13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-05, with 4,537 holding rows worth $84,903,961,000 by the sum of the rows.
- Accession
- 0000950123-16-013469
- Filer
- CIK 713676
- Filed
- 2016-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 4,256 entries on the cover page, a total value of $67,193,873,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,903,961,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $67,193,873,000, 21% less than the sum of the rows, $84,903,961,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| K12 INC | 48273U102 | COM | 4,158 | $36,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,121 | $36,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,810 | $36,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,105 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 2,814 | $35,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $35,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,101 | $35,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,879 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 380 | $35,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,006 | $35,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,980 | $35,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 946 | $35,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,091 | $35,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $35,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 436 | $34,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 390 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 535 | $34,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 3,500 | $34,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,212 | $34,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,217 | $34,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 3,616 | $34,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $34,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 180 | $34,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,030 | $34,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,288 | $34,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,707 | $34,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 486 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,424 | $34,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,275 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,372 | $34,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 750 | $34,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 1,250 | $34,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,132 | $33,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,173 | $33,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 617 | $33,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 692 | $33,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,697 | $33,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,926 | $33,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,020 | $33,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,491 | $33,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,002 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 739 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,426 | $33,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,790 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 1,300 | $33,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,135 | $32,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 317 | $32,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 205 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 632 | $32,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 842 | $32,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,166 | $32,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,686 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 650 | $32,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,426 | $32,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,358 | $32,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,253 | $32,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 355 | $32,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,136 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,264 | $32,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,544 | $32,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 275 | $31,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 411 | $31,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,418 | $31,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 961 | $31,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 938 | $31,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,464 | $31,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 478 | $31,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 2,000 | $31,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,650 | $31,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,200 | $31,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 1,448 | $31,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 1,880 | $31,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,949 | $31,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,011 | $31,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,225 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $31,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,842 | $31,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 9,022 | $31,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,037 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 933 | $31,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $31,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 1,200 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 2,597 | $31,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 1,000 | $31,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 688 | $30,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,490 | $30,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 342 | $30,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 556 | $30,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 2,180 | $30,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,323 | $30,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,271 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 700 | $30,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,083 | $30,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,689 | $30,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,062 | $30,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 592 | $30,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 5,000 | $30,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 74,000 | $30,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 600 | $30,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,293 | $30,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 2,929 | $29,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 316 | $29,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 2,144 | $29,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 347 | $29,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,286 | $29,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 658 | $29,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 300 | $29,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,910 | $29,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 8,114 | $29,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 646 | $29,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,025 | $29,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,234 | $29,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 983 | $29,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 2,639 | $29,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 2,289 | $29,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 239 | $28,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 3,168 | $28,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,400 | $28,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 400 | $28,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 476 | $28,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,363 | $28,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,090 | $28,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 900 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 972 | $28,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,716 | $28,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,000 | $28,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 9,004 | $28,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,863 | $28,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,856 | $28,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,563 | $28,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,554 | $28,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $28,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,511 | $27,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,013 | $27,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,416 | $27,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 603 | $27,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,238 | $27,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 723 | $27,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,951 | $27,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,172 | $27,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $27,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 816 | $27,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,716 | $27,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,398 | $27,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 4,000 | $27,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 4,282 | $27,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,115 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 600 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,782 | $27,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 1,035 | $27,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 1,000 | $27,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 5,800 | $27,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,500 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 1,082 | $27,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 277 | $26,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,030 | $26,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 237 | $26,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 327 | $26,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,352 | $26,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,803 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 592 | $26,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,000 | $26,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 4,700 | $26,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,618 | $26,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 2,024 | $26,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 13,913 | $26,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 2,500 | $26,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 612 | $26,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,200 | $26,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 1,976 | $26,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,003 | $26,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,300 | $26,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,500 | $26,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,000 | $26,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 669 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 304 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 214 | $25,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,000 | $25,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 625 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,986 | $25,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $25,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 3,938 | $25,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,263 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,347 | $25,000 | thousands by filing date | |
| BALITMORE | 059165696 | Preferred Stock | 250 | $25,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 578 | $24,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $24,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,294 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 748 | $24,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,104 | $24,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,481 | $24,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,822 | $24,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,331 | $24,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $24,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $24,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,688 | $24,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 592 | $24,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 683 | $24,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 555 | $24,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,500 | $24,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,941 | $24,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 978 | $24,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 830 | $24,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 3,136 | $24,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 655 | $24,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,433 | $24,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 2,662 | $24,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,754 | $24,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 500 | $24,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $24,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,655 | $24,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 579 | $23,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 534 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 496 | $23,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 238 | $23,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,090 | $23,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 3,034 | $23,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,307 | $23,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3,254 | $23,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 803 | $23,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 703 | $23,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 1,468 | $23,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,718 | $23,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,344 | $23,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,396 | $23,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 758 | $23,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,259 | $23,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 290 | $23,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 477 | $23,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 4,100 | $23,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 900 | $23,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $23,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $23,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,428 | $22,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,000 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 395 | $22,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 1,000 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,444 | $22,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 657 | $22,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 452 | $22,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,050 | $22,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,409 | $22,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,900 | $22,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,664 | $22,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,000 | $22,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 395 | $22,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,496 | $22,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,066 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 526 | $22,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 960 | $22,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 669 | $22,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 1,500 | $22,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,256 | $22,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 740 | $22,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 850 | $22,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228501 | PREFERR | 500 | $22,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 741 | $21,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,167 | $21,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,410 | $21,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,433 | $21,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $21,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,807 | $21,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 817 | $21,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 2,400 | $21,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 1,301 | $21,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 13,525 | $21,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,400 | $21,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,149 | $21,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,728 | $21,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $21,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 563 | $21,000 | thousands by filing date | |
| Welltower Inc PFD | 95040Q302 | Equity | 800 | $21,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 775 | $20,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 11,358 | $20,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 349 | $20,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 425 | $20,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 976 | $20,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,700 | $20,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 449 | $20,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,203 | $20,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 500 | $20,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 335 | $20,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,200 | $20,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,011 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,102 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $20,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 812 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 800 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,696 | $20,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 625 | $20,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 400 | $20,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 913 | $20,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,971 | $20,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,832 | $20,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $20,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 995 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 969 | $20,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 775 | $20,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 806 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 800 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,717 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K794 | LTN AM BLL 3X NW | 1,696 | $20,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,188 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 362 | $19,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 565 | $19,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 335 | $19,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $19,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 569 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 140 | $19,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,554 | $19,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,401 | $19,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,613 | $19,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 933 | $19,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,288 | $19,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 5,131 | $19,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 996 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 265 | $19,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 1,149 | $19,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 2,100 | $19,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 612 | $19,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $19,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,448 | $19,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,115 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,337 | $19,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,649 | $19,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,073 | $19,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 1,149 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 940 | $19,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 400 | $18,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,164 | $18,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 742 | $18,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 247 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $18,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 490 | $18,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 590 | $18,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,500 | $18,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 671 | $18,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,536 | $18,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 756 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 398 | $18,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,994 | $18,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 762 | $18,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $18,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,706 | $18,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,832 | $18,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,818 | $18,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,159 | $18,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,138 | $18,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,009 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,100 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,000 | $18,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 700 | $18,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 216 | $17,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 558 | $17,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,968 | $17,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $17,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 465 | $17,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $17,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,714 | $17,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 1,443 | $17,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,808 | $17,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,531 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $17,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 717 | $17,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 546 | $17,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,142 | $17,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 215 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 238 | $17,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 602 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 650 | $17,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 414 | $17,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 674 | $17,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 650 | $17,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,353 | $17,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 1,750 | $17,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $17,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 539 | $16,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 243 | $16,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 400 | $16,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 872 | $16,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 288 | $16,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 850 | $16,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 294 | $16,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 779 | $16,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 987 | $16,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,035 | $16,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 486 | $16,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 722 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 318 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 808 | $16,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,042 | $16,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 674 | $16,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,243 | $16,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 867 | $16,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,423 | $16,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,552 | $16,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 2,100 | $16,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,777 | $16,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,703 | $16,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 600 | $16,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 1,039 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,363 | $16,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 40,000 | $16,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 2,000 | $16,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 333 | $15,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 169 | $15,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 150 | $15,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,011 | $15,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,465 | $15,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 829 | $15,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 800 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 960 | $15,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,000 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,487 | $15,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 354 | $15,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,100 | $15,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $15,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,333 | $15,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 3,839 | $15,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 582 | $15,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 783 | $15,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $15,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,059 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 2,300 | $15,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 620 | $15,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,243 | $15,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,415 | $15,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,425 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 600 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 590 | $15,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,415 | $15,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,401 | $15,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 988 | $15,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,896 | $14,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,100 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 384 | $14,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 583 | $14,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 654 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 360 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 891 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 152 | $14,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 646 | $14,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,786 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 750 | $14,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,174 | $14,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,059 | $14,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $14,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,546 | $14,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 718 | $14,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 30,800 | $14,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 934 | $14,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 174 | $14,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 7,000 | $14,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,100 | $14,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,200 | $14,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 789 | $14,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 2,000 | $14,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $14,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $14,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 520 | $14,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 800 | $14,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 2,000 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 571 | $14,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $14,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 530 | $14,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 2,000 | $14,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 339 | $13,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 76 | $13,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 389 | $13,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 739 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 250 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 288 | $13,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 417 | $13,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 341 | $13,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,505 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-16-013469 | this filing | 2016-02-05 | acceptance time not in the bulk data set |