13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-29, with 4,337 holding rows worth $93,830,690,000.
- Accession
- 0000950123-16-016113
- Filer
- CIK 927971
- Filed
- 2016-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 14,799 entries on the cover page, a total value of $93,830,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,830,690,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 11,651 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,500 | $185,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,187 | $185,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,528 | $185,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 39,499 | $185,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 12,522 | $185,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,483 | $184,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,720 | $184,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 29,422 | $184,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,323 | $183,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 12,008 | $183,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 9,940 | $183,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,876 | $182,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,554 | $181,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 1,674 | $181,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,921 | $181,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,628 | $181,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,941 | $181,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 4,117 | $180,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,788 | $180,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,232 | $180,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,712 | $180,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 6,734 | $180,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 3,300 | $179,000 | thousands by filing date | put |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 7,220 | $179,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 15,267 | $178,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 9,907 | $178,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 59,441 | $178,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 9,914 | $178,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 11,068 | $177,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 22,214 | $177,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,067 | $177,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 11,928 | $177,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,627 | $176,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 5,181 | $176,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 8,044 | $176,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 31,346 | $176,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,754 | $175,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 3,050 | $175,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 5,893 | $174,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 26,079 | $173,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 14,500 | $173,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 25,000 | $173,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 4,729 | $172,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 3,700 | $172,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 10,940 | $172,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 13,026 | $172,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,344 | $172,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 12,784 | $171,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 12,205 | $171,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 757,202 | $171,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,200 | $170,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,282 | $170,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 4,650 | $170,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 4,755 | $170,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,808 | $170,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 16,674 | $169,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 19,232 | $169,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 6,803 | $169,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 73,912 | $169,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,390 | $168,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,470 | $168,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,808 | $168,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 28,359 | $168,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 4,910 | $168,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $167,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 9,288 | $167,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,213 | $167,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,421 | $167,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,200 | $167,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,964 | $166,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,415 | $166,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $166,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 5,942 | $166,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,116 | $165,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 4,695 | $165,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 16,587 | $165,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,016 | $164,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,600 | $164,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,721 | $164,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,710 | $163,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 13,000 | $163,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,600 | $162,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 5,367 | $162,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,000 | $162,000 | thousands by filing date | call |
| CORVEL CORP COM | 221006109 | Stock | 4,066 | $161,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 9,222 | $161,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 36,125 | $161,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,207 | $160,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,800 | $160,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 15,980 | $160,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 7,695 | $159,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 52,841 | $159,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 5,612 | $158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 5,153 | $158,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 16,829 | $158,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,004 | $158,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 49,842 | $157,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 26,500 | $157,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 3,304 | $156,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,350 | $155,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,000 | $154,000 | thousands by filing date | call |
| MESA LABS INC COM | 59064R109 | Stock | 1,598 | $154,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 389 | $154,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,100 | $154,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 5,729 | $153,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 13,228 | $153,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 5,000 | $153,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 6,195 | $153,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 12,975 | $152,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 3,265 | $152,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 12,156 | $152,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,132 | $151,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 3,764 | $150,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,105 | $150,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 26,941 | $150,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 8,901 | $150,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 45,330 | $150,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,851 | $150,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,800 | $149,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $149,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,844 | $149,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 11,500 | $149,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 34,931 | $149,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,774 | $148,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,705 | $148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 6,560 | $148,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,890 | $148,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 6,667 | $148,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 17,642 | $148,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 22,240 | $148,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 491,559 | $148,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,287 | $147,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,185 | $146,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 5,161 | $146,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 4,555 | $146,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,883 | $146,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 6,735 | $146,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 26,000 | $146,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,440 | $145,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,121 | $145,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 8,500 | $144,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 260,556 | $144,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $144,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,143 | $142,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,256 | $142,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 3,919 | $142,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,090 | $142,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 2,197 | $142,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 39,981 | $142,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 10,000 | $141,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 6,500 | $141,000 | thousands by filing date | call |
| TEEKAY CORPORATION | Y8564W103 | COM | 16,207 | $141,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,180 | $141,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,316 | $141,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,100 | $139,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $139,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 17,176 | $139,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $138,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,000 | $138,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 4,149 | $138,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,064 | $138,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 2,890 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,500 | $137,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,307 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 2,925 | $136,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,530 | $135,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,304 | $135,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,750 | $135,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 20,589 | $134,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,408 | $133,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 1,228 | $133,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,951 | $133,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 13,160 | $133,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,218 | $132,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 14,800 | $132,000 | thousands by filing date | put |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,801 | $132,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 7,512 | $131,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 7,319 | $131,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 13,837 | $131,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 16,698 | $131,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 9,704 | $131,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $131,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,369 | $130,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,812 | $130,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,216 | $130,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,296 | $130,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,000 | $129,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,701 | $129,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 2,987 | $128,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,588 | $128,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 21,500 | $128,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 3,226 | $127,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 4,936 | $127,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 9,338 | $127,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,313 | $127,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 4,438 | $127,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,625 | $126,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 3,308 | $126,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 10,286 | $126,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 4,466 | $125,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 20,087 | $125,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 38,983 | $125,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 12,870 | $124,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $124,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,929 | $124,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 7,903 | $123,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,939 | $123,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 5,114 | $123,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 1,919 | $123,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,077 | $122,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 6,733 | $121,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 16,238 | $121,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,485 | $121,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 3,887 | $120,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 845 | $120,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 24,111 | $120,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,811 | $120,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,533 | $120,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 2,418 | $119,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 7,743 | $119,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 3,404 | $119,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 8,763 | $119,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 9,000 | $118,000 | thousands by filing date | call |
| RADNET INC | 750491102 | COM | 24,578 | $118,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 5,000 | $118,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 16,657 | $117,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 12,126 | $117,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 4,233 | $116,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,283 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $115,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,700 | $115,000 | thousands by filing date | principal |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,669 | $115,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 16,966 | $114,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,784 | $114,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $114,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $114,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 15,789 | $114,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 36,200 | $114,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,324 | $114,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,187 | $113,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 3,092 | $113,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,860 | $113,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,428 | $113,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 14,813 | $113,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 77,182 | $113,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,258 | $113,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,368 | $112,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,700 | $112,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 19,700 | $112,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 16,336 | $112,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 24,494 | $112,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,056 | $111,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 23,803 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,081 | $111,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,000 | $111,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 15,593 | $111,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 8,700 | $111,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,656 | $110,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 5,619 | $110,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 4,366 | $110,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,750 | $110,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 29,150 | $110,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $110,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,568 | $110,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 12,000 | $110,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 1,183 | $109,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 4,821 | $109,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 8,192 | $109,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 3,853 | $108,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 4,665 | $108,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 22,072 | $108,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 5,531 | $107,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,238 | $107,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,252 | $106,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 2,107 | $106,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,645 | $104,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,500 | $104,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,581 | $104,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,500 | $103,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 22,000 | $103,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,074 | $103,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,092 | $102,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,841 | $102,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 3,075 | $102,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 2,105 | $101,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,657 | $101,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,001 | $101,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 22,000 | $101,000 | thousands by filing date | put |
| FEI CO | 30241L109 | COM | 1,134 | $101,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 4,250 | $100,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 7,349 | $100,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 5,509 | $100,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 3,766 | $99,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,648 | $99,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,093 | $98,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 3,569 | $98,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 13,290 | $98,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,618 | $98,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 2,636 | $97,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 62,325 | $97,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,772 | $96,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,574 | $96,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,235 | $96,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 9,040 | $96,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 4,389 | $96,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,541 | $96,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 32,600 | $96,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 3,000 | $95,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 4,162 | $95,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $95,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 22,300 | $95,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 12,810 | $95,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 9,642 | $95,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 17,454 | $95,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,758 | $94,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,071 | $94,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,969 | $94,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,029 | $94,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 1,094 | $94,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,621 | $94,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 6,870 | $94,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 3,843 | $93,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,896 | $93,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,780 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,093 | $93,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,938 | $93,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,004 | $92,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 45,162 | $92,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 967 | $92,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,760 | $92,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 4,616 | $91,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 619 | $91,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,594 | $91,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 8,100 | $91,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,805 | $91,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,012 | $91,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 24,639 | $91,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 37,721 | $91,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,787 | $90,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,742 | $90,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 1,768 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 1,200 | $90,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 2,000 | $90,000 | thousands by filing date | principal |
| LITTELFUSE INC COM | 537008104 | Stock | 719 | $89,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 43,300 | $89,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 1,850 | $89,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $89,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,766 | $89,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,844 | $87,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 2,957 | $87,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 4,010 | $87,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 7,206 | $87,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6,527 | $87,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 4,631 | $87,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $87,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,631 | $86,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 474 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,695 | $86,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 8,310 | $86,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 23,000 | $85,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 1,486 | $85,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,903 | $85,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,808 | $85,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 3,366 | $85,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 4,634 | $84,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 15,220 | $84,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,105 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 1,400 | $84,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 6,986 | $84,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,512 | $83,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,316 | $83,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 14,990 | $83,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,702 | $82,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,280 | $82,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 5,000 | $82,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,164 | $81,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 2,800 | $81,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 971 | $81,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 2,579 | $80,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,086 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,415 | $79,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 2,031 | $79,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,000 | $79,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,693 | $79,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 5,000 | $78,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,175 | $78,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 220 | $78,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $78,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 6,915 | $78,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 880 | $77,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 2,321 | $77,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 2,900 | $77,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 4,525 | $77,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 3,466 | $77,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,183 | $77,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $76,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,326 | $76,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,441 | $76,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 3,108 | $76,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,182 | $76,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $76,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 3,711 | $75,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 15,000 | $75,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $74,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,669 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 1,000 | $74,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 8,600 | $74,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 8,600 | $74,000 | thousands by filing date | put |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,124 | $73,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,438 | $73,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 4,500 | $73,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 133,429 | $73,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,332 | $72,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,600 | $72,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,282 | $72,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 588 | $72,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $72,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,570 | $72,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,676 | $71,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,855 | $71,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,666 | $71,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 5,956 | $71,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 2,548 | $70,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 3,859 | $70,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,007 | $70,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,677 | $70,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 7,079 | $70,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 69,507 | $70,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $70,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,587 | $69,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 9,400 | $69,000 | thousands by filing date | put |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,734 | $69,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 2,590 | $69,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,165 | $69,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,105 | $69,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,155 | $69,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 6,456 | $69,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,415 | $69,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,662 | $68,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 3,849 | $68,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 5,450 | $68,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,233 | $68,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,688 | $67,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,461 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,489 | $67,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,635 | $67,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,620 | $67,000 | thousands by filing date | principal |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 9,000 | $67,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 800 | $66,000 | thousands by filing date | call |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 596 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 588 | $66,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,540 | $64,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,111 | $64,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,101 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 3,306 | $64,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 8,000 | $64,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,295 | $64,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,700 | $64,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,123 | $64,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,381 | $64,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 13,788 | $64,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 7,390 | $64,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,493 | $63,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 1,340 | $63,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,260 | $63,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,321 | $63,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,351 | $63,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 2,331 | $62,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 2,547 | $62,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 3,336 | $62,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 3,056 | $62,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 3,419 | $62,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $62,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4,740 | $62,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,376 | $61,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 1,400 | $61,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,534 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,790 | $61,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,214 | $60,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,722 | $60,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,580 | $60,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,370 | $60,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,485 | $60,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,276 | $60,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,900 | $60,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,045 | $60,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 3,822 | $60,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 7,200 | $60,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 1,843 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,493 | $59,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,241 | $59,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 462 | $59,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,025 | $59,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,103 | $59,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 1,172 | $59,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 2,860 | $58,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $58,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 2,496 | $58,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,800 | $58,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016113 | this filing | 2016-04-29 | acceptance time not in the bulk data set |