13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 8,912 holding rows worth $91,628,016,000.
- Accession
- 0000950123-16-014538
- Filer
- CIK 1423053
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,698 entries on the cover page, a total value of $91,628,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,628,016,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RBA 231215C00060000 | 767744905 | CALL | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVAR INC | 91336L907 | CALL | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK BOX CORP DEL | 091826957 | PUT | 1,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q958 | COM | 4,200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INC RESH HLDGS INC | 45329R909 | CALL | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INC RESH HLDGS INC | 45329R959 | CL A | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LION BIOTECHNOLOGIES INC | 53619R952 | PUT | 1,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E957 | Cmn | 14,300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P957 | Cmn | 3,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 11,545 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y908 | CALL | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491902 | COM | 1,500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282905 | COM | 800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M959 | PUT | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 12,964 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768203 | COM | 4,703 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 11,695 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 7,567 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,608 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P903 | COM | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 7,200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D958 | Cmn | 2,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846903 | Cmn | 1,400 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S902 | Cmn | 1,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETWORK INC CMN STK | Y0017S952 | Cmn | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 8,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328951 | COM | 9,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 8,800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707904 | UNIT LP INT | 5,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 10,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A902 | COM UNIT BEN INT | 3,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,425 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELESTICA INC | 15101Q908 | CALL | 800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL BLDG PRODS INC | 211171953 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J950 | PUT | 1,600 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY SNACK BRANDS | 03211L952 | COM | 800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 4,800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K903 | Cmn | 17,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 63 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MORNINGSTAR INC | 617700959 | COM | 100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC | 624756902 | COM | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A900 | COM | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241905 | UNIT BEN INT | 1,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,620 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 22025Y407 | COM | 294 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 630 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 74,576 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 29,938 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 11,793 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 5,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q902 | Cmn | 3,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 1,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 2,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 2,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP CMN STK | 171046955 | Cmn | 5,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 27,434 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V951 | COM | 700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103952 | UNIT BEN INT | 5,900 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PPTYS INC | 222795906 | COM | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289909 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 46,429 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSCORE INC | 20564W955 | PUT | 200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L905 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605954 | PUT | 3,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y953 | PUT | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLACK KNIGHT INC | 09214X100 | COM | 255 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N958 | PUT | 4,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487955 | PUT | 4,500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P959 | SHS | 1,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE GROUP INC | 198280959 | Cmn | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA HEALTHCARE CORP | 206519950 | Cmn | 200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC | 300415906 | Cmn | 1,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN ENERGY PARTNERS | 656844907 | Cmn | 4,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 236 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC | 866674954 | COM | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 15,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672901 | CALL | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KORN FERRY | 500643950 | PUT | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 316 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313102 | COM | 249 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,593 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Timmins Gold Corp | 88741P103 | COM | 52,688 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPutER SCIENCES CORP | 205363954 | COM | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y902 | COM | 2,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 11,551 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 10,569 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METHES ENERGIES INTL LTD | 591517107 | COM | 30,679 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS LP COMMON STOCK | 63900P953 | Cmn | 5,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS CMN STK | 76028H959 | Cmn | 5,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741953 | Cmn | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 3,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P904 | Cmn | 9,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 1,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 3,000 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PSIVIDA CORP | 74440J951 | COM | 1,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269951 | COM | 2,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121900 | CALL | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAPA MURPHYS HLDGS INC | 698814950 | PUT | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828909 | COM PAR | 2,700 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGHTSIDE GROUP LTD | 76658B950 | PUT | 900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 6,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M950 | Cmn | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLADON CORP | 15117E907 | Cmn | 4,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 700 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 10,397 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 8,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR | 70931T903 | COM | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J950 | COM | 900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J908 | CALL | 2,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP DEL | 98419J107 | COM | 4,277 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 146 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 16,699 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 35,384 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 43,599 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768902 | COM | 27,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTERNATION | 82706L958 | COM | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 3,592 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077905 | Cmn | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INNOPHOS HOLDINGS INC | 45774N908 | Cmn | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B951 | Cmn | 8,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P908 | Cmn | 5,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V903 | Cmn | 13,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 5,300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC COMMON STOCK | 559079907 | Cmn | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC CMN STOCK | 817337955 | Cmn | 3,900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICUS HOLDINGS CORP | 04914Y902 | Cmn | 1,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 13,425 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT NAT GAS INC | 720186905 | COM | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 10,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355954 | COM | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVANOVA PLC | G5509L951 | SHS | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 1,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MASONITE INTL CORP | 575385959 | COM | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525959 | PUT | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC | 13089P901 | COM | 800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP DEL | 55027E952 | PUT | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035905 | CALL | 900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C909 | CALL | 1,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 2,599 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAR CORP | 300645958 | COM | 900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 6,800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 2,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS ENERGY GROUP LLC | 04929Q902 | Cmn | 6,800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEB INC | 125134956 | Cmn | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 8,800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPOWER INC | 68375Y959 | Cmn | 600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R909 | COM UNITS | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352952 | COM | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U900 | CALL | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 683 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 15,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X955 | PUT | 2,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291902 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q901 | COM | 27,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL GAS | 21075N954 | COM | 800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N906 | COM | 7,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 12,220 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 10,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 4,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 4,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 17,087 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L906 | COM | 4,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 2,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 21,600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174950 | COM | 3,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A957 | COM | 3,400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALENT INC | 148806952 | PUT | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST DATA CORP NEW | 32008D956 | COM | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178303 | COM | 26,339 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B955 | PUT | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U951 | PUT | 2,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L117 | *W EXP 10/20/201 | 3,861 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP | 295625907 | COM | 1,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P401 | Cmn | 10,106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE CAP GROUP INC | 292554102 | COM | 141 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328957 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P956 | COM | 1,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HA SUSTAINABLE INFRA CAP INC | 41068X900 | COM | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536908 | COM | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MACOM TECH SOLUTIONS HLDGS I | 55405Y950 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R903 | COM | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEL MONTE CORP | G36738955 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITIL CORP | 913259907 | CALL | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPHASTAR PHARMACEUTICALS IN | 03209R953 | PUT | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 20,740 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 26,489 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLUCORA INC | 095229900 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 27,150 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rex Energy Corp | 761565950 | PUT | 4,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 2,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 12,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 3,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W906 | Cmn | 700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POLYCOM INC CMN STOCK | 73172K954 | Cmn | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 1,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 4,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 4,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E903 | COM | 7,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| US ECOLOGY INC | 91732J902 | COM | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F906 | COM | 500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEREDITH CORP | 589433901 | COM | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420908 | COM | 700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SVCS CORP | 45885A950 | COM PAR $.001 | 700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON ASSIGNMENT INC | 682159958 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 3,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P950 | PUT | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIACOM INC NEW | 92553P902 | CALL | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIER REIT INC | 88650V908 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL AUTO PTS INC | 78461U901 | CALL | 1,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 61,873 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W902 | CALL | 2,700 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PIPELINE GROUP INC | 198280909 | Cmn | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N902 | Cmn | 1,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 9,158 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 12,690 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERMILION ENERGY INC | 923725955 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P959 | COM | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 1,800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M902 | COM | 800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L903 | COM | 3,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC | 115236901 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236956 | UNIT BEN INT | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC | 624756952 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MILLERKNOLL INC | 600544950 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINL INC MD | 94188P901 | CALL | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 4,539 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 414 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,152 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 166 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 65 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B959 | COM | 800 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETROLEUM CORP COMMON STOCK | 89600B901 | Cmn | 3,800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572953 | Cmn | 6,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 1,400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 18,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 2,100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F959 | COM | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A907 | COM | 28,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U956 | COM | 2,500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B957 | SHS | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V906 | SH BEN INT | 1,500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENIA HOTELS & RESORTS INC | 984017953 | PUT | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KELLY SVCS INC | 488152958 | CL A | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CINEDIGM CORP COM | 172406100 | COM | 12,924 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G900 | CALL | 1,900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C900 | CALL | 1,700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 1,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942905 | CALL | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,312 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L125 | *W EXP 04/20/201 | 3,861 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP | 295625957 | PUT | 1,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND RESORTS INTL INC | 25272T954 | Cmn | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS ENERGY GROUP LLC | 04929Q952 | Cmn | 2,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396908 | Cmn | 5,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K953 | Cmn | 5,300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P901 | Cmn | 5,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS BIOPHARMACEUTICALS IN | 29428P907 | Cmn | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 1,800 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK INC | 03957W906 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA INC | G8807B956 | COM | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M909 | COM NEW | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535900 | COM | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S900 | CALL | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,608 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,109 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 12,244 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAREER EDUCATION CORPORATION | 141665959 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 4,700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 2,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343907 | Cmn | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NISKA GAS STORAGE PARTNERS LLC | 654678901 | Cmn | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN ENERGY PARTNERS | 656844957 | COM | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTS CORP | 126501955 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U951 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 1,725 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L906 | CALL | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297901 | CALL | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRIS I | 05614L900 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C950 | PUT | 1,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C907 | CALL | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 614 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSE ROCK MIDSTREAM L P | 777149955 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XURA INC | 98420V907 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396958 | Cmn | 3,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 3,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P951 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388950 | Cmn | 2,300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N952 | Cmn | 800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 49 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 100 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 51 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C951 | COM NEW | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T905 | COM | 900 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526903 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 3,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B957 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 68 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 276 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SERVICES INC | 492914906 | COM | 1,600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044958 | Cmn | 1,300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO CMN STK | 44244K909 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T906 | Cmn | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T956 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673906 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203908 | Cmn | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 2,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 2,700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 2,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 3,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 2,600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W956 | COM | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 2,700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154908 | COM | 700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A957 | COM | 4,900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103902 | CALL | 700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087903 | CALL | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIER REIT INC | 88650V958 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSOP ETF TR | 12649L955 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U901 | CALL | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC COM PAR | 374396208 | Stock | 990 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828906 | SHS | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q908 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R952 | Cmn | 900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178953 | Cmn | 3,800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC | 898570956 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A907 | Cmn | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W902 | Cmn | 3,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W952 | Cmn | 2,500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T908 | Cmn | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| STEREOTAXIS INC | 85916J909 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160952 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 926 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 502 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INDIA GLOBALIZATION CAP INC | 45408X118 | W EXP 03/06/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 2,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 1,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K902 | Cmn | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| METHES ENERGIES INTL LTD | 591517123 | *W EXP 10/12/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K952 | COM | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U906 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R952 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G950 | PUT | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| JONES ENERGY INC | 48019R908 | COM CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828959 | COM PAR | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178903 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PERSEON CORP | 715270112 | Wt | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808900 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637906 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014538 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000619 | base | 2017-01-31 | acceptance time not in the bulk data set |