13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 4,537 holding rows worth $84,903,961,000 by the sum of the rows.
- Accession
- 0000950123-16-013469
- Filer
- CIK 713676
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 4,256 entries on the cover page, a total value of $67,193,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,903,961,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $67,193,873,000, 21% less than the sum of the rows, $84,903,961,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,773 | $91,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 3,238 | $91,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,207 | $91,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 7,126 | $91,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 13,847 | $91,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 8,542 | $91,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 900 | $91,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 3,041 | $91,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,974 | $90,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,573 | $90,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,100 | $90,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,198 | $90,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,808 | $90,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 685 | $90,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 6,961 | $90,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 2,000 | $90,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 19,000 | $90,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,187 | $89,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 3,273 | $89,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 2,863 | $89,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,335 | $89,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,465 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,032 | $89,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,807 | $89,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 6,464 | $89,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,869 | $88,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,415 | $88,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 761 | $88,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 4,039 | $88,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 3,507 | $88,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 3,015 | $87,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,975 | $87,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,110 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 3,668 | $87,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 3,337 | $87,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,062 | $87,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 6,432 | $87,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 2,550 | $87,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,148 | $86,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,358 | $86,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 2,201 | $86,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,707 | $86,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 6,324 | $86,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $86,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 2,375 | $85,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,350 | $85,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,300 | $85,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,543 | $85,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,336 | $85,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,088 | $84,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 4,640 | $84,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,413 | $84,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,554 | $84,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 9,030 | $84,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,603 | $84,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 826 | $83,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,551 | $83,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,146 | $83,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,049 | $82,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 2,258 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,568 | $82,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,436 | $82,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 2,834 | $82,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 32,932 | $82,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,247 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,487 | $82,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 2,924 | $82,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $82,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 5,377 | $81,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 773 | $81,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,316 | $81,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 6,571 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,917 | $81,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,336 | $81,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 648 | $81,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,325 | $80,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 13,040 | $80,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 4,440 | $80,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6,468 | $80,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 4,337 | $80,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 4,490 | $80,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 22,215 | $80,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,757 | $80,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 6,714 | $80,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,550 | $79,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,948 | $79,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 3,135 | $79,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,769 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 2,682 | $79,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 8,000 | $79,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 6,904 | $79,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 7,360 | $79,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 3,080 | $79,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 4,850 | $79,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,474 | $78,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,598 | $78,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,623 | $78,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $78,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $78,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 9,600 | $78,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,790 | $78,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 21,419 | $78,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $78,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 776 | $77,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,013 | $77,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,300 | $77,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,132 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 3,165 | $77,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,000 | $77,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 745 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 636 | $76,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,450 | $76,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 9,083 | $76,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 755 | $75,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,785 | $75,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,373 | $75,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,000 | $75,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,000 | $75,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 22,290 | $74,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 3,037 | $74,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,541 | $74,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 4,672 | $74,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 3,292 | $74,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 5,000 | $74,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 621 | $73,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 5,190 | $73,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,887 | $73,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 4,527 | $73,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 3,660 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,643 | $72,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,475 | $72,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,400 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,036 | $72,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,375 | $72,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,072 | $72,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,000 | $72,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,828 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,454 | $72,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,168 | $72,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 688 | $71,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 737 | $71,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,923 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,020 | $71,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 5,389 | $71,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,331 | $71,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,379 | $71,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 7,380 | $71,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 2,740 | $71,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,230 | $70,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,522 | $70,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,470 | $70,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,948 | $70,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 3,172 | $70,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,300 | $70,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 3,717 | $70,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 9,500 | $70,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,109 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,369 | $69,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,400 | $69,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,929 | $69,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 5,454 | $69,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,204 | $69,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,912 | $69,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 3,349 | $69,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 4,925 | $69,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,782 | $69,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,050 | $69,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,800 | $68,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,550 | $68,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,984 | $68,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,367 | $68,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,000 | $68,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,000 | $68,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,037 | $68,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 6,820 | $68,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,163 | $68,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 35,000 | $68,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 7,387 | $68,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 1,375 | $68,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 2,386 | $68,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,830 | $67,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 3,770 | $67,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 831 | $67,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,886 | $67,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,674 | $67,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,111 | $67,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,659 | $66,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 952 | $66,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 14,400 | $66,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,756 | $66,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,700 | $66,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,800 | $66,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,400 | $66,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,816 | $65,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 2,251 | $65,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,348 | $65,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 7,718 | $65,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,600 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1,091 | $65,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,832 | $64,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,417 | $64,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 8,634 | $64,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,000 | $64,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,676 | $64,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,122 | $64,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 1,337 | $64,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 4,993 | $64,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 9,563 | $63,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 4,517 | $63,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,408 | $63,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,689 | $63,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,012 | $63,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 2,499 | $63,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 8,100 | $63,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 2,968 | $63,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $62,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,079 | $62,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,976 | $62,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,231 | $62,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,965 | $62,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,708 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,603 | $62,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 7,000 | $62,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $62,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 2,400 | $62,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 5,833 | $61,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,265 | $61,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 991 | $61,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,622 | $61,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,280 | $61,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,066 | $61,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,492 | $61,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 1,696 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,960 | $60,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 4,477 | $60,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 946 | $60,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,168 | $60,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 36,648 | $60,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 18,000 | $60,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 624 | $59,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 6,391 | $59,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 3,254 | $59,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,856 | $59,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,711 | $58,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 23,027 | $58,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 2,133 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,139 | $58,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,657 | $57,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,908 | $57,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $57,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 2,213 | $57,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,700 | $57,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,892 | $57,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,372 | $57,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,405 | $56,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,598 | $56,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,150 | $56,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,163 | $56,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,068 | $56,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,984 | $56,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 3,523 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4,145 | $56,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,000 | $56,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 2,230 | $56,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 2,000 | $56,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 486 | $55,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,048 | $55,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,000 | $55,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,172 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,776 | $55,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 5,400 | $55,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,406 | $55,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 4,500 | $55,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 2,279 | $55,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,632 | $55,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,115 | $55,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,341 | $55,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 5,000 | $55,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 2,200 | $55,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 2,235 | $55,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 886 | $54,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,092 | $54,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 2,156 | $54,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,547 | $54,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,595 | $54,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,291 | $54,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,572 | $54,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,206 | $54,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 845 | $54,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,000 | $54,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,472 | $53,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 14,013 | $53,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,473 | $53,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,052 | $53,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,542 | $53,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 2,117 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,736 | $53,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,835 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,398 | $53,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 5,261 | $53,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 3,363 | $53,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,061 | $53,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 2,045 | $53,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 981 | $53,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,685 | $52,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 784 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,062 | $52,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,534 | $52,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 9,428 | $52,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,030 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,000 | $52,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,000 | $52,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 605 | $52,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,200 | $52,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,780 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,262 | $52,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,563 | $52,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 1,227 | $51,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 5,830 | $51,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,618 | $51,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 2,736 | $51,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,942 | $51,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,105 | $51,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,280 | $51,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,000 | $51,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,277 | $51,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,529 | $50,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 1,438 | $50,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 4,089 | $50,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,000 | $50,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $50,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,430 | $50,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,803 | $50,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $50,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,807 | $50,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 426 | $49,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 1,028 | $49,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,075 | $49,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 9,450 | $49,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 9,238 | $49,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,500 | $49,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,259 | $49,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,015 | $49,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 1,111 | $49,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,695 | $49,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,268 | $49,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,256 | $49,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,520 | $48,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 1,074 | $48,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 2,299 | $48,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 752 | $48,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,330 | $48,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,600 | $48,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,066 | $48,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 3,010 | $48,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,129 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 948 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 845 | $48,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $48,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $48,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,203 | $47,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 1,164 | $47,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 8,952 | $47,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,003 | $47,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 13,848 | $47,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,499 | $47,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 1,820 | $47,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,310 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $47,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,092 | $46,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 824 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 268 | $46,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,667 | $46,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,044 | $46,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,362 | $46,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,716 | $46,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 784 | $46,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 6,134 | $46,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 1,476 | $46,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,050 | $46,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,108 | $46,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $46,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 3,198 | $46,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,166 | $46,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,340 | $46,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 400 | $46,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,671 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 675 | $45,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 388 | $45,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 2,500 | $45,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,891 | $45,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,600 | $45,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,594 | $45,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 23,400 | $45,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 2,676 | $45,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $45,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,000 | $45,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 592 | $44,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,414 | $44,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,300 | $44,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 1,674 | $44,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,955 | $44,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 971 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,514 | $44,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $44,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $44,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 2,959 | $44,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 11,321 | $44,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 3,402 | $44,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,923 | $43,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 41,000 | $43,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 236 | $42,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 734 | $42,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 837 | $42,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,824 | $42,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,670 | $42,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,448 | $42,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,370 | $42,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $42,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 1,058 | $42,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 603 | $41,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,795 | $41,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,000 | $41,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,097 | $41,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,119 | $41,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,500 | $41,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,240 | $41,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,215 | $41,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,399 | $41,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 815 | $41,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,796 | $41,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 662 | $41,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 2,675 | $41,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,400 | $41,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,000 | $41,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 918 | $41,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 678 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,619 | $41,000 | thousands by filing date | |
| CAMPUS CREST 8.00% A | 13466Y204 | PREFERR | 1,525 | $41,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 677 | $41,000 | thousands by filing date | |
| IMPAC MTG | 45254P409 | Preferred Stock | 6,000 | $41,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1,007 | $40,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 2,000 | $40,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,235 | $40,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 719 | $40,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,536 | $40,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,346 | $40,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,064 | $40,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,758 | $40,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 848 | $40,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,000 | $40,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 357 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,213 | $40,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 700 | $40,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,301 | $40,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,370 | $40,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 3,382 | $40,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 5,402 | $40,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 832 | $39,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 807 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,031 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,774 | $39,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 502 | $39,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 46,565 | $39,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,227 | $39,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,922 | $39,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,645 | $39,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 4,956 | $39,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 827 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,068 | $38,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,028 | $38,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 760 | $38,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,112 | $38,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,071 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $38,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 785 | $38,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 953 | $37,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 680 | $37,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 330 | $37,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 1,938 | $37,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,052 | $37,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 3,000 | $37,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,224 | $37,000 | thousands by filing date | |
| Cedar Shopping Centers 7.25% Pfd Series B | 150602407 | com | 1,500 | $37,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 700 | $37,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $37,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,521 | $37,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,501 | $36,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,298 | $36,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,060 | $36,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 479 | $36,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,412 | $36,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 8,000 | $36,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,800 | $36,000 | thousands by filing date | |
| AMTRUST FINL S PFDPFD SER D | 032359887 | PFD SER D | 1,400 | $36,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,199 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013469 | this filing | 2016-02-05 | acceptance time not in the bulk data set |