13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 4,537 holding rows worth $84,903,961,000 by the sum of the rows.
- Accession
- 0000950123-16-013469
- Filer
- CIK 713676
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 4,256 entries on the cover page, a total value of $67,193,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,903,961,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $67,193,873,000, 21% less than the sum of the rows, $84,903,961,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 4,800 | $13,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 1,200 | $13,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,096 | $13,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 596 | $13,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 688 | $13,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 183 | $13,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 732 | $13,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $13,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 500 | $13,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 650 | $13,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 404 | $13,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 864 | $13,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 455 | $13,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 137 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 577 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 572 | $12,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 376 | $12,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 256 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 288 | $12,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,004 | $12,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 729 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,150 | $12,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 752 | $12,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,424 | $12,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 576 | $12,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 892 | $12,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 636 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 250 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 306 | $12,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 800 | $12,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 923 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,708 | $12,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 1,171 | $12,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 194 | $12,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 520 | $12,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 3,000 | $12,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 394 | $12,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 282 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,302 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 475 | $12,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 500 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $12,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 512 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 450 | $12,000 | thousands by filing date | |
| GREAT PLAI | 391164209 | Preferred Stock | 133 | $12,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 206 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,784 | $11,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 583 | $11,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 850 | $11,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 381 | $11,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 438 | $11,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 299 | $11,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 189 | $11,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 160 | $11,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 603 | $11,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 470 | $11,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 258 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,910 | $11,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 429 | $11,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,792 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 183 | $11,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 2,462 | $11,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 138 | $11,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 1,010 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 941 | $11,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 346 | $11,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,873 | $11,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 225 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 322 | $11,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 400 | $11,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $11,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 138 | $11,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 4,000 | $11,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 900 | $11,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 203 | $10,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 570 | $10,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 482 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $10,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,513 | $10,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 607 | $10,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 551 | $10,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 749 | $10,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 286 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 255 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 252 | $10,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 218 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 321 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 787 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 506 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 377 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $10,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 6,401 | $10,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 755 | $10,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,844 | $10,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 114 | $10,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 577 | $10,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,300 | $10,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $10,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 255 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $10,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $10,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,627 | $10,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 323 | $10,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,402 | $10,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,207 | $10,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,356 | $10,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 8,764 | $10,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 3,578 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 200 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 106 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 268 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 399 | $10,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 400 | $10,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 100 | $10,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 300 | $10,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 477 | $10,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10 | $10,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 100 | $9,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,342 | $9,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 463 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 298 | $9,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 492 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,483 | $9,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,000 | $9,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,998 | $9,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 272 | $9,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 370 | $9,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 142 | $9,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 517 | $9,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,321 | $9,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 254 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 201 | $9,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 653 | $9,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 695 | $9,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 432 | $9,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,318 | $9,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 1,009 | $9,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 5,215 | $9,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $9,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 545 | $9,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,319 | $9,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 527 | $9,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 2,300 | $9,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,217 | $9,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 820 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,010 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 191 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 250 | $9,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 542 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 325 | $9,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 350 | $9,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 279 | $9,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 837 | $9,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,264 | $9,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $9,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 367 | $9,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 104 | $8,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 246 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 702 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,470 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 99 | $8,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 419 | $8,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 186 | $8,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 223 | $8,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 50 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $8,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 417 | $8,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 644 | $8,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $8,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 194 | $8,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 550 | $8,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 153 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 508 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,400 | $8,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 239 | $8,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,590 | $8,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 846 | $8,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 756 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 215 | $8,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,235 | $8,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 496 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 132 | $8,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 726 | $8,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 400 | $8,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 400 | $8,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 265 | $8,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 383 | $8,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,737 | $8,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,561 | $8,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 100 | $8,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 204 | $8,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 462 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 275 | $8,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 414 | $8,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 5,575 | $8,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $8,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 9,064 | $8,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,532 | $8,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 800 | $8,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,267 | $8,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 2,300 | $8,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 1,003 | $8,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 500 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 622 | $8,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 598 | $8,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $8,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 466 | $8,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 1,000 | $8,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 300 | $8,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 117 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 360 | $7,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 167 | $7,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 187 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 641 | $7,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 144 | $7,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 150 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 439 | $7,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 286 | $7,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 526 | $7,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 181 | $7,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 177 | $7,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 228 | $7,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 485 | $7,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $7,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,173 | $7,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,503 | $7,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,057 | $7,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 190 | $7,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 275 | $7,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 196 | $7,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 977 | $7,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 90 | $7,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 338 | $7,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 133 | $7,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $7,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 418 | $7,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 862 | $7,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 223 | $7,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 185 | $7,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,215 | $7,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 313 | $7,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $7,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 305 | $7,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 5,881 | $7,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 215 | $7,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 431 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 128 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 101 | $7,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 426 | $7,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,898 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $7,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $7,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 518 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 103 | $7,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 400 | $7,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 138 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 307 | $7,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 83 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 100 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 234 | $7,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 813 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 600 | $7,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 1,801 | $7,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 368 | $7,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 116 | $6,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 52 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 306 | $6,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 312 | $6,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 288 | $6,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 264 | $6,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 246 | $6,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 172 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 640 | $6,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 213 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 127 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 455 | $6,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 322 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 600 | $6,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 136 | $6,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 116 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 209 | $6,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 253 | $6,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,019 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 285 | $6,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,200 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 234 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 121 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 237 | $6,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $6,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,500 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,000 | $6,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 342 | $6,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,161 | $6,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 284 | $6,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,303 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 348 | $6,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 90 | $6,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 543 | $6,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 2,250 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 600 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 800 | $6,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 210 | $6,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 200 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 166 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 5,000 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 347 | $6,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 432 | $6,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 384 | $6,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 360 | $6,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 265 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 264 | $6,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 720 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $6,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 250 | $6,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 259 | $6,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 200 | $6,000 | thousands by filing date | |
| Taubman Centers 6.5% Pfd Series J | 876664608 | com | 250 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 166 | $6,000 | thousands by filing date | |
| TCF FINANCIAL 6.45% PFD (TCBPR | 872277405 | PFD | 240 | $6,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 400 | $6,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 500 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 255 | $6,000 | thousands by filing date | |
| Allstate 6.625 | 020002879 | PFD | 206 | $6,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 699 | $6,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 157 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 124 | $5,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 415 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 246 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 380 | $5,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 13 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 247 | $5,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,069 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 286 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $5,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 29 | $5,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 516 | $5,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 306 | $5,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 269 | $5,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 38 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,515 | $5,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 106 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 133 | $5,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 324 | $5,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 189 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 295 | $5,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 239 | $5,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 332 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 296 | $5,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 275 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 172 | $5,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 456 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 143 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,756 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 158 | $5,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 300 | $5,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 200 | $5,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 228 | $5,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 561 | $5,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 395 | $5,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 481 | $5,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 494 | $5,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 596 | $5,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $5,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 318 | $5,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 58 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 172 | $5,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 284 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 721 | $5,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 286 | $5,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 128 | $5,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 246 | $5,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 337 | $5,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 96 | $5,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 400 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 101 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 200 | $5,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 785 | $5,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 228 | $5,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 400 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 97 | $5,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 443 | $5,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 194 | $5,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 518 | $5,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 69 | $5,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 250 | $5,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 945 | $5,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 70 | $5,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 400 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| Corporate Office Prop 7.375% C | 22002t884 | PFD | 200 | $5,000 | thousands by filing date | |
| AMTRUST FINANCIAL SERVICE | 032359408 | PRF | 200 | $5,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 383 | $5,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 200 | $5,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,000 | $5,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 58 | $4,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 138 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 331 | $4,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 68 | $4,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 400 | $4,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 134 | $4,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 172 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 85 | $4,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 447 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 224 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 177 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 80 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 81 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 178 | $4,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 216 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 287 | $4,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 50 | $4,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 276 | $4,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 196 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $4,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 150 | $4,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 400 | $4,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 167 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 140 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 40 | $4,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 144 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 90 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $4,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 150 | $4,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 271 | $4,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 228 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 433 | $4,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 177 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 76 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 360 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 104 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 165 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 190 | $4,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 325 | $4,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 9 | $4,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $4,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 221 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 206 | $4,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 140 | $4,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 157 | $4,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 533 | $4,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 124 | $4,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 709 | $4,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 217 | $4,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 562 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 356 | $4,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 771 | $4,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 17 | $4,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 226 | $4,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,682 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 561 | $4,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 762 | $4,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 114 | $4,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 482 | $4,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 4,424 | $4,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 127 | $4,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 901 | $4,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 2,000 | $4,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 292 | $4,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 267 | $4,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 550 | $4,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 246 | $4,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 206 | $4,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 177 | $4,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 308 | $4,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,000 | $4,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 372 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 300 | $4,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 166 | $4,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 418 | $4,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 105 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 48 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 284 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013469 | this filing | 2016-02-05 | acceptance time not in the bulk data set |