13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 5,123 holding rows worth $22,919,554,000.
- Accession
- 0000950123-15-011568
- Filer
- CIK 5272
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,875 entries on the cover page, a total value of $22,919,554,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,919,484,000 with VALUE read as thousands by filing date, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAHOE RES INC | 873868103 | COM | 5,436 | $42,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,583 | $42,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 606 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 4,771 | $42,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,291 | $42,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 2,577 | $42,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 8,503 | $42,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,120 | $41,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 861 | $41,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,371 | $41,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 8,997 | $41,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 3,180 | $41,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,253 | $41,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 3,079 | $41,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,352 | $41,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,439 | $41,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 897 | $41,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,643 | $41,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 13,206 | $41,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 6,107 | $41,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 2,900 | $41,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1,596 | $40,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,712 | $40,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,332 | $40,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 6,900 | $40,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,643 | $40,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,204 | $40,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1,649 | $40,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2,700 | $40,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,431 | $40,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1,109 | $40,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 28,133 | $40,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 800 | $40,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,270 | $40,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 2,700 | $40,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,936 | $40,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 630 | $40,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 9,844 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 1,730 | $40,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,790 | $39,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 2,253 | $39,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,040 | $39,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 4,014 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1,010 | $39,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 46,500 | $39,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 83,165 | $39,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 98,913 | $39,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 4,000 | $39,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 17,843 | $39,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 19,719 | $39,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 2,871 | $38,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 860 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 2,798 | $38,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,000 | $38,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,109 | $38,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 11,056 | $38,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 9,088 | $38,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 900 | $38,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,478 | $38,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 3,190 | $38,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,378 | $37,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 22,509 | $37,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,086 | $37,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 7,910 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,787 | $37,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 8,022 | $37,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 2,097 | $37,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,374 | $37,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,536 | $37,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 42,697 | $37,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 1,844 | $37,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 13,382 | $37,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,829 | $37,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,610 | $37,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 2,685 | $37,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 3,000 | $37,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 502 | $37,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 198 | $36,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 5,820 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 999 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 1,350 | $36,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,050 | $36,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 2,825 | $36,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,168 | $36,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 7,624 | $36,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 760 | $36,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 3,544 | $36,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,842 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 666 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,080 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 800 | $35,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,795 | $35,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 2,291 | $35,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,251 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,201 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 440 | $35,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 1,535 | $35,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,366 | $35,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 1,600 | $35,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,962 | $35,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 2,500 | $35,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 647 | $35,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,086 | $35,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 1,512 | $35,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,614 | $35,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 6,497 | $35,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 1,992 | $35,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 9,320 | $34,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 2,519 | $34,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,526 | $34,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,424 | $34,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 4,084 | $34,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 600 | $34,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 2,765 | $34,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,000 | $34,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,434 | $34,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,954 | $34,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,201 | $34,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,910 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 905 | $34,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,014 | $34,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 4,593 | $34,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 11,608 | $34,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 951 | $33,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,015 | $33,000 | thousands by filing date | |
| BLACKBERRY LTD | 09228F954 | EQUITY | 5,296 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,115 | $33,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 600 | $33,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 1,308 | $33,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,555 | $33,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 4,581 | $33,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U201 | RECON CAP DAX GE | 1,400 | $33,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 3,547 | $32,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,275 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 894 | $32,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 3,086 | $32,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,700 | $32,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 5,722 | $32,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 17,508 | $32,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 725 | $32,000 | thousands by filing date | |
| ERIN ENERGY CORP COM | 295625107 | Stock | 8,136 | $32,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 3,000 | $32,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 42,412 | $32,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 346 | $31,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 353 | $31,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 1,310 | $31,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 891 | $31,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 904 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 327 | $31,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,500 | $31,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,576 | $31,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 4,293 | $31,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 907 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,100 | $31,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,376 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 1,150 | $31,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,546 | $31,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 1,834 | $31,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 730 | $31,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,573 | $31,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 1,079 | $31,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 3,744 | $31,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,515 | $31,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 1,676 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,215 | $31,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 9,033 | $31,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,502 | $30,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 2,984 | $30,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,417 | $30,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 298 | $30,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 4,956 | $30,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 3,051 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 1,306 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 1,195 | $30,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 454 | $29,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,806 | $29,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 2,814 | $29,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 2,075 | $29,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 2,787 | $29,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 2,095 | $29,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 2,968 | $29,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,000 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,010 | $29,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,020 | $29,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 639 | $29,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 454 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 602 | $28,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 1,920 | $28,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,650 | $28,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 4,778 | $28,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 52,041 | $28,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 2,706 | $28,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,330 | $28,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 1,200 | $28,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,068 | $27,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 892 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,990 | $27,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 2,104 | $27,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,980 | $27,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 1,061 | $27,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,246 | $27,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 500 | $27,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,967 | $27,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,000 | $27,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,340 | $27,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 5,500 | $27,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,187 | $26,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 263 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 394 | $26,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 1,750 | $26,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 556 | $26,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 23 | $26,000 | thousands by filing date | principal |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,800 | $26,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 2,011 | $26,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,593 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 616 | $26,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 798 | $26,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 7,197 | $26,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 460 | $25,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 908 | $25,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 2,045 | $25,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 275 | $25,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 6,062 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 750 | $25,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,800 | $25,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 255 | $25,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,050 | $25,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,600 | $25,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 4,363 | $25,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 3,553 | $25,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,165 | $25,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 4,661 | $25,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 1,104 | $25,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 3,412 | $25,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 390 | $24,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 267 | $24,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,849 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 510 | $24,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,200 | $24,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 500 | $24,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 1,440 | $24,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 1,675 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 516 | $24,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 4,700 | $24,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 1,520 | $24,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,005 | $24,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 1,048 | $24,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 7,535 | $24,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 21,903 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $24,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 1,721 | $24,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 500 | $24,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 25,000 | $24,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 6,240 | $24,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 582 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 948 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 536 | $23,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,333 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,847 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 632 | $23,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,000 | $23,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 710 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,050 | $23,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,400 | $23,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 23 | $23,000 | thousands by filing date | principal |
| DYNASIL CORP AMER | 268102100 | COM | 12,000 | $23,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 998 | $23,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3,517 | $23,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 3,598 | $23,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 1,409 | $23,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 430 | $22,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,775 | $22,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,564 | $22,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,259 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 569 | $22,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 883 | $22,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,075 | $22,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 325 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 300 | $22,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,742 | $22,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 863 | $22,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,300 | $22,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 500 | $22,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 8,960 | $22,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,295 | $22,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,256 | $21,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 2,840 | $21,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 341 | $21,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 2,054 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 500 | $21,000 | thousands by filing date | |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2,432 | $21,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 413 | $21,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 6,797 | $21,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,049 | $21,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 3,675 | $21,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 11,204 | $21,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 3,600 | $21,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 3,085 | $21,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,617 | $21,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 854 | $21,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 1,745 | $21,000 | thousands by filing date | |
| ZAIS GROUP HLDGS INC | 98887G106 | COM | 2,221 | $21,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 977 | $21,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 548 | $20,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 647 | $20,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,513 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 195 | $20,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 4,363 | $20,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,107 | $20,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 947 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 430 | $20,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 824 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 848 | $20,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,680 | $20,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 524 | $20,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 7,860 | $20,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,072 | $20,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 20 | $20,000 | thousands by filing date | principal |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 160 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 500 | $20,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,639 | $20,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 5,019 | $20,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 500 | $19,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 6,030 | $19,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 2,000 | $19,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 860 | $19,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 711 | $19,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 900 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 809 | $19,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 864 | $19,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,100 | $19,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 5,224 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 294 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 880 | $19,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 807 | $19,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 6,000 | $19,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 787 | $19,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 200 | $18,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,800 | $18,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,835 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 947 | $18,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,980 | $18,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,125 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 451 | $18,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,680 | $18,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,450 | $18,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,729 | $18,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,200 | $18,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 3,896 | $18,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,894 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 260 | $17,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,700 | $17,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,150 | $17,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,064 | $17,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,007 | $17,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,604 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,158 | $17,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,050 | $17,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 16,319 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,352 | $17,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 1,200 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 387 | $17,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 1,300 | $17,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,617 | $17,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 639 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 680 | $17,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 830 | $17,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 527 | $17,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 2,000 | $17,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 301 | $16,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 800 | $16,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,842 | $16,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 150 | $16,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,249 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 1,422 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 267 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,106 | $16,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 463 | $16,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,200 | $16,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 3,122 | $16,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 800 | $16,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,100 | $16,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 397 | $16,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,434 | $16,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 19,700 | $16,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,678 | $16,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 16,706 | $16,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,000 | $16,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 633 | $16,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 650 | $16,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,252 | $16,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 266 | $15,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 404 | $15,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,400 | $15,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,451 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 253 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 243 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 450 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 500 | $15,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 624 | $15,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 885 | $15,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,534 | $15,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 600 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 591 | $15,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,973 | $15,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 1,500 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 600 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 598 | $15,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 15,155 | $15,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 4,770 | $15,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 15 | $15,000 | thousands by filing date | principal |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 215 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 480 | $14,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 500 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,092 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 992 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,100 | $14,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,027 | $14,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 5,000 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,298 | $14,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 789 | $14,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 23,650 | $14,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,400 | $14,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 656 | $14,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 5,700 | $14,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 250 | $14,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,802 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 571 | $14,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 2,240 | $14,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 1,430 | $14,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 26,854 | $14,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 4,121 | $14,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 1,412 | $14,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 950 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 419 | $13,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 8,473 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 109 | $13,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 232 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,000 | $13,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 800 | $13,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 5,879 | $13,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 390 | $13,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 825 | $13,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 480 | $13,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,412 | $13,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,200 | $13,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 534 | $13,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,121 | $13,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 2,100 | $13,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 3,473 | $13,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 505 | $13,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 500 | $13,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 796 | $13,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 400 | $13,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 1,000 | $13,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 611 | $13,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 1,000 | $13,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y833 | US 500 VOL WT | 383 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 630 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 500 | $12,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 6,278 | $12,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 960 | $12,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 176 | $12,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 950 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 299 | $12,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 816 | $12,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 3,996 | $12,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 287 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 149 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 213 | $12,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 500 | $12,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 518 | $12,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 300 | $12,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,839 | $12,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 15 | $12,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 441 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 40,800 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 514 | $12,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 264 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 538 | $12,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 800 | $12,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 251 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 860 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 510 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 441 | $12,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 762 | $12,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 1,500 | $12,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 556 | $12,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,603 | $11,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,458 | $11,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 450 | $11,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,411 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 700 | $11,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 800 | $11,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 660 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 601 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011568 | this filing | 2015-11-12 | acceptance time not in the bulk data set |