13F-HR filed by AMERICAN INTERNATIONAL GROUP, INC.
AMERICAN INTERNATIONAL GROUP, INC. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 5,123 holding rows worth $22,919,554,000.
- Accession
- 0000950123-15-011568
- Filer
- CIK 5272
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 11,875 entries on the cover page, a total value of $22,919,554,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,919,484,000 with VALUE read as thousands by filing date, 13F file number 028-00219. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSUNAMERICA ASSET MANAGEMENT, LLC 028-02725
- included managerFSC SECURITIES CORPORATION 028-11910
- included managerSAGEPOINT FINANCIAL, INC. 028-12857
- included managerROYAL ALLIANCE ASSOCIATES, INC. 028-14431
- included managerWOODBURY FINANCIAL SERVICES, INC. 028-16297
- included managerAIG ASSET MANAGEMENT (U.S.), LLC 028-13934
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 4,201 | $99,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 16,412 | $99,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 5,754 | $99,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,574 | $99,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 6,885 | $99,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,408 | $98,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 3,604 | $98,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 2,440 | $98,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 11,486 | $98,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 6,324 | $98,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 475 | $98,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 7,476 | $98,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,262 | $98,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 5,772 | $98,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 40,085 | $98,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 56,596 | $97,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 4,877 | $97,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,414 | $97,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 4,442 | $97,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 19,833 | $97,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 3,344 | $97,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 13,270 | $97,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,367 | $96,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 3,670 | $96,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,272 | $96,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 3,196 | $96,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 2,149 | $96,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 5,197 | $96,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD | 008474959 | EQUITY | 3,785 | $96,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 45,890 | $96,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 6,245 | $96,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 4,235 | $96,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 5,347 | $95,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 3,100 | $95,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,119 | $95,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 1,319 | $95,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 8,293 | $95,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 4,877 | $95,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,600 | $95,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 4,897 | $95,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 10,766 | $95,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 11,469 | $95,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 5,343 | $95,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 8,114 | $94,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,310 | $94,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,429 | $94,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 6,509 | $94,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,681 | $94,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,414 | $94,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 4,475 | $94,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 10,389 | $94,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 15,233 | $94,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,632 | $94,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 63,402 | $94,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 30,953 | $93,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 3,680 | $93,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 43,239 | $93,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 10,549 | $93,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 22,325 | $93,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,179 | $92,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,755 | $92,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 6,470 | $92,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,625 | $92,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 2,259 | $92,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,492 | $92,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 14,381 | $92,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 5,849 | $92,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,296 | $92,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,438 | $92,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 10,587 | $92,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 3,838 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,161 | $91,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 8,429 | $91,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 5,739 | $91,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,963 | $91,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 6,917 | $91,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 11,100 | $91,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 162,678 | $91,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 10,365 | $91,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 15,112 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,614 | $90,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,346 | $90,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,145 | $90,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 29,901 | $90,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 3,805 | $90,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 2,678 | $90,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 3,675 | $89,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,037 | $89,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,609 | $89,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 771 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,649 | $89,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 6,616 | $89,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,463 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,490 | $89,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 6,315 | $88,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 126,445 | $88,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,607 | $88,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 8,814 | $88,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 3,913 | $87,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,835 | $87,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 12,284 | $87,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,978 | $87,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 4,264 | $87,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 10,210 | $87,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 894 | $86,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 7,392 | $86,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,919 | $86,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,800 | $86,000 | thousands by filing date | |
| VITAE PHARMACEUTICALS INC | 92847N103 | COM | 7,782 | $86,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 2,167 | $85,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,970 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 6,055 | $85,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 5,533 | $85,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 7,611 | $85,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC | 375916954 | EQUITY | 2,800 | $85,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,036 | $85,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 8,000 | $85,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 5,852 | $85,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 3,542 | $85,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 5,063 | $85,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,720 | $84,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,505 | $84,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 9,171 | $84,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 6,915 | $84,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,896 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,242 | $84,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 3,312 | $84,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 13,351 | $84,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 996 | $84,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 6,459 | $84,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 7,089 | $84,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 2,098 | $83,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,273 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,396 | $83,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,950 | $83,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 5,069 | $83,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 2,037 | $83,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 5,256 | $82,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,086 | $82,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 4,825 | $82,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 6,000 | $82,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 13,695 | $82,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 3,520 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 1,511 | $82,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,674 | $81,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,420 | $81,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 5,607 | $81,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 9,167 | $81,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,169 | $81,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 4,268 | $81,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 5,926 | $81,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 25,545 | $81,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 6,640 | $81,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 3,490 | $81,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,558 | $81,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 8,109 | $81,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 16,993 | $81,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,956 | $80,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,626 | $80,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 6,105 | $80,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 5,817 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 871 | $80,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 6,400 | $80,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 14,440 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,653 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 2,953 | $80,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 20,424 | $80,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 4,566 | $80,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 6,695 | $80,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 1,675 | $80,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 14,513 | $80,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,417 | $80,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 3,012 | $80,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 30,173 | $80,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,210 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,208 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,238 | $79,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 9,185 | $79,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,903 | $79,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,114 | $79,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 33,523 | $79,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 5,418 | $79,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435959 | COM | 30,905 | $79,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,858 | $78,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 6,200 | $78,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 6,377 | $78,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 6,000 | $78,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 4,360 | $78,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,807 | $78,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 25,349 | $78,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 5,091 | $78,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 42,073 | $78,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 5,023 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 5,000 | $78,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 4,956 | $78,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 7,213 | $78,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 19,104 | $77,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 3,808 | $77,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,700 | $77,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 9,873 | $77,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 23,140 | $77,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,131 | $77,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 4,878 | $77,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 13,041 | $77,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 2,227 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 1,475 | $76,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 2,420 | $76,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 4,869 | $76,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 4,898 | $76,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,215 | $76,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 7,373 | $76,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 39,787 | $76,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,871 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 2,960 | $76,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 1,578 | $75,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 2,744 | $75,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,750 | $75,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 25,637 | $75,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 33,060 | $75,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,600 | $75,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 5,114 | $75,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 657 | $75,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 6,096 | $75,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 279,389 | $75,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 9,902 | $75,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 19,900 | $75,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 10,901 | $75,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 1,583 | $74,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 6,922 | $74,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,626 | $74,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 3,397 | $74,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 6,208 | $74,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 19,626 | $74,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,108 | $74,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 85,112 | $74,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 35,650 | $74,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,753 | $74,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 23,815 | $74,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,757 | $74,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 53,308 | $74,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 680 | $73,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 8,863 | $73,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 814 | $73,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 5,431 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 892 | $72,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 3,128 | $72,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 10,000 | $72,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 9,584 | $72,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,073 | $72,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 2,131 | $72,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 12,069 | $72,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 15,489 | $72,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 550 | $72,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 41,041 | $71,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 7,850 | $71,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,710 | $71,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 17,717 | $71,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 1,150 | $71,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 94,720 | $71,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 12,876 | $71,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 3,196 | $71,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,998 | $70,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 97,534 | $70,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 21,482 | $70,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 7,819 | $70,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,630 | $69,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 11,771 | $69,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 5,000 | $69,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,753 | $69,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,175 | $69,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,075 | $68,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 6,210 | $68,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 844 | $68,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,400 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,834 | $68,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,263 | $68,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 3,212 | $68,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 5,311 | $68,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 64,644 | $68,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 5,160 | $68,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 18,985 | $68,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 5,972 | $68,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 5,221 | $68,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 4,289 | $68,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,801 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,589 | $67,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 67,936 | $67,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 11,169 | $67,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,634 | $67,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 2,673 | $67,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 6,794 | $67,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 850 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,672 | $66,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 3,178 | $66,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 57,159 | $66,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 3,233 | $66,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902958 | EQUITY | 37,736 | $66,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 7,373 | $66,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 1,967 | $66,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 2,623 | $66,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 2,650 | $66,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 3,490 | $66,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 4,295 | $65,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 13,165 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 1,164 | $65,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 3,662 | $65,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,213 | $65,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,486 | $65,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 2,518 | $65,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 3,087 | $65,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 5,000 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 2,700 | $65,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,292 | $64,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 384 | $64,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 2,740 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,074 | $63,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 4,463 | $63,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 3,989 | $63,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 2,966 | $63,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 10,000 | $63,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 2,969 | $63,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 22,814 | $63,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 1,409 | $63,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 4,523 | $63,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 22,144 | $63,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 2,433 | $62,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 3,585 | $62,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 4,600 | $62,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,676 | $62,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,728 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,292 | $62,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 904 | $62,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 2,700 | $62,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 7,100 | $62,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 9,370 | $62,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 4,905 | $61,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 22,234 | $61,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 8,543 | $61,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,178 | $60,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 7,347 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,353 | $60,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 75,188 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 2,347 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 2,330 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 524 | $59,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 734 | $59,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,573 | $59,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 608 | $59,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,790 | $59,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,143 | $59,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 12,494 | $59,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 84,080 | $59,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 2,147 | $59,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 2,313 | $59,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,460 | $58,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,108 | $58,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 1,564 | $58,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 2,564 | $58,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,162 | $58,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 2,500 | $58,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 11,243 | $58,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 5,563 | $58,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,349 | $57,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,550 | $57,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 1,695 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 3,235 | $57,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 76,010 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,020 | $57,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 3,169 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E176 | GURU INTL IDX | 4,769 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,484 | $56,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 2,999 | $56,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,241 | $56,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,150 | $56,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 609 | $56,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 8,987 | $56,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 13,605 | $56,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 2,200 | $56,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336958 | OPTION | 4,633 | $56,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 4,437 | $56,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,843 | $55,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 55,504 | $55,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,740 | $55,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,050 | $55,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 4,134 | $55,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,000 | $55,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 8,974 | $55,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 14,410 | $55,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 17,550 | $55,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 1,709 | $55,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 3,302 | $55,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 28,187 | $55,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,277 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,301 | $54,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 4,442 | $54,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 10,595 | $54,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 627 | $54,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 5,700 | $54,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 4,137 | $54,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60 | $54,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 3,991 | $54,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 8,096 | $54,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 635 | $53,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 1,167 | $53,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 15,039 | $53,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 3,800 | $53,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,953 | $53,000 | thousands by filing date | |
| TECK RESOURCES LTD CLS B | 878742956 | EQUITY | 11,201 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,285 | $53,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 25,849 | $53,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 15,907 | $53,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 3,328 | $53,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,481 | $52,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 4,115 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 706 | $52,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 3,600 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,657 | $52,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 28,570 | $52,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 39,066 | $52,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 4,152 | $52,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 523 | $52,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 20,543 | $52,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 13,918 | $51,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,770 | $51,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,615 | $51,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 9,165 | $51,000 | thousands by filing date | |
| FORMULA SYSTEMS 1985 LTD | 346414105 | SPONSORED ADS | 1,857 | $51,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 3,524 | $51,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,251 | $51,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 5,598 | $51,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 9,146 | $51,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,630 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,039 | $50,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 5,337 | $50,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 29,184 | $50,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 6,632 | $50,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 2,027 | $50,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,015 | $50,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,267 | $49,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 6,606 | $49,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 22,107 | $49,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,584 | $49,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W408 | Cmn | 2,206 | $49,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,351 | $48,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,775 | $48,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 975 | $48,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 3,077 | $48,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 522 | $48,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 2,636 | $48,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 2,600 | $48,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 26,083 | $48,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,625 | $48,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 140,891 | $48,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,006 | $48,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 5,098 | $48,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 9,718 | $48,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 612 | $47,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 2,514 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,828 | $47,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 14,448 | $47,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,314 | $47,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 5,332 | $47,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,682 | $47,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 1,434 | $47,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 873 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 984 | $46,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 2,537 | $46,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 4,486 | $46,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 20,394 | $46,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 627 | $45,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 2,343 | $45,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,021 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 3,000 | $45,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 607 | $45,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,517 | $45,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 1,608 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,300 | $45,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 2,250 | $45,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,822 | $45,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 4,500 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,005 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 3,000 | $45,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 6,388 | $44,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 2,678 | $44,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 224 | $44,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 40 | $44,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 22,379 | $44,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 4,719 | $44,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 20,611 | $44,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,283 | $44,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,366 | $44,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,508 | $43,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 7,550 | $43,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 500 | $43,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 6,268 | $43,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 2,718 | $43,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,235 | $43,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 350 | $42,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,197 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 1,400 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-011568 | this filing | 2015-11-12 | acceptance time not in the bulk data set |