13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 5,123 holding rows worth $22,919,554,000.
- Accession
- 0000950123-15-011568
- Filer
- CIK 5272
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,875 entries on the cover page, a total value of $22,919,554,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,919,484,000 with VALUE read as thousands by filing date, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SONUS NETWORKS INC | 835916503 | COM NEW | 29,204 | $167,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 10,063 | $167,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 12,360 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,715 | $166,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,894 | $166,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 5,004 | $166,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 8,490 | $166,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 12,693 | $165,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 3,514 | $165,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 4,325 | $165,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,199 | $165,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 6,516 | $165,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,065 | $164,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 9,457 | $164,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 23,848 | $164,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 13,100 | $164,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 14,961 | $164,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 14,261 | $164,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34,989 | $164,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 37,470 | $164,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 60,021 | $164,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 5,764 | $163,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 12,140 | $163,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,756 | $163,000 | thousands by filing date | |
| FRANCO NEVADA CORP | 351858956 | EQUITY | 3,700 | $163,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,062 | $162,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 12,330 | $162,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 33,940 | $162,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 14,559 | $162,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 16,187 | $162,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 60,680 | $162,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 6,604 | $162,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 9,635 | $161,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 12,595 | $161,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,296 | $161,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,226 | $161,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 3,907 | $161,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,944 | $161,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 35,896 | $161,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 8,009 | $161,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 14,013 | $161,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 2,255 | $160,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,991 | $160,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,446 | $160,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,057 | $160,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,438 | $160,000 | thousands by filing date | |
| CANADIAN NATURAL RESOURCES | 136385952 | EQUITY | 8,221 | $160,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 35,909 | $160,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,818 | $160,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,900 | $159,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 4,476 | $159,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 9,591 | $159,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 6,143 | $159,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 28,566 | $159,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 211 | $158,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 15,838 | $158,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 7,683 | $158,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 11,061 | $157,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 12,480 | $157,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 6,864 | $157,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 12,446 | $156,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 38,278 | $156,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,481 | $156,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 4,429 | $155,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,450 | $155,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 13,469 | $155,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 105,885 | $155,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 8,451 | $154,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 14,494 | $154,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 9,525 | $154,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 90,794 | $154,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 6,000 | $154,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 22,267 | $153,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 8,662 | $153,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,846 | $152,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 3,738 | $152,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,688 | $152,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 48,517 | $152,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 27,502 | $152,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 9,408 | $152,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 11,246 | $152,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 13,198 | $152,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 26,420 | $152,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 19,778 | $151,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,688 | $151,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,902 | $151,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 4,623 | $151,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 18,957 | $151,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 10,600 | $151,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 3,277 | $151,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 71,421 | $151,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,589 | $150,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 6,851 | $150,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 5,238 | $150,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 28,711 | $150,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 15,811 | $150,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 14,528 | $150,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 5,857 | $149,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 4,884 | $149,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 5,149 | $149,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 6,343 | $149,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 23,085 | $149,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,972 | $149,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 16,543 | $149,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 5,736 | $149,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 17,322 | $149,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 8,574 | $148,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 14,050 | $148,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 10,507 | $148,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 12,647 | $148,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,924 | $147,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,489 | $147,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 17,390 | $147,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 6,997 | $147,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 8,284 | $146,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,718 | $146,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 14,960 | $146,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,522 | $146,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,250 | $146,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,615 | $146,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,943 | $146,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 10,477 | $146,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 5,363 | $146,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 8,522 | $146,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 9,861 | $146,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,421 | $145,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 4,738 | $145,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 5,840 | $145,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 4,624 | $145,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 15,898 | $145,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 4,849 | $144,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 19,967 | $144,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 6,116 | $144,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,470 | $144,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 9,572 | $144,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 9,235 | $143,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 6,900 | $143,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 15,118 | $143,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 61,425 | $143,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 6,149 | $143,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 8,695 | $143,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 822 | $142,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 9,943 | $142,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 34,697 | $142,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 23,940 | $142,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 12,903 | $142,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 97,031 | $142,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,921 | $141,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 2,807 | $141,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,136 | $141,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 25,338 | $141,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,595 | $140,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 5,256 | $140,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 7,188 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 3,503 | $140,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,500 | $140,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 12,880 | $140,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 7,157 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 3,212 | $140,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 12,335 | $140,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 16,642 | $140,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 7,269 | $139,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 4,849 | $139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 6,683 | $139,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 5,463 | $139,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 7,361 | $139,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 2,100 | $139,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,850 | $138,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,686 | $138,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 17,068 | $138,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,304 | $138,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,033 | $138,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,164 | $138,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 34,550 | $138,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 18,932 | $138,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 36,313 | $137,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 21,177 | $137,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 5,311 | $137,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 4,000 | $137,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 15,339 | $137,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 6,195 | $136,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,999 | $136,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 9,679 | $136,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 13,066 | $136,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 21,781 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 3,769 | $136,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 7,154 | $136,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 23,226 | $135,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,302 | $135,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 3,755 | $135,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 6,011 | $135,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 4,619 | $135,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,231 | $135,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 22,163 | $135,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,562 | $134,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,802 | $134,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 14,467 | $134,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 4,919 | $134,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,302 | $134,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 75,508 | $134,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 10,780 | $134,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 4,252 | $134,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,460 | $134,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 7,240 | $134,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,665 | $133,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,333 | $133,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,385 | $133,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 6,635 | $133,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 44,196 | $133,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,104 | $133,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 2,325 | $133,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,251 | $132,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,889 | $132,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 2,412 | $132,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,021 | $132,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,267 | $132,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 8,536 | $132,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,222 | $132,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,270 | $132,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 65,254 | $132,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 13,598 | $132,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,664 | $132,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 57,439 | $132,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 62,803 | $132,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 10,426 | $132,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 21,505 | $132,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 11,058 | $132,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 10,112 | $132,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 3,522 | $131,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 5,878 | $131,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 3,484 | $131,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,302 | $131,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 8,659 | $131,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 4,253 | $131,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,750 | $131,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 18,572 | $131,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 6,311 | $131,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 35,535 | $130,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,523 | $130,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 6,271 | $130,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 7,747 | $130,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 6,643 | $130,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,545 | $130,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,873 | $130,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 20,515 | $130,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 12,268 | $130,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 39,305 | $130,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 5,000 | $130,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 4,890 | $130,000 | thousands by filing date | |
| OPEN TEXT CORP | 683715957 | EQUITY | 2,900 | $130,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 25,701 | $130,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 10,252 | $130,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,720 | $129,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 2,876 | $129,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,012 | $129,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 12,577 | $129,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 10,200 | $129,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 5,416 | $129,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,365 | $129,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 16,578 | $129,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,385 | $129,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 65,962 | $129,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 7,167 | $129,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 6,033 | $129,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 6,993 | $129,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 2,217 | $128,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,495 | $128,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,268 | $128,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 8,026 | $128,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 51,714 | $128,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 27,380 | $128,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 10,382 | $128,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 21,014 | $128,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,607 | $127,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,600 | $127,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 6,083 | $127,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,147 | $127,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 4,076 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,952 | $127,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 2,559 | $127,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 2,021 | $127,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 4,871 | $127,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,123 | $127,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 9,831 | $126,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 11,643 | $126,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 12,718 | $126,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,889 | $126,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 35,987 | $126,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 3,261 | $125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 4,559 | $125,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 5,462 | $125,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 15,885 | $125,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 2,147 | $125,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 6,883 | $124,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 7,227 | $124,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 4,542 | $124,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 7,767 | $124,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 5,814 | $124,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,657 | $123,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 9,705 | $123,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 12,277 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,530 | $123,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 19,565 | $123,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 70,065 | $123,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 29,293 | $123,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,056 | $122,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,649 | $122,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 6,080 | $122,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 6,418 | $122,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 4,040 | $122,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 21,074 | $122,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 17,795 | $122,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 9,307 | $122,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 5,625 | $122,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,135 | $122,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1,745 | $122,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 4,079 | $122,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 9,498 | $121,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,898 | $121,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 7,063 | $121,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 5,263 | $121,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 2,998 | $121,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 7,021 | $121,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,042 | $121,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 19,656 | $121,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 46,251 | $121,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 34,259 | $121,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 15,435 | $121,000 | thousands by filing date | |
| MERK GOLD TR SHS BEN INT | 590055109 | ALTERNATIVE-PUBLIC | 10,893 | $121,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 7,433 | $120,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,728 | $120,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 6,742 | $120,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 5,271 | $120,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,162 | $120,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 4,972 | $120,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 7,551 | $120,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,479 | $120,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 5,121 | $120,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 18,440 | $120,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 34,465 | $120,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 5,512 | $120,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,654 | $119,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 19,895 | $119,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,300 | $119,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 5,136 | $119,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,201 | $119,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 19,822 | $119,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 19,417 | $119,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 10,033 | $119,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 6,850 | $119,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 3,129 | $118,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,683 | $118,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 634 | $118,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 3,777 | $118,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,885 | $118,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 10,635 | $118,000 | thousands by filing date | |
| METHANEX CORP | 59151K959 | EQUITY | 3,571 | $118,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 17,323 | $118,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 15,095 | $118,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 8,915 | $117,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 10,164 | $117,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 5,496 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 4,713 | $117,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 13,771 | $117,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,435 | $117,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,613 | $116,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 7,174 | $116,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,095 | $116,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 5,375 | $116,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 3,818 | $116,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 6,656 | $116,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 1,072 | $116,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 7,209 | $116,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 8,171 | $116,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 34,938 | $116,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,920 | $116,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 8,132 | $116,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 14,172 | $116,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 9,957 | $116,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 4,882 | $116,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 12,667 | $116,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,428 | $115,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,626 | $115,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 2,808 | $115,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 25,704 | $115,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 3,262 | $115,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,170 | $115,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 3,242 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 655 | $114,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,129 | $114,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 3,942 | $114,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,201 | $114,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,760 | $113,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 9,341 | $113,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 8,543 | $113,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 9,470 | $113,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 9,781 | $113,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 2,150 | $113,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 5,002 | $113,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 7,975 | $113,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 5,521 | $113,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 110,498 | $113,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 2,695 | $113,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 3,649 | $113,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 3,753 | $113,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,203 | $112,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 17,566 | $112,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 3,984 | $112,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,173 | $112,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 4,183 | $112,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 6,843 | $112,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 16,381 | $112,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 18,556 | $112,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 6,927 | $111,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 7,906 | $111,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 8,496 | $111,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 20,420 | $111,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 776 | $111,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,589 | $110,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,738 | $110,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 13,764 | $110,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 79,354 | $110,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193904 | CALL | 130 | $109,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 2,875 | $109,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,719 | $109,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 20,299 | $109,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,101 | $109,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 6,533 | $109,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16,596 | $109,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 18,191 | $109,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 149,049 | $109,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 5,672 | $109,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,646 | $108,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 17,290 | $108,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,444 | $108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 4,639 | $108,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 61,681 | $108,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 10,294 | $108,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 5,630 | $108,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 6,356 | $107,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 10,278 | $107,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 7,766 | $107,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 2,790 | $107,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,996 | $107,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,699 | $107,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 14,551 | $107,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 4,240 | $107,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,483 | $107,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 14,303 | $107,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 18,548 | $106,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 27,000 | $106,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 4,013 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,071 | $106,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,800 | $106,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 16,483 | $106,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 4,431 | $106,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 7,059 | $105,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 3,890 | $105,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5,074 | $105,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 11,197 | $105,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 8,400 | $105,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 5,040 | $105,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,142 | $105,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 64,217 | $105,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 3,482 | $104,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 867 | $104,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,326 | $104,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 5,980 | $104,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 7,763 | $103,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 10,194 | $103,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 3,561 | $103,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,827 | $102,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 6,421 | $102,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 7,402 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 1,564 | $102,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D958 | EQUITY | 21,885 | $102,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 6,098 | $102,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 3,339 | $102,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 2,793 | $102,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,470 | $102,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 2,164 | $102,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 18,926 | $102,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,968 | $102,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 37,932 | $102,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 19,554 | $102,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 1,012 | $102,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 5,415 | $101,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 7,070 | $101,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 22,024 | $101,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 33,242 | $101,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,772 | $101,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 6,277 | $100,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 12,854 | $100,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,150 | $100,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 8,916 | $100,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,762 | $100,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 4,749 | $100,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 7,556 | $100,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,220 | $100,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 6,668 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011568 | this filing | 2015-11-12 | acceptance time not in the bulk data set |