13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-12, with 8,912 holding rows worth $91,628,016,000.
- Accession
- 0000950123-16-014538
- Filer
- CIK 1423053
- Filed
- 2016-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 11,698 entries on the cover page, a total value of $91,628,016,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,628,016,000 with VALUE read as thousands by filing date, 13F file number 028-13183. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LYDALL INC | 550819956 | COM | 700 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R954 | PUT | 2,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD | G25343107 | SHS A | 6,497 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOSS CORP | 500692108 | COM | 12,192 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 2,100 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP | 78442P906 | COM | 3,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H907 | COM | 800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092959 | COM | 3,600 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOLBY LABORATORIES INC | 25659T957 | PUT | 700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382956 | PUT | 1,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA YUCHAI INTL LTD | G21082905 | COM | 2,200 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 17,829 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA AMERICA INC | 03836W953 | COM | 800 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBL ASSOCIATES PROPERTIES | 124830900 | COM | 1,900 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 8,900 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOODRICH PETE CORP CMN STK | 382410955 | Cmn | 89,100 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 9,571 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N908 | COM | 13,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V954 | COM | 1,500 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POINTS INTL LTD | 730843908 | COM NEW | 2,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617958 | PUT | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 7,602 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R902 | Cmn | 23,700 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 8,200 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q953 | Cmn | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N908 | Cmn | 4,300 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N958 | Cmn | 4,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 20,164 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 2,200 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 1,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIQURE NV | N90064951 | SHS | 1,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241955 | UNIT BEN INT | 5,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772909 | COM | 12,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301909 | CALL | 2,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465956 | PUT | 700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 8X8 INC NEW | 282914950 | COM | 2,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 34,824 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC | 98411C100 | COM | 4,236 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 26,630 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 864 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 45,679 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 24,063 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 145,641 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN MACHINERY INC | 88830R901 | Cmn | 2,100 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AFFYMETRIX INC COM STK | 00826T908 | Cmn | 2,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 14,136 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BAY RLTY TR CORP | 82735Q902 | COM | 1,500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| K12 INC | 48273U902 | COM | 2,600 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 5,100 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P904 | COM | 2,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P958 | COM | 1,800 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022905 | CALL | 1,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 4,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 21,590 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC | 14862Q900 | CALL | 5,300 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP DEL | 85917A900 | CALL | 1,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L900 | COM | 15,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M953 | Cmn | 5,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN RESIDENTIAL PPTYS I | 02927E903 | Cmn | 1,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZURE MIDSTREAM PARTNERS LP | 05501X900 | Cmn | 7,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC COM | 346375108 | Stock | 2,478 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 8,522 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE INSURANCE HLDGS INC | 42727J952 | COM | 1,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FOUR CORNERS PPTY TR INC | 35086T909 | COM | 900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 1,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST BANCORP CORPORATION | 318672956 | PUT | 6,700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 368,124 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 243,994 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,595 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,514 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 15,990 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 12,492 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QC HLDGS INC | 74729T101 | COM | 15,114 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 700 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y958 | Cmn | 2,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 3,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 10,000 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POLYONE CORP | 73179P956 | COM | 700 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 4,800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L954 | PUT | 1,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Swisher Hygiene Inc | 870808300 | Common Stock | 23,083 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U953 | PUT | 500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROKA BIOSCIENCE INC | 775431109 | COM | 17,995 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 12,906 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,212 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 1,156 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 21,252 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W950 | COM NEW | 2,800 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 7,500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENTIV INC | 45170X905 | COM NEW | 10,400 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP | 49446R909 | COM | 800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BUILD-A-BEAR WORKSHOP INC | 120076904 | COM | 1,700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 11,197 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 12,977 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 3,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 1,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 17,028 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 61,301 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768953 | COM | 11,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 2,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 46,185 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 35,627 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 51,882 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 14,190 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH-ZIFF CAPITAL MANAGEMENT | 67551U905 | Cmn | 3,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 1,500 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W953 | Cmn | 4,200 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 42,854 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 2,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 17,947 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F908 | CALL | 1,300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819906 | COM | 600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163950 | PUT | 2,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U954 | PUT | 5,700 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L100 | COM | 14,024 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEFF CORP COM CL A | 640094207 | Stock | 2,745 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNAL GENETICS INC | 826640104 | Cmn | 28,049 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROWHEAD RESH CORP | 042797959 | Cmn | 3,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 625 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 10,102 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 15,594 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T950 | COM | 1,600 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160954 | COM | 2,700 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 11,511 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELZOO | 89421Q905 | CALL | 2,400 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 20,156 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 25,837 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 14,279 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMTC CORP | 832682207 | COM NEW | 13,086 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 11,796 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 11,324 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENESOLA LTD | 75971T103 | SPONS ADS | 12,057 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 16,186 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 11,635 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 55,916 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435958 | COM | 8,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 18,894 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751103 | SHS | 51,917 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06739F101 | COM | 818 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,113 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tasman Metals Ltd | 87652B103 | COM | 112,942 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 14,725 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 26,240 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSAN LTD-CLASS A SHARES | G25343957 | Cmn | 5,300 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BREITBURN ENERGY PARTNERS LP | 106776957 | Cmn | 30,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 26,380 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G955 | COM NEW | 4,500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH INC | 012423959 | COM | 1,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 6,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586950 | PUT | 400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F952 | PUT | 800 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D952 | PUT | 2,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INFRAREIT INC | 45685L950 | PUT | 1,100 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 4,966 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q957 | PUT | 5,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YUMA ENERGY INC | 98872E108 | COM | 103,025 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXIN TIANLI GROUP INC | G0404E104 | Cmn | 21,288 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A507 | Cmn | 22,392 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOS CORP | 554051201 | Cmn | 10,559 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 38,992 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 21,079 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 2,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRESHPET INC | 358039905 | COM | 2,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672951 | PUT | 4,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B907 | CALL | 2,900 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDROCK HOSPITALITY CO | 252784901 | CALL | 2,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 34,341 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 97,101 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 857 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT MED HLDGS CORP | 81619Q905 | COM | 1,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 13,350 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082108 | CL A | 57,308 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E103 | COM | 38,962 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 6,964 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RESOURCES INC | 205768903 | COM | 10,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 25,064 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P108 | CL A | 11,190 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 7,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 107,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 1,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915958 | Cmn | 8,400 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 16,300 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC CMN STOCK | 84763A958 | Cmn | 3,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 16,675 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 28,628 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446950 | COM | 700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R900 | COM | 500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,453 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L109 | COM | 5,624 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 19,712 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U952 | PUT | 1,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 973 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 12,571 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496904 | CALL | 1,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U904 | CALL | 5,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA COML CR INC | 16891K103 | COM | 56,627 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD | M87245952 | ORD SHS | 2,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 87,041 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 2,800 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N203 | Cmn | 30,166 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AARONS INC | 002535300 | COM PAR $0.50 | 791 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 10,157 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSAMERICA PARTNERS LP | 22758A905 | UT LTD PTN INT | 700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 3,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X906 | NASDAQ CYB ETF | 1,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011532908 | COM CL A | 5,600 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 7,857 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,108 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 337 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399953 | PUT | 2,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B958 | ETF | 400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 17,540 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L108 | COM | 5,021 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 32,254 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 19,515 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 18,526 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LPATH INC-CLASS A | 548910306 | CMN | 78,917 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 15,671 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 24,025 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 2,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPROS THERAPEUTICS CMN STK | 76028H909 | Cmn | 14,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 8,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC CMN STK | 928551950 | Cmn | 18,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 13,173 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 108,025 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 12,023 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 8,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W951 | COM | 2,500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RETAIL OPPORTUNITY INVTS COR | 76131N951 | COM | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHI GROUP INC | 23331S950 | PUT | 2,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,728 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERLING BANCORP DEL | 85917A950 | PUT | 1,100 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 14,184 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S950 | PUT | 5,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL PARTNERS LLC | Y7545W909 | CALL | 5,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELMOND LTD | G1154H957 | PUT | 1,900 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC COM NEW | 63009F204 | Stock | 29,129 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J908 | CALL | 2,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K906 | COM NEW | 5,800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 47,484 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND RESORTS INTL INC | 25272T904 | Cmn | 700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUTOR TECH GROUP LTD | 869362202 | Cmn | 38,299 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSE ROCK MIDSTREAM L P | 777149905 | Cmn | 1,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWTEKONE INC | 652526203 | COM NEW | 1,198 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN PUB ED INC | 02913V903 | CALL | 900 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 765 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTORCAR PTS AMER INC | 620071950 | COM | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 3,568 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 16,994 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 37,837 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 412 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 64,366 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 15,353 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 43,557 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 900 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 1,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SERVICES INC COMMON STOCK | 06985P950 | Cmn | 6,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XOMA CORP | 98419J957 | Cmn | 12,800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 10,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVENTURE FOODS INC | 461212902 | COM | 2,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588959 | COM | 13,200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEL NETWORKS CORP | 60671Q904 | COM | 2,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696909 | COM | 9,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707954 | UNIT LP INT | 9,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,256 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVAR INC | 91336L957 | PUT | 1,000 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 14,216 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T951 | PUT | 7,800 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDCOAST ENERGY PARTNERS L P | 59564N903 | CALL | 1,700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q903 | Cmn | 700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V958 | Cmn | 5,900 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERSEON CORP | 715270203 | Cmn | 70,195 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROUSE PPTYS INC | 779287901 | Cmn | 1,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N904 | Cmn | 8,800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 6,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTL INC | 73936N955 | Cmn | 1,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 17,393 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 12,083 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 1,375 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,888 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 13,487 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROLLINS INC | 775711954 | COM | 600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 67,634 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 2,800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358301 | COM | 35,831 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 49,138 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 11,401 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON GRAPHICS INTERNATION | 82706L908 | COM | 2,700 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 12,289 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 148,340 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 4,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405950 | Cmn | 1,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N957 | Cmn | 1,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 2,900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 21,797 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 13,059 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTL CORP | 91829F954 | CL A | 3,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 5,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121950 | PUT | 700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY TR INC | 044103909 | COM SHS | 2,500 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P900 | CALL | 3,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DXI ENERGY INC COM | 23286A104 | Stock | 94,928 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Medovex Corp | 58504H101 | COM | 14,655 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J958 | PUT | 2,600 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIA GEN INC NEW | 58441K900 | COM | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEMORIAL RESOURCE DEV CORP | 58605Q909 | Cmn | 1,000 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 3,900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INCONTACT INC | 45336E959 | Cmn | 1,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 30,695 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGCO CORP | 001084102 | COM | 330 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740950 | PUT | 2,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 1,572 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORMAT TECHNOLOGIES INC | 686688902 | COM | 400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405952 | COM | 1,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K903 | CALL | 2,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297909 | CALL | 900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEPAN CO | 858586900 | CALL | 300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 22,001 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 124,529 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 13,120 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 56,412 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L908 | COM | 4,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RLJ ENTMT INC | 74965F104 | COM | 26,611 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 31,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196953 | Cmn | 8,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M909 | Cmn | 1,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST CASH FINL SVCS INC COMMON STOCK | 31942D957 | Cmn | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 10,686 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R955 | PUT | 1,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 39,220 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755909 | COM | 900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 11,383 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE RESIDENTIAL CORP | 02153W950 | PUT | 1,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LDR HLDG CORP | 50185U905 | Cmn | 600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57061R956 | Cmn | 1,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 4,470 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H101 | COM | 460 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210105 | COMMON STOCK | 591 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027907 | COM | 600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400950 | COM | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 2,900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 8,669 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPORTSMANS WHSE HLDGS INC | 84920Y906 | CALL | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660956 | PUT | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC | 025932954 | PUT | 200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVIRI CORP | 415864907 | CALL | 1,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 5,429 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 15,864 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 70,577 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GEOTHERMAL INC | 90338S102 | COM | 22,203 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 12,634 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 11,544 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 1,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 2,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 5,300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENSATA TECHNOLOGIES HLDG BV | N7902X906 | SHS | 300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K907 | CALL | 12,300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PYXIS TANKERS INC | Y71726106 | COM | 11,001 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605904 | CALL | 6,500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAFGEN INC | 98885E953 | PUT | 2,300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H952 | PUT | 2,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNE DESIGN CORP | 45252L903 | CALL | 700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 13,672 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V105 | COM | 10,307 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 13,524 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637956 | Cmn | 13,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096958 | COM | 1,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A950 | COM | 1,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y953 | COM | 8,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 8,312 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 73,610 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATL CORP | 929566957 | PUT | 1,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U951 | PUT | 5,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 27,967 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,304 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOES JEANS INC | 47777N101 | COM | 78,976 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 13,622 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 17,707 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 31,298 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 3,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 13,562 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X952 | Cmn | 1,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTA PHARMACEUTICALS CORP | 87162T906 | Cmn | 36,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HOLDING CORP CMN STOCK | 92823T958 | Cmn | 4,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q953 | COM NEW | 6,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328901 | COM NEW | 14,500 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P958 | COM | 11,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L957 | PUT | 1,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755959 | PUT | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J901 | COM | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635907 | CALL | 1,400 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 32,694 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K950 | PUT | 5,600 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174900 | COM | 7,800 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NRG YIELD INC | 62942X956 | CL A NEW | 900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HONGLI CLEAN ENERGY TECHNOLO | 438586109 | COM | 27,979 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H901 | Cmn | 300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERYDAY HEALTH INC | 300415956 | Cmn | 2,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314951 | Cmn | 11,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 1,668 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 11,092 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOT BARN HLDGS INC | 099406900 | CALL | 1,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 2,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 2,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 14,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872902 | COM NEW | 900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 24,870 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947957 | PUT | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A953 | PUT | 3,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SLR INVESTMENT CORP | 83413U950 | PUT | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC | 955306905 | CALL | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 21,090 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 3,873 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 32,610 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 12,210 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TR II | 966388100 | TR UNIT | 17,697 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC | 25213A107 | COM | 103,130 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 11,121 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 81,122 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M103 | COM | 110,201 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTA PHARMACEUTICALS CORP | 87162T956 | Cmn | 35,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E907 | Cmn | 5,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 13,887 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 17,304 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354902 | COM | 50,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228905 | COM | 900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 2,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHECK CAP LTD | M2361E112 | SHS | 6,325 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K900 | CALL | 5,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U951 | COM NEW | 2,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549904 | Cmn | 1,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E907 | Cmn | 16,500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 263 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 928 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,638 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,231 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC | 98139A905 | CALL | 600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V958 | COM | 1,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW | 058586958 | COM | 7,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,157 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 43,921 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T958 | PUT | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 3,642 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 6,172 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES WILDERH CLEAN EN | 73935X950 | COM | 2,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES SHORT DOW30 | 74347R951 | COM | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768952 | COM | 56,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 11,793 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 25,996 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP | 337915952 | COM | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J956 | COM | 2,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J909 | COM | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P908 | CALL | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY COMWLTH | 294628902 | CALL | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M955 | PUT | 4,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U900 | COM NEW | 1,800 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E959 | PUT | 1,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W954 | PUT | 1,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W952 | PUT | 1,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 210 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 10,729 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L950 | COM | 7,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 8,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 2,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 210 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 51,035 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW | 902681955 | COM | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900956 | COM | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESH CORP | 003881907 | ACACIA TCH COM | 2,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 47,189 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301959 | PUT | 1,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC | 56117J900 | CALL | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL STORAGE AFFILIATES | 637870906 | CALL | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 7,038 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMOST FAMILY INC | 020409108 | COM | 250 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVACOPPER INC | 66988K102 | COM | 36,148 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP | 293306106 | COM | 10,822 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 2,731 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 1,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEB.COM GROUP INC | 94733A904 | COM | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 28,851 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP NETWORK SERV COM STK | 45885A900 | Cmn | 1,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 2,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W909 | Cmn | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST POTOMAC RLTY TR | 33610F909 | COM | 900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R905 | COM | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOULIHAN LOKEY INC | 441593900 | CL A | 400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X951 | COM | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T952 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HOLDINGS INC | 432748951 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 26,054 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-014538 | this filing | 2016-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-000619 | base | 2017-01-31 | acceptance time not in the bulk data set |