13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-29, with 4,337 holding rows worth $93,830,690,000.
- Accession
- 0000950123-16-016113
- Filer
- CIK 927971
- Filed
- 2016-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 14,799 entries on the cover page, a total value of $93,830,690,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $93,830,690,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTRESS BIOTECH INC | 34960Q109 | COM | 702 | $2,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 808 | $2,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,735 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 775 | $2,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 4,315 | $2,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 3,661 | $2,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 395 | $2,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 200 | $2,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 33 | $2,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904101 | COM | 39 | $2,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 1,682 | $2,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 126 | $2,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 808 | $2,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 300 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,365 | $2,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 72 | $2,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 543 | $2,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 157 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 100 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 129 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 869 | $2,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 142 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 358 | $2,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 2,427 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 264 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,680 | $2,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 248 | $2,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M400 | COM NEW | 504 | $2,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 216 | $2,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 500 | $2,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 86 | $2,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 2,057 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 15 | $2,000 | thousands by filing date | principal |
| SPHERE 3D CORP NEW | 84841L100 | COM | 1,250 | $2,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 293 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 14 | $2,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 291 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 90 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 74 | $1,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 86 | $1,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 199 | $1,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 70 | $1,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 59 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 157 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 201 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 20 | $1,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 157 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 396 | $1,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 278 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 109 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 310 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 67 | $1,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 41 | $1,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 97 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 131 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 100 | $1,000 | thousands by filing date | put |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 50 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 306 | $1,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 341 | $1,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 129 | $1,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 253 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 112 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 92 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 96 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,197 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 350 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 160 | $1,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $1,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 200 | $1,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 100 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 53 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 52 | $1,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 187 | $1,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 949 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,750 | $1,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 90 | $1,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 259 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $1,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,500 | $1,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 27 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 69 | $1,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 405 | $1,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 261 | $1,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 79 | $1,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 97 | $1,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 27 | $1,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 610 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 268 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 174 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $1,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 35 | $1,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 122 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,500 | $1,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,917 | $1,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 2,500 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 186 | $1,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 314 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,065 | $1,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 150 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 831 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 165 | $1,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 417 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 96 | $1,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 70 | $1,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 67 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $1,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 97 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,232 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 79 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 234 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,300 | $1,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 860 | $1,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 75 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41 | $1,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 201 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 500 | $1,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 68 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 202 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 200 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 256 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 20 | $1,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 400 | $1,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 18 | $1,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 2,000 | $1,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 648 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 73 | $1,000 | thousands by filing date | |
| INVUITY INC | 46187J205 | COM NEW | 178 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 321 | $1,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 111 | $1,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 417 | $1,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 182 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 100 | $1,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 50 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 57 | $1,000 | thousands by filing date | principal |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 124 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 40 | $1,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 202 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 529 | $1,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 534 | $1,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 260 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 166 | $1,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 630 | $1,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 196 | $1,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 169 | $1,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 1,143 | $1,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 461 | $1,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 1,115 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 406,080 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERPURE INC CL A | 74624M102 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VSE CORP COM | 918284100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREIF INC | 397624206 | CL B | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAR HBR BANKSHARES | 066849100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EHEALTH INC | 28238P109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 199 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 568 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,260 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 302 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ParkerVision Inc | 701354300 | USD | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 202 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BON-TON STORES INC | 09776J101 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 255 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 291 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIER 1 IMPORTS INC | 720279108 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNILIFE CORP NEW | 90478E103 | COM | 679 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 339 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REACHLOCAL INC | 75525F104 | COM | 168 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REX ENERGY CORPORATION | 761565100 | COM | 706 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 459 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 799 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MITCHAM INDS INC COM | 606501104 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUDSON GLOBAL INC | 443787106 | COM | 176 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEASPAN CORP | Y75638109 | SHS | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEURALSTEM INC | 64127R302 | COM | 433 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIFC CORP | 12547R105 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOTOMEDEX INC | 719358301 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORDMANS STORES INC | 38269P100 | COM | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 811 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISRAMCO INC | 465141406 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEBE STORES INC | 075571109 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL SOURCES LTD | G39300101 | ORD | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,208 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHI INC | 69336T106 | COM VTG | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUMU CORP | 749063103 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOCYTE CORP | 68235C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URANIUM RES INC | 916901705 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 1,018 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 15,076 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A107 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 4,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 4,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GREEN BANCORP INC | 39260X100 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBER ROAD INC | 02318Y108 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CINEDIGM CORP COM | 172406100 | COM | 429 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G100 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTERPATH CORP | 22228P302 | COM | 8,640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,331 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 493 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 192 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 32 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 16 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CARTESIAN INC | 146534102 | COM ADDED | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCP INC - CL A | 90265Y106 | Common Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENIX PTS INC | 31446L100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES OFFSHORE INC. | 427093307 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPOWER INC | 68375Y109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 263 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Carbylan Therapeutics Inc. | 141384107 | COM | 621 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC | 24661P401 | Cmn | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLORI ENERGY INC | 379606106 | Cmn | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R301 | Cmn | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPRIVATA INC | 45323J103 | Cmn | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VRINGO INC | 92911N302 | Cmn | 284 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-016113 | this filing | 2016-04-29 | acceptance time not in the bulk data set |