13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-29, with 4,337 holding rows worth $93,830,690,000.
- Accession
- 0000950123-16-016113
- Filer
- CIK 927971
- Filed
- 2016-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 14,799 entries on the cover page, a total value of $93,830,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,830,690,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 4,891 | $58,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,108 | $57,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,040 | $57,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,550 | $57,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 941 | $57,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,570 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,040 | $57,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,813 | $56,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 3,239 | $56,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 178,450 | $56,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,067 | $56,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 15,000 | $56,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 735 | $55,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 800 | $55,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,663 | $55,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 11,112 | $55,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,646 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 5,703 | $55,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,000 | $55,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 2,225 | $55,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 2,692 | $54,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,777 | $54,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 2,950 | $54,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,467 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,139 | $54,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 2,751 | $54,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,331 | $53,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,542 | $53,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $53,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 2,379 | $53,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 12,522 | $53,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,001 | $52,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 870 | $52,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,618 | $52,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,962 | $52,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,344 | $51,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,830 | $51,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,024 | $51,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 786 | $51,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,308 | $51,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 3,684 | $51,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 3,696 | $51,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 5,000 | $51,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 7,137 | $50,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,534 | $50,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 793 | $50,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 3,057 | $50,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,412 | $50,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 951 | $50,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 6,078 | $50,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 3,184 | $50,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $50,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,047 | $50,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,017 | $50,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 2,089 | $49,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,343 | $49,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 3,750 | $49,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,044 | $49,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,400 | $49,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $49,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,337 | $49,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 643 | $48,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,062 | $48,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,000 | $48,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $48,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 5,175 | $48,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,295 | $48,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 135,102 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,801 | $48,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 2,212 | $47,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,500 | $47,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,000 | $47,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 6,727 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 920 | $47,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 900 | $46,000 | thousands by filing date | call |
| SEMTECH CORP COM | 816850101 | Stock | 2,067 | $46,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,500 | $46,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 595 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 380 | $46,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,258 | $46,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,895 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 400 | $46,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,249 | $46,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 2,224 | $46,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 31,750 | $46,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 2,726 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 646 | $45,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,071 | $45,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 2,112 | $45,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,556 | $45,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,771 | $45,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,822 | $45,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 6,000 | $45,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 910 | $45,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 3,995 | $45,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,221 | $45,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,864 | $44,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,299 | $44,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,684 | $44,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,034 | $44,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 301 | $44,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,154 | $44,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 967 | $44,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 5,421 | $44,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 818 | $44,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,981 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 4,403 | $43,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 4,575 | $43,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,589 | $43,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 8,184 | $43,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 2,666 | $43,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 1,133 | $43,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,253 | $42,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,713 | $42,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 1,850 | $42,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 2,292 | $42,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,578 | $42,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 646 | $42,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 6,027 | $42,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 861 | $42,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 4,500 | $42,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 1,776 | $42,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 922 | $42,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $41,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 6,830 | $41,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 614 | $41,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 3,229 | $41,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,229 | $41,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 3,324 | $41,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 2,075 | $41,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,300 | $41,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 284 | $41,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 30,000 | $41,000 | thousands by filing date | call |
| SUN BANCORP INC | 86663B201 | COM NEW | 2,000 | $41,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 667 | $40,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,175 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 916 | $40,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 4,000 | $40,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 2,066 | $40,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,203 | $40,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 981 | $40,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,730 | $40,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 1,947 | $40,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 1,460 | $40,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 4,361 | $40,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,850 | $40,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,926 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 440 | $39,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 990 | $39,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 997 | $39,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 3,500 | $39,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $39,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 778 | $39,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,600 | $39,000 | thousands by filing date | put |
| VOLTARI CORP NEW | 92870X309 | COM | 10,000 | $39,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 100 | $38,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,207 | $38,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,397 | $38,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,037 | $38,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,262 | $38,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 945 | $38,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,900 | $38,000 | thousands by filing date | put |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,165 | $38,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 1,200 | $38,000 | thousands by filing date | put |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 33,999 | $38,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 2,790 | $38,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 4,843 | $38,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 7,973 | $38,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,455 | $37,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 574 | $37,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $37,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,168 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,572 | $37,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,700 | $37,000 | thousands by filing date | call |
| KIMBALL INTL INC | 494274103 | CL B | 3,224 | $37,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,901 | $37,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,422 | $37,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 25,577 | $36,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 854 | $36,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 700 | $36,000 | thousands by filing date | call |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 722 | $36,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 635 | $36,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 513 | $36,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,200 | $36,000 | thousands by filing date | call |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 30,000 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,302 | $35,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2,442 | $35,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 9,105 | $35,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,789 | $35,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,000 | $34,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 960 | $34,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 3,323 | $34,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 368 | $34,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,220 | $34,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,427 | $34,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,410 | $34,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 1,124 | $34,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 8,674 | $34,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 325 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 725 | $34,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 520 | $33,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,234 | $33,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 695 | $33,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 200 | $32,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 271 | $32,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,951 | $32,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 677 | $32,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 936 | $32,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,913 | $32,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 500 | $32,000 | thousands by filing date | call |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 1,569 | $32,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,900 | $32,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 3,459 | $32,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $32,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 2,484 | $32,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 500 | $31,000 | thousands by filing date | call |
| ASTRONICS CORP COM | 046433108 | Stock | 798 | $31,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 169 | $31,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,821 | $31,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,151 | $31,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 3,472 | $31,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 2,845 | $31,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 14,903 | $31,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 642 | $31,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,795 | $31,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 8,812 | $31,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 2,080 | $31,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 738 | $31,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,000 | $30,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 507 | $30,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,504 | $30,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,500 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 605 | $30,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 708 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 223 | $30,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 812 | $30,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,000 | $30,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 3,763 | $30,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 58,987 | $30,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 612 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,000 | $30,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 500 | $29,000 | thousands by filing date | call |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,087 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 553 | $29,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 502 | $29,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,341 | $29,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 403 | $29,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,372 | $29,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,200 | $29,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,601 | $29,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 465 | $29,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 587 | $29,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 51,000 | $29,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 3,061 | $29,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 2,000 | $29,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 54,000 | $29,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,500 | $28,000 | thousands by filing date | call |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 2,215 | $28,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,390 | $28,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 1,277 | $28,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 2,465 | $28,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,058 | $28,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,195 | $28,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 2,000 | $28,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,384 | $28,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 4,417 | $28,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 224 | $28,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $27,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 437 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 331 | $27,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 2,416 | $27,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 946 | $27,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 716 | $27,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 4,127 | $27,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 465 | $27,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $27,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,724 | $27,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,600 | $27,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 830 | $27,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 8,111 | $27,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,578 | $27,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 3,352 | $27,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 979 | $27,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 799 | $27,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 4,500 | $27,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 269 | $26,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 310 | $26,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 889 | $26,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 595 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 960 | $26,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 477 | $26,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,782 | $26,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 987 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 275 | $26,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,561 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 630 | $26,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 1,000 | $26,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 806 | $26,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 8,223 | $26,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 541 | $26,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 3,000 | $26,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 6,452 | $26,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,049 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 398 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,000 | $26,000 | thousands by filing date | principal |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 200 | $26,000 | thousands by filing date | principal |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 26,076 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 227 | $25,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,795 | $25,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 859 | $25,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 800 | $25,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 800 | $25,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 980 | $25,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 953 | $25,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,250 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 360 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 949 | $25,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,070 | $25,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 4,800 | $25,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,150 | $25,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 7,017 | $25,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 1,393 | $25,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 1,474 | $25,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,897 | $24,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,394 | $24,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 9,558 | $24,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,236 | $24,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,090 | $24,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 1,278 | $24,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,225 | $24,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 445 | $24,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $24,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 300 | $24,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 427 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 653 | $24,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 450 | $24,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 200 | $24,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 4,800 | $24,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 19,366 | $24,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,700 | $24,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 12,500 | $24,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $24,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,438 | $24,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,111 | $24,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 586 | $23,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,799 | $23,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 8,700 | $23,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 795 | $23,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 778 | $23,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 423 | $23,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,773 | $23,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,000 | $23,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,378 | $23,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 11,100 | $23,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,460 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,550 | $23,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 946 | $23,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,064 | $22,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 7,500 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 410 | $22,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,976 | $22,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,074 | $22,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 661 | $22,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 783 | $22,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 386 | $22,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,700 | $22,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,500 | $22,000 | thousands by filing date | call |
| MODEL N INC | 607525102 | COM | 2,077 | $22,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,694 | $22,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 2,200 | $22,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 815 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,810 | $22,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,000 | $22,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 706 | $22,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 577 | $22,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 7,350 | $21,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 408 | $21,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 500 | $21,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,065 | $21,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 672 | $21,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 5,000 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 571 | $21,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 762 | $21,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 650 | $21,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 1,406 | $21,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 500 | $21,000 | thousands by filing date | put |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2,129 | $21,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 387 | $21,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 1,782 | $21,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 5,000 | $21,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 500 | $20,000 | thousands by filing date | call |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,500 | $20,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,226 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 170 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 842 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 450 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 360 | $20,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,500 | $20,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 500 | $20,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 391 | $20,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 575 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 525 | $20,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 495 | $20,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 510 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 850 | $20,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,330 | $20,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 2,035 | $20,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 5,000 | $20,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 1,853 | $20,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,056 | $20,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 866 | $20,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 4,150 | $20,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,216 | $20,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 580 | $19,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 572 | $19,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,290 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 550 | $19,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 487 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,287 | $19,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,868 | $19,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 917 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 766 | $19,000 | thousands by filing date | principal |
| HARTE-HANKS INC | 416196103 | COM | 7,320 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 135 | $19,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 500 | $19,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 20,000 | $19,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 967 | $19,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 3,068 | $19,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,174 | $18,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 187 | $18,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 975 | $18,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,010 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,765 | $18,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 389 | $18,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,000 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R750 | ULTRA CONS DISCR | 165 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,350 | $18,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 500 | $18,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 3,795 | $18,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,682 | $18,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 1,464 | $18,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $18,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 1,225 | $18,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 813 | $18,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 800 | $18,000 | thousands by filing date | principal |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 700 | $17,000 | thousands by filing date | put |
| ORION S.A. | L72967109 | COM | 1,200 | $17,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 840 | $17,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,461 | $17,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 950 | $17,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 1,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 787 | $17,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 625 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 760 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 300 | $17,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 3,000 | $17,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,839 | $17,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 617 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 1,158 | $17,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 692 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 220 | $16,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,180 | $16,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,401 | $16,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,676 | $16,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 1,200 | $16,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 716 | $16,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,884 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500 | $16,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,486 | $16,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 5,000 | $16,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,997 | $16,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 1,321 | $16,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 717 | $16,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 914 | $16,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 1,142 | $16,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 519 | $16,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 4,100 | $16,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,688 | $16,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 200 | $15,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 100 | $15,000 | thousands by filing date | call |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 200 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 710 | $15,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 257 | $15,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 471 | $15,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 359 | $15,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 725 | $15,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,078 | $15,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 724 | $15,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 312 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $15,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 758 | $15,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 1,177 | $15,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,786 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016113 | this filing | 2016-04-29 | acceptance time not in the bulk data set |