13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 8,912 holding rows worth $91,628,016,000.
- Accession
- 0000950123-16-014538
- Filer
- CIK 1423053
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,698 entries on the cover page, a total value of $91,628,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,628,016,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 41,700 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K951 | PUT | 5,800 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAP CORP | 76120W958 | COM NEW | 4,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL PRODTN PARTNERS LP | 586048900 | CALL | 19,300 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEHAIER MEDICAL SYSTEMS LIMI | G27010100 | SHS | 22,066 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 277 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B907 | COM | 1,400 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP | 05379B957 | COM | 1,400 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 34,525 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X952 | COM | 1,100 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882906 | COM | 167,200 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603956 | COM | 2,900 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 27,700 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 6,300 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARENA PHARMACEUTICALS INC | 040047952 | Cmn | 26,200 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K953 | COM | 3,900 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843958 | PUT | 5,200 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K901 | CALL | 5,700 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FATE THERAPEUTICS INC | 31189P102 | COM | 14,464 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 7,795 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q205 | CMN | 5,811 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE FOOD GROUP CO | 71377A953 | COM | 2,100 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP908 | COM | 7,100 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WI-LAN INC | 928972108 | COM | 37,187 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAND CAP CORP | 752185108 | COM | 13,218 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,022 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV Energy Partners LP Com Stock | 26926V907 | CALL | 17,300 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V901 | COM | 4,300 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767956 | COM | 6,800 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC | 68162K906 | COM | 4,200 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F958 | PUT | 3,000 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM | 73936B955 | PUT | 4,100 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 10,500 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,495 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACO INC COM | 384109104 | Stock | 669 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 4,323 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1,692 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002103 | COM | 4,779 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,469 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BWX TECHNOLOGIES INC | 05605H900 | COM | 1,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648903 | COM | 1,800 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOUR CORNERS PPTY TR INC | 35086T959 | PUT | 2,000 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD | G3198U952 | PUT | 2,200 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONMED CORP | 207410951 | PUT | 1,100 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 1,600 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC | 817337905 | Option | 29,200 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POLYONE CORP | 73179P906 | COM | 1,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 2,477 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTERRAN CORP | 30227H906 | CALL | 3,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 25,164 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,532 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,624 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P909 | CALL | 1,500 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V952 | PUT | 1,400 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328907 | CALL | 1,100 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q956 | PUT | 6,400 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X959 | ULTR RUSSL2000 | 1,900 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536958 | COM | 3,200 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U955 | COM | 2,700 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732902 | COM | 1,300 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ITRON INC | 465741956 | COM | 1,300 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837903 | CALL | 1,800 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATSON INC | 57686G955 | PUT | 1,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM | 68213N909 | CALL | 1,500 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLANTRONICS INC | 727493908 | COM | 1,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164954 | Cmn | 27,300 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082952 | Cmn | 1,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROVIDENCE SVC CORP | 743815952 | COM | 1,000 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A958 | COM | 6,600 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KELLY SVCS INC | 488152908 | CALL | 2,900 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE PROVIDENCE SERVICE CORP | 743815902 | CALL | 1,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L902 | CALL | 5,200 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U953 | Cmn | 1,800 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U908 | Cmn | 2,400 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,167 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,022 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R958 | UT LTD PART | 3,400 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE FOOD GROUP CO | 71377A903 | COM | 2,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 6,437 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHOLASTIC CORP | 807066955 | PUT | 1,200 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 12,342 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUDOLPH TECHNOLOGIES INC CMN STOCK | 781270903 | Cmn | 3,200 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 1,200 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 1,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANNER CORPORATION CMN STOCK | 06652V958 | Cmn | 1,000 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868953 | COM | 5,300 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Onconova Therapeutics | 68232V108 | Common | 48,439 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617908 | CALL | 1,900 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077952 | PUT | 2,900 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUBEMOGUL INC | 898570906 | Cmn | 3,400 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES ETF TRUST | 73935X901 | Cmn | 1,400 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,737 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 11,550 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 700 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCOM SOFTWARE INC | 70432V952 | PUT | 1,200 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERPURE INC | 74624M952 | PUT | 2,900 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 15,651 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P903 | CALL | 2,700 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,380 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,030 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,117 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 14,300 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK WHITNEY CORPORATION | 410120959 | PUT | 1,800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAGEWORKS INC | 930427959 | PUT | 1,000 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 14,535 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 8POINT3 ENERGY PARTNERS LP | 282539955 | PUT | 2,800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211955 | PUT | 5,100 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W908 | CALL | 9,800 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G959 | Cmn | 1,300 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 61,266 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 15,384 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 1,244 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 17,205 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A901 | ST STR SP AERO | 1,000 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MICH | 453838909 | COM NEW | 2,900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111957 | SHS NEW | 6,900 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROPOSTALE INC | 007865908 | COM | 156,700 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS LP | Y62267902 | Cmn | 14,700 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP | 49926D959 | PUT | 3,300 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 485 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN REFNG LOGISTICS LP | 95931Q905 | COM UNIT REP LTP | 1,800 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824904 | Cmn | 2,800 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064101 | SHS | 2,629 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B905 | COM | 2,100 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARBUTUS BIOPHARMA CORP | 03879J900 | COM | 9,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARBUTUS BIOPHARMA CORP | 03879J950 | COM | 9,600 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264959 | PUT | 4,900 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,356 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AV HOMES INC | 00234P102 | COM | 3,321 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 6,800 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTERNATL INC CMN STK | 249030957 | Cmn | 700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST CORP | 952355904 | COM | 2,000 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 3,495 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459904 | CALL | 1,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIPLE-S MGMT CORP | 896749958 | PUT | 1,800 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 7,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185959 | PUT | 14,100 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K956 | COM NEW | 14,000 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N955 | PUT | 1,900 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 2,789 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LGL GROUP INC | 50186A108 | COM | 11,222 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 39,400 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J903 | COM | 7,900 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERIAL OIL LTD | 453038908 | CALL | 1,300 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD | G3198U902 | CALL | 1,900 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399903 | CALL | 5,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 10,916 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 11,605 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOMIC HEALTH INC COMMON STOCK | 37244C951 | Cmn | 1,200 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927952 | COM | 15,700 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B952 | COM | 2,500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 12,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPL INC NEW | 36729W952 | COM | 31,900 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 153,574 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC | 65473P955 | COM | 2,100 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGENCY CTRS CORP | 758849953 | COM | 600 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092909 | COM | 6,100 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,517 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 107,848 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 28,000 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182900 | Cmn | 7,400 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY | 26613Q906 | Cmn | 1,300 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 11,300 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REX ENERGY CORP | 761565900 | Cmn | 38,800 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 3,400 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS | 00507W957 | COM | 12,800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383M900 | Cmn | 1,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LITTELFUSE INC COM | 537008104 | Stock | 376 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 11,391 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 2,538 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,816 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 3,982 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V902 | CALL | 1,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397905 | CALL | 5,900 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 25,268 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARIN SOFTWARE INC | 56804T106 | COM | 11,141 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC COM | 619718109 | COM | 36,885 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 72,024 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 192,122 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JIVE SOFTWARE INC | 47760A908 | Cmn | 9,800 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228955 | COM | 3,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F956 | COM | 5,300 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J959 | PUT | 3,600 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T900 | COM | 3,700 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A959 | COM NEW | 3,000 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 5,930 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 976 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526953 | COM NEW | 2,700 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RENTECH INC | 760112201 | COMMON STOCK | 11,022 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,687 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 3,249 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETROLEUM CORP | 382410905 | COM | 148,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HOLDINGS INC | 46118H904 | Cmn | 4,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFEGUARD SCIENTIFICS INC CMN STK | 786449907 | Cmn | 2,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE CMN STOCK | 402629908 | Cmn | 8,400 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 5,200 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A901 | COM UNT LTD PR | 38,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F957 | COM | 3,200 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A902 | COM | 9,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E950 | COM | 2,100 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q955 | PUT | 4,600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525952 | PUT | 3,500 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOVASCULAR SYS INC DEL | 141619956 | PUT | 2,600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW MEDIA INVT GROUP INC | 64704V906 | CALL | 2,000 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211905 | CALL | 4,400 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283955 | COM | 3,500 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 7,225 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660957 | COM | 900 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP | 049560955 | PUT | 600 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U901 | Cmn | 4,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 7,200 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALENA BIOPHARMA INC | 363256908 | Cmn | 25,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUCAMPO PHARMACEUTICALS INC | 864909956 | CL A | 2,200 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC PUT | 06740C959 | PUT | 3,400 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H953 | PUT | 1,600 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 2,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q952 | COM | 2,200 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H900 | CALL | 6,200 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOJANGLES INC | 097488950 | PUT | 2,400 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVSL INC | 12665T206 | Cmn | 38,702 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS | 630077105 | COM | 2,443 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 3,500 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVB FINL CORP | 126600905 | COM | 2,200 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586908 | COM | 23,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC | 29355A907 | COM | 10,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 3,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIMAS CORP | 896215959 | COM NEW | 2,000 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764907 | COM | 9,600 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 21,900 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U958 | COM | 1,800 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREATBATCH INC | 39153L956 | COM | 700 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN RIG UDW INC | Y64354905 | SHS | 22,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098958 | PUT | 600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FTD COS INC | 30281V908 | CALL | 1,400 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FTD COS INC | 30281V958 | PUT | 1,400 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 34,389 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA HEALTHCARE CORP | 206519900 | Cmn | 900 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VAPOR CORP DEL | 922099304 | Cmn | 68,246 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 562 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X205 | COM NEW | 18,253 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLENT HEALTH INC | 30050B901 | CL A | 3,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN VANGUARD CORP | 030371908 | COM | 2,600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULLER H B CO | 359694906 | COM | 1,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSMED INC | 457669957 | COM PAR $.01 | 2,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 13,367 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOGEN INC | 45780L904 | CALL | 900 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULLER H B CO | 359694956 | PUT | 1,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HURON CONSULTING GROUP INC | 447462902 | CALL | 600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 1,400 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 17,035 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571958 | Cmn | 1,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043909 | Cmn | 2,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY TRUST -A COMMON STOCK | 70706P954 | Cmn | 49,200 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A903 | COM | 19,400 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON INC | 538146901 | COM | 5,300 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BK SYS INC | 203607956 | COM | 900 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A908 | COM | 5,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RMG Networks Hldgs | 74966K102 | COM | 48,360 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U956 | COM | 2,700 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT TECHNOLOGY INC | 749119953 | PUT | 5,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X906 | CL A NEW | 2,600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,700 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALON HLDGS CORP | 05343P109 | CL A | 18,605 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117950 | COM | 1,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F905 | COM | 4,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK WHITNEY CORPORATION | 410120909 | CALL | 1,400 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648953 | PUT | 1,300 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 11,211 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P907 | COM | 177,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q952 | Cmn | 16,700 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKULLCANDY INC | 83083J904 | Cmn | 7,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A951 | COM UNT LTD PR | 33,900 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N952 | CL A | 1,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q907 | CALL | 9,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q954 | PUT | 4,600 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JONES ENERGY INC | 48019R958 | COM CL A | 9,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 4,500 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672101 | CTF BEN INT | 7,621 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576906 | COM | 2,800 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794908 | COM | 1,400 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794958 | COM | 1,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IRONWOOD PHARMACEUTICALS INC | 46333X908 | COM CL A | 2,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOPBUILD COR | 89055F953 | PUT | 1,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406950 | PUT | 2,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMPERVA INC | 45321L100 | COM | 531 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITCHAM INDS INC COM | 606501104 | COM | 11,435 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC CMN STK | 45253H951 | Cmn | 2,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022955 | PUT | 1,800 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 30,186 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H101 | COM | 3,170 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITCHIE BROS AUCTIONEERS | 767744955 | PUT | 1,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773400 | COM NEW | 103,831 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KLX INC | 482539953 | PUT | 1,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD WAYPOINT RESIDENTL | 85571W959 | Cmn | 1,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HLDGS INC | 74934Q908 | COM | 3,300 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 46,818 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141951 | PUT | 4,300 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224951 | PUT | 800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271900 | CALL | 2,500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J959 | ORD SHS | 500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 1,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 162,631 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXFO INC | 302046107 | SUB VTG SHS | 11,826 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 15,359 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 32,295 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 2,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M959 | Cmn | 2,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC CMN STK | 858375908 | Cmn | 4,900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL PARTNERS LLC | Y7545W959 | COMUNIT REP LB | 9,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 1,800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109908 | COM | 2,600 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPX FLOW INC | 78469X957 | COM | 1,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANTANDER CONSUMER USA HLDGS | 80283M901 | CALL | 2,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIVE PRIME THERAPEUTICS INC | 33830X904 | CALL | 800 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HD SUPPLY HLDGS INC | 40416M955 | PUT | 1,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC | 92854Q956 | PUT | 3,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 4,100 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GASLOG LTD | G37585109 | SHS | 3,834 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F907 | SHS CLASS -A - | 10,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 5,000 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 3,700 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X959 | COM | 2,300 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 3,340 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F957 | PUT | 10,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC | 032515108 | COM | 50,355 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 27,495 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPELLA EDUCATION CO | 139594905 | COM | 700 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572903 | Cmn | 62,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 5,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 10,600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T900 | COM | 8,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP | 73754Y950 | COM | 2,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N902 | CL A | 900 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC | 14862Q950 | PUT | 7,600 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALLGRASS ENERGY LP | 874696957 | PUT | 2,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U951 | PUT | 9,900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALCOBRA LTD | M2239P909 | SHS | 5,100 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 1,752 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,893 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491952 | PUT | 5,000 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797950 | PUT | 5,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 1,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 271,701 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236906 | CALL | 6,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPRO INC | 29355X907 | COM | 700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 8,600 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843208 | COM NEW | 3,194 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,559 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N956 | COM | 43,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REIT | 963025101 | COM | 16,269 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 1,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182950 | Cmn | 5,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164904 | Cmn | 17,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R956 | Cmn | 11,800 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D908 | Cmn | 7,800 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P951 | COM | 3,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 148411901 | COM | 19,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSG NETWORK INC | 553573956 | PUT | 1,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 9,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 17,300 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 14,556 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPI CARD GROUP INC | 12634H951 | PUT | 2,900 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TALMER BANCORP INC | 87482X901 | Cmn | 1,700 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP | 05501X950 | Cmn | 9,700 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E909 | Cmn | 3,200 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794957 | COM | 3,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHY INC | 88830R951 | COM | 2,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENOVUS ENERGY INC | 15135U909 | COM | 2,400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUB GROUP INC | 443320956 | CL A | 900 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PUB ED INC | 02913V953 | PUT | 1,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTL INC ILL | 88830M952 | PUT | 7,500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483954 | COM | 1,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA YUCHAI INTL LTD | G21082955 | COM | 2,800 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Alcobra Ltd | M2239P109 | SHS | 4,730 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q954 | Cmn | 4,200 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 2,800 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33734X953 | PUT | 500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356905 | CL A NEW | 2,300 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSRA INC | 12650T954 | COM | 1,000 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VINCE HLDG CORP | 92719W958 | PUT | 6,600 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENIA HOTELS & RESORTS INC | 984017903 | COM | 1,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 9,693 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397955 | PUT | 4,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 10,741 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 23,962 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,201 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 17,961 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 12,057 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEP BOYS-MANNY MOE JACK | 713278909 | COM | 1,600 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L958 | COM | 7,800 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603906 | COM | 1,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 6,161 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GROUP INC | 69924R908 | COM | 1,600 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 9,076 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 42,795 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAVELIN MTG INVT CORP | 47200B954 | Cmn | 4,600 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XURA INC | 98420V957 | Cmn | 1,200 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP COM | 574795100 | Stock | 672 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 6,095 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD | Y2573F952 | PUT | 2,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED ENERGY INDS | 007973950 | COM | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHEQUITY INC | 42226A907 | COM | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223954 | COM | 1,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ETHAN ALLEN INTERIORS INC | 297602954 | COM | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP | 56400P201 | COM | 19,180 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 21,122 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,553 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSCOUT SYS INC | 64115T904 | CALL | 900 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATERION CORP | 576690951 | PUT | 1,000 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PARTNERS LP | 37946R959 | PUT | 1,600 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACI WORLDWIDE INC | 004498901 | CALL | 1,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URBAN EDGE PPTYS | 91704F954 | PUT | 1,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 1,023 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 12,600 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 15,115 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENN VIRGINIA CORP | 707882956 | COM | 93,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABAXIS INC | 002567955 | COM | 500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELETECH HOLDINGS INC | 879939906 | COM | 1,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 66,961 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196903 | Cmn | 15,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B951 | Cmn | 3,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M955 | Cmn | 3,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LASALLE HOTEL PROPERTIES CMN STOCK | 517942908 | Cmn | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 31,781 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D905 | COM | 2,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAHOE RES INC | 873868903 | COM | 3,200 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L956 | PUT | 3,400 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E903 | CALL | 4,400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624958 | PUT | 2,800 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 3,600 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 1 800 FLOWERS COM INC | 68243Q906 | CALL | 3,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC | 302081904 | COM | 600 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P953 | COM | 2,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B901 | MSCI CHINA ETF | 600 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 24,193 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDF SOLUTIONS INC | 693282955 | PUT | 2,500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P906 | CALL | 1,500 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W395 | FUND | 234 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 1,489 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 127,278 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTH NET INC. | 42222G958 | COM | 400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 37,405 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANGIE'S LIST INC | 034754951 | Cmn | 2,900 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMCORE CORP CMN STOCK | 290846953 | Cmn | 4,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T951 | COM | 4,300 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A903 | COM SHS BEN INT | 1,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T906 | COM | 8,400 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVALON HLDGS INC | 45781D901 | CALL | 1,600 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691903 | CALL | 2,700 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 19,627 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 2,191 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK INC CL A | 852234103 | Stock | 1,984 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 2,138 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 15,129 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTS CORP | 126501905 | COM | 1,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEMTECH CORP | 816850951 | COM | 1,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KENNEDY-WILSON HOLDINGS INC | 489398907 | CALL | 1,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL STORAGE AFFILIATES | 637870956 | PUT | 1,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864957 | PUT | 3,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 24,808 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 858 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 317,251 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 1,694 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYCOM INC | 73172K904 | COM | 2,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WILDERH CLEAN EN | 73935X900 | COM | 5,500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTERTAINMENT GROUP-A | 758766959 | COM | 1,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 11,495 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIVO INC CMN STOCK | 888706958 | Cmn | 3,000 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRATECH INC CMN STK | 904034905 | Cmn | 1,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 25,900 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 17,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T208 | COM NEW | 38,711 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588909 | COM | 20,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 6,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAP HLDGS INC | 36268W950 | COM | 3,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H950 | PUT | 4,300 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYS INC | 628852904 | CALL | 2,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY SNACK BRANDS | 03211L902 | COM | 2,300 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N302 | Cmn | 10,714 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y951 | PUT | 1,800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T906 | CL A | 1,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 3,900 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,572 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927102 | COMMON STOCK | 9,473 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 3,800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576956 | PUT | 2,100 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED | G3922B957 | PUT | 1,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R952 | PUT | 700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 49,756 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 17,229 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS STEEL INDEX F | 57060U958 | COM | 1,300 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 50,884 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 125,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309907 | Cmn | 1,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L905 | Cmn | 2,400 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271958 | Cmn | 5,700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 11,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 23,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014538 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000619 | base | 2017-01-31 | acceptance time not in the bulk data set |