13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-12, with 3,793 holding rows worth $167,583,793,000.
- Accession
- 0000950123-16-016860
- Filer
- CIK 820027
- Filed
- 2016-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 7,150 entries on the cover page, a total value of $167,583,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,583,793,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 73,132 | $2,013,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 302,199 | $2,009,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 197,994 | $2,009,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 94,853 | $2,007,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 274,680 | $2,000,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 40,573 | $1,999,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 180,607 | $1,998,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 182,353 | $1,986,000 | thousands by filing date | |
| CENGAGE LEARNING INC | CM2582898 | COM | 103,698 | $1,983,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 62,225 | $1,981,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 79,163 | $1,975,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 42,808 | $1,973,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 88,640 | $1,971,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 306,497 | $1,958,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 141,206 | $1,954,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 106,140 | $1,950,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 117,926 | $1,944,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 13,120 | $1,940,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 283,127 | $1,940,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 64,551 | $1,939,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 52,877 | $1,934,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 126,306 | $1,931,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 42,497 | $1,930,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 17,154 | $1,924,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 202,145 | $1,921,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 33,307 | $1,917,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 94,170 | $1,915,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 119,019 | $1,912,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 155,339 | $1,909,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 125,349 | $1,906,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 135,293 | $1,905,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 34,497 | $1,899,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 281,526 | $1,898,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 48,088 | $1,896,000 | thousands by filing date | |
| Zions Bancorp Pfd Ser L | 989701818 | Pfd | 64,970 | $1,895,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 56,526 | $1,885,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 21,757 | $1,884,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 60,619 | $1,881,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 110,285 | $1,880,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 33,497 | $1,878,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 37,576 | $1,875,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 66,394 | $1,873,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 324,278 | $1,873,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 74,304 | $1,866,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 197,498 | $1,854,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 92,816 | $1,849,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 44,484 | $1,848,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 42,655 | $1,844,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 48,470 | $1,838,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 63,553 | $1,833,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 36,412 | $1,833,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 47,247 | $1,831,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 39,869 | $1,831,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 43,009 | $1,826,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 31,471 | $1,824,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 226,565 | $1,824,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 113,624 | $1,824,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 142,209 | $1,823,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 41,163 | $1,823,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 185,079 | $1,814,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 142,510 | $1,813,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 80,782 | $1,811,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 133,277 | $1,809,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 156,812 | $1,808,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 152,177 | $1,807,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 114,050 | $1,806,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 55,539 | $1,796,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 61,145 | $1,796,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 51,384 | $1,796,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 172,432 | $1,792,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 96,748 | $1,789,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 82,929 | $1,787,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 269,458 | $1,778,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 142,638 | $1,778,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51,061 | $1,776,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 81,556 | $1,776,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 34,378 | $1,774,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 157,417 | $1,773,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 40,993 | $1,772,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 161,386 | $1,772,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 211,778 | $1,771,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 278,214 | $1,769,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 60,831 | $1,766,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 62,752 | $1,765,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 77,553 | $1,764,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 109,799 | $1,763,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 140,635 | $1,758,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 84,758 | $1,753,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 23,901 | $1,751,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 63,716 | $1,742,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 399,128 | $1,725,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 25,106 | $1,719,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 26,199 | $1,718,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 262,339 | $1,710,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 35,322 | $1,709,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 90,097 | $1,701,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 207,891 | $1,700,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 38,873 | $1,699,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 260,248 | $1,697,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 55,914 | $1,688,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 87,370 | $1,688,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 89,466 | $1,686,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 52,692 | $1,683,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 56,447 | $1,682,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 80,302 | $1,680,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 3,346,800 | $1,675,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 117,250 | $1,673,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 141,589 | $1,670,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,086,871 | $1,663,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 126,416 | $1,659,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 12,460 | $1,655,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 88,271 | $1,650,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 26,507 | $1,643,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 98,138 | $1,641,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 232,657 | $1,640,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 141,350 | $1,640,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 92,823 | $1,636,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 44,338 | $1,630,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 189,036 | $1,627,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 196,116 | $1,622,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 26,916 | $1,618,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 181,390 | $1,617,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 56,313 | $1,617,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 51,300 | $1,611,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 33,820 | $1,601,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 17,090 | $1,596,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 183,557 | $1,595,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 49,574 | $1,592,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 69,371 | $1,590,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 44,032 | $1,589,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 205,276 | $1,588,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 153,414 | $1,587,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 31,343 | $1,586,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 181,577 | $1,583,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 21,927 | $1,582,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 73,629 | $1,577,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 88,687 | $1,577,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 82,080 | $1,576,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 146,621 | $1,572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 47,637 | $1,570,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 103,049 | $1,570,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 12,855 | $1,568,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 73,037 | $1,555,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 60,693 | $1,551,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 242,198 | $1,550,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 45,976 | $1,546,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 90,745 | $1,544,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 620,020 | $1,531,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 43,909 | $1,524,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 275,403 | $1,523,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 44,523 | $1,522,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 145,130 | $1,522,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 14,213 | $1,520,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 170,787 | $1,519,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 196,171 | $1,519,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 40,470 | $1,508,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 64,797 | $1,507,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 80,233 | $1,505,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 24,630 | $1,504,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 49,276 | $1,502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 39,438 | $1,501,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 139,351 | $1,498,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 93,520 | $1,498,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 114,144 | $1,498,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 29,378 | $1,494,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 88,447 | $1,492,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 49,011 | $1,489,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 250,708 | $1,487,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 333,830 | $1,486,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 56,623 | $1,486,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 58,070 | $1,485,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 274,859 | $1,483,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 77,246 | $1,482,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 57,534 | $1,471,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 145,329 | $1,466,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 144,555 | $1,465,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 189,192 | $1,463,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 44,146 | $1,460,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 116,754 | $1,459,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 33,616 | $1,456,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,609 | $1,455,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 103,067 | $1,454,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 119,468 | $1,450,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 52,534 | $1,450,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 684,002 | $1,450,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 42,960 | $1,445,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 79,132 | $1,443,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 658,444 | $1,442,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 895,346 | $1,442,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 31,232 | $1,437,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 52,220 | $1,428,000 | thousands by filing date | |
| Informa PLC | 45672B305 | COM | 69,522 | $1,426,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 77,341 | $1,424,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 179,916 | $1,422,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 312,733 | $1,420,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 58,406 | $1,403,000 | thousands by filing date | |
| AMERICAN ENERGY PERMIAN PIK | 02563WAA2 | CONV BND | 12,750,400 | $1,403,000 | thousands by filing date | principal |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 16,635 | $1,396,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 132,556 | $1,396,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 71,171 | $1,394,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 90,786 | $1,393,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 105,366 | $1,392,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 924,000 | $1,380,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 53,640 | $1,378,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 64,394 | $1,378,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 75,865 | $1,377,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 37,359 | $1,377,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 92,283 | $1,376,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 864,577 | $1,375,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 36,244 | $1,374,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 52,158 | $1,370,000 | thousands by filing date | |
| REXAM PLC | 761655604 | COMMON | 30,241 | $1,369,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 112,137 | $1,365,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO ADR | 23857W105 | ADR | 280,240 | $1,365,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 172,910 | $1,364,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 69,762 | $1,362,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 23,486 | $1,355,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 64,275 | $1,342,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 104,046 | $1,340,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 229,101 | $1,340,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 28,738 | $1,339,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 299,428 | $1,339,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 165,079 | $1,337,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 73,436 | $1,336,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 79,282 | $1,335,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 65,171 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 9,060 | $1,321,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 67,022 | $1,318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 29,866 | $1,312,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 117,666 | $1,310,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 79,189 | $1,307,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 50,862 | $1,306,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 226,930 | $1,305,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 75,368 | $1,305,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 30,843 | $1,304,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 315,709 | $1,301,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 79,835 | $1,300,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 59,607 | $1,294,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 66,119 | $1,293,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 51,407 | $1,293,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 182,791 | $1,289,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 33,163 | $1,289,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 75,678 | $1,283,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 8,803 | $1,279,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 253,048 | $1,275,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 12,636 | $1,270,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 126,629 | $1,270,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 72,807 | $1,269,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 72,975 | $1,267,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 51,710 | $1,259,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 96,346 | $1,253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,223 | $1,252,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 10,488 | $1,251,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 49,844 | $1,251,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 71,237 | $1,247,000 | thousands by filing date | |
| ADIDAS AG ADR | 00687A107 | ADUS | 21,374 | $1,247,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 46,843 | $1,237,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 78,685 | $1,229,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 54,222 | $1,228,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 31,690 | $1,225,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 12,164 | $1,220,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,527 | $1,217,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 308,063 | $1,216,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 31,006 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 13,606 | $1,206,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 11,433 | $1,203,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,000 | $1,203,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 37,754 | $1,197,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 129,647 | $1,196,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 76,756 | $1,196,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,196,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 22,398 | $1,189,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 362,666 | $1,186,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 39,691 | $1,184,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 23,552 | $1,178,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 65,504 | $1,177,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 23,622 | $1,176,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 93,551 | $1,176,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 25,079 | $1,174,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 89,102 | $1,160,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 47,889 | $1,156,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 11,282 | $1,155,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 8,495 | $1,152,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 56,525 | $1,152,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 24,747 | $1,152,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 14,327 | $1,152,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 38,958 | $1,150,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 32,413 | $1,145,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 44,315 | $1,143,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 37,112 | $1,141,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 59,300 | $1,136,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 140,773 | $1,134,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 43,178 | $1,130,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 23,004 | $1,128,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 61,216 | $1,127,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 323,017 | $1,124,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 31,308 | $1,118,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 21,300 | $1,114,000 | thousands by filing date | put |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 75,941 | $1,111,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 86,872 | $1,104,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 65,393 | $1,103,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 158,977 | $1,103,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 64,155 | $1,101,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 204,282 | $1,099,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 42,523 | $1,090,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 53,760 | $1,085,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 23,037 | $1,084,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 69,575 | $1,083,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 15,113 | $1,082,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 66,186 | $1,079,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 58,058 | $1,078,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 144,622 | $1,076,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 10,365 | $1,075,000 | thousands by filing date | |
| GEA GROUP AG ADR | 361592108 | COM | 21,902 | $1,072,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 38,452 | $1,069,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 47,374 | $1,065,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 76,758 | $1,064,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,745,276 | $1,058,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 60,859 | $1,057,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 10,797 | $1,054,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 40,984 | $1,053,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 46,531 | $1,049,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 25,734 | $1,045,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 61,267 | $1,045,000 | thousands by filing date | |
| EAST JAPAN RAILWAY-UNSP ADR | 273202101 | COM | 65,274 | $1,045,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,836 | $1,045,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 32,373 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 37,981 | $1,032,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 135,927 | $1,029,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 33,873 | $1,028,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 45,460 | $1,028,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 140,285 | $1,028,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 198,751 | $1,026,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 56,170 | $1,016,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 39,430 | $1,014,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 30,595 | $1,011,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 35,006 | $1,009,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 39,454 | $1,009,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 30,339 | $1,005,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 50,953 | $999,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 28,667 | $998,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 20,340 | $998,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 70,032 | $998,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 76,279 | $997,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 100,481 | $997,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 17,884 | $997,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 37,557 | $990,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 28,333 | $984,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 60,510 | $983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 16,667 | $982,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 24,879 | $981,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 10,366 | $977,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 18,310 | $977,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 43,281 | $976,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 29,437 | $974,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 44,757 | $974,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 82,981 | $973,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 60,483 | $970,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 35,050 | $970,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 81,911 | $968,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 25,989 | $967,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 241,887 | $966,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 226,053 | $961,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,212 | $956,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 61,249 | $956,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 13,014 | $955,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 12,640 | $954,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 111,651 | $954,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 35,390 | $953,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 22,878 | $953,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 102,155 | $952,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 21,689 | $950,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,972 | $949,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,695 | $948,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 75,537 | $947,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 20,150 | $947,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 11,081 | $943,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 84,877 | $943,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 37,629 | $943,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 32,429 | $941,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 16,882 | $938,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,500 | $938,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 76,889 | $937,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 71,464 | $934,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 82,804 | $933,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 38,418 | $932,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 8,693 | $931,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 21,316 | $927,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 92,253 | $926,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 37,637 | $926,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 40,833 | $925,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 34,186 | $920,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 23,356 | $920,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 100,525 | $917,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 45,291 | $916,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 56,456 | $913,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 82,478 | $913,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 34,972 | $909,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 34,382 | $908,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 22,428 | $908,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 10,459 | $907,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 5,276 | $907,000 | thousands by filing date | |
| Unibail-Rodamco SE | 904587102 | Common Stock | 32,638 | $904,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 91,371 | $901,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,815 | $900,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 59,029 | $900,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 8,177 | $898,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 27,744 | $897,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,261,622 | $896,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 38,689 | $895,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 10,410 | $895,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 34,851 | $893,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 121,204 | $892,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,055 | $891,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 38,532 | $889,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 62,874 | $885,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 11,546 | $884,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 172,614 | $884,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 34,034 | $882,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 91,747 | $881,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 12,020 | $881,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 86,807 | $878,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 41,604 | $878,000 | thousands by filing date | |
| PROVIDENT FINL PLC SPONSORED ADR | 74387B103 | ADR | 20,518 | $874,000 | thousands by filing date | |
| OIL GAS OR OTHER MINERALS DEEMED WORTHLESS | 9O7217227 | COM | 1 | $871,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 91,768 | $870,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 49,478 | $869,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 42,829 | $866,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 47,184 | $866,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 32,705 | $860,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 30,288 | $859,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,400 | $858,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 18,955 | $857,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 35,705 | $856,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 33,757 | $855,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 74,164 | $852,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 72,563 | $850,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 47,014 | $849,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 47,074 | $843,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $842,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 21,337 | $839,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 16,131 | $838,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 116,559 | $836,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 103,600 | $836,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 8,429 | $836,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 8,409 | $835,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 88,968 | $834,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 19,736 | $833,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 47,412 | $830,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 83,593 | $821,000 | thousands by filing date | |
| MORGAN STANLEY PFD A 1/1000 | 61747S504 | PREFERR | 40,383 | $819,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 35,788 | $818,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 23,235 | $816,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 69,454 | $809,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 211,826 | $809,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 31,389 | $808,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 44,925 | $807,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 41,305 | $806,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 37,185 | $803,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 48,603 | $801,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 76,144 | $798,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,010,044 | $798,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 25,322 | $794,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 200,000 | $790,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 38,360 | $783,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,684 | $777,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 19,046 | $773,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 49,093 | $773,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 27,434 | $773,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 29,643 | $771,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 27,390 | $770,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 105,738 | $769,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 29,859 | $769,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 19,688 | $765,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 32,818 | $764,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 55,061 | $764,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 16,001 | $762,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 53,695 | $758,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 27,609 | $757,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 6,696 | $756,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 56,436 | $756,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,481 | $755,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 50,409 | $755,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 45,412 | $754,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 28,621 | $754,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 121,876 | $753,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 94,819 | $750,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 7,478 | $747,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 87,918 | $744,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 38,572 | $743,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 13,668 | $742,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 45,360 | $741,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 34,199 | $741,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 33,507 | $740,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 21,257 | $739,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 78,831 | $738,000 | thousands by filing date | |
| BANK AMERICA CORP | 060505583 | Common Stock | 34,259 | $732,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,519 | $729,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 71,304 | $728,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 54,231 | $722,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016860 | this filing | 2016-05-12 | acceptance time not in the bulk data set |