $2,561,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 77,724 | $2,553,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 97,344 | $2,552,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 398,577 | $2,543,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 94,071 | $2,538,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 121,082 | $2,536,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 186,725 | $2,534,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 21,968 | $2,529,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 64,440 | $2,522,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 87,804 | $2,514,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 157,672 | $2,511,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 64,031 | $2,506,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 157,380 | $2,504,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 51,364 | $2,504,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 53,969 | $2,502,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 30,161 | $2,498,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38,524 | $2,496,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 124,625 | $2,473,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 114,039 | $2,458,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 31,534 | $2,452,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 141,644 | $2,450,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 140,437 | $2,439,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 195,560 | $2,439,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 54,350 | $2,438,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 166,824 | $2,438,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 84,266 | $2,436,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 48,189 | $2,432,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,107 | $2,430,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 69,247 | $2,429,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 45,010 | $2,421,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 540,979 | $2,413,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 53,220 | $2,401,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 152,316 | $2,398,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 44,720 | $2,396,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 28,611 | $2,396,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 138,241 | $2,390,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 48,845 | $2,385,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 206,094 | $2,382,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 442,644 | $2,381,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 135,836 | $2,380,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 64,269 | $2,377,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 54,421 | $2,365,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 78,137 | $2,359,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 86,138 | $2,357,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 392,257 | $2,357,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 136,443 | $2,357,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 155,269 | $2,356,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 58,870 | $2,353,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 107,867 | $2,340,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 159,029 | $2,335,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 59,062 | $2,335,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 108,260 | $2,307,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 112,125 | $2,306,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR-SDR | L6388F995 | GDR | 42,105 | $2,301,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 74,566 | $2,300,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 173,542 | $2,294,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 126,308 | $2,293,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 261,399 | $2,288,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 39,434 | $2,286,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 106,880 | $2,285,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 20,158 | $2,283,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 122,470 | $2,282,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 90,825 | $2,280,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 95,427 | $2,269,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 172,237 | $2,268,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 20,546 | $2,267,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 48,538 | $2,265,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 115,231 | $2,264,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 29,964 | $2,260,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 21,612 | $2,250,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 22,305 | $2,239,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 110,712 | $2,239,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 85,260 | $2,238,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 376,176 | $2,227,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 114,373 | $2,227,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 686,469 | $2,223,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 46,652 | $2,220,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 20,999 | $2,219,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 58,149 | $2,218,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 262,400 | $2,217,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 190,652 | $2,217,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 154,412 | $2,216,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 65,467 | $2,215,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 94,781 | $2,214,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 337,078 | $2,212,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 30,975 | $2,206,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 233,560 | $2,203,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 92,901 | $2,201,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 206,951 | $2,186,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 61,869 | $2,176,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 50,638 | $2,174,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 159,378 | $2,170,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 59,394 | $2,168,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 123,670 | $2,165,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 101,920 | $2,160,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 136,952 | $2,157,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 95,966 | $2,157,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 151,248 | $2,151,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 17,655 | $2,149,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 178,743 | $2,143,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 51,782 | $2,135,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 331,243 | $2,132,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 652,924 | $2,129,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 94,494 | $2,126,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 155,765 | $2,123,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 88,707 | $2,121,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 27,500 | $2,113,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 102,061 | $2,106,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 432,979 | $2,104,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42,877 | $2,104,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,100,000 | $2,102,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 271,383 | $2,095,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 160,499 | $2,093,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 40,854 | $2,075,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 170,074 | $2,068,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 143,553 | $2,056,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 87,045 | $2,050,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 77,004 | $2,049,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 58,392 | $2,045,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 41,069 | $2,038,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 184,771 | $2,038,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 311,599 | $2,025,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016860 | this filing | 2016-05-12 | acceptance time not in the bulk data set |