13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-06, with 4,710 holding rows worth $83,725,884,000 by the sum of the rows.
- Accession
- 0000950123-15-010871
- Filer
- CIK 713676
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,192 entries on the cover page, a total value of $64,991,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,725,884,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $64,991,728,000, 22% less than the sum of the rows, $83,725,884,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHARLES RIV LABS INTL INC | 159864107 | COM | 235 | $15,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 144 | $15,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 298 | $15,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 586 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 450 | $15,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,000 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 955 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,024 | $15,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 2,718 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 317 | $15,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,792 | $15,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 612 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 629 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 226 | $15,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $15,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 600 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| AMER FINANCIAL GP INC HLDG CO | 025932500 | PRF | 590 | $15,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 458 | $14,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 169 | $14,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $14,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 872 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 439 | $14,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,458 | $14,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 859 | $14,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 583 | $14,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 2,330 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 360 | $14,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 500 | $14,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 808 | $14,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 256 | $14,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 891 | $14,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,557 | $14,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 636 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 210 | $14,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $14,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 695 | $14,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $14,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,737 | $14,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 686 | $14,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,000 | $14,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 718 | $14,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 31,600 | $14,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 800 | $14,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 288 | $14,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,163 | $14,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 5,961 | $14,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 602 | $14,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 592 | $14,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,400 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,360 | $14,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 1,000 | $14,000 | thousands by filing date | |
| ASSOCIATED BANC-CORPWIS DEPOSITARY | 045488202 | EQUITIES | 520 | $14,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 2,000 | $14,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 431 | $14,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 827 | $14,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 700 | $14,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $14,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 887 | $14,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 606 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 271 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 250 | $13,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,800 | $13,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 603 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 975 | $13,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 151 | $13,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 646 | $13,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,320 | $13,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $13,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 709 | $13,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 800 | $13,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 601 | $13,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 2,243 | $13,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,700 | $13,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 531 | $13,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 934 | $13,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 8,764 | $13,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 326 | $13,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 789 | $13,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 967 | $13,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 500 | $13,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $13,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 1,655 | $13,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 455 | $13,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 6,050 | $13,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E112 | SHS | 4,700 | $13,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 1,000 | $13,000 | thousands by filing date | |
| GREAT PLAI | 391164209 | Preferred Stock | 150 | $13,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 381 | $12,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,053 | $12,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 609 | $12,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 389 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 287 | $12,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 649 | $12,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 639 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 130 | $12,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 874 | $12,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 700 | $12,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,962 | $12,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 1,531 | $12,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 148 | $12,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,186 | $12,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 468 | $12,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 662 | $12,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 28,286 | $12,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 922 | $12,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 1,125 | $12,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,415 | $12,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,647 | $12,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 174 | $12,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 4,333 | $12,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 182 | $12,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 732 | $12,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 465 | $12,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 475 | $12,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $12,000 | thousands by filing date | |
| Rait Finl Tr Pfd Ser A Cum Div | 749227203 | PFD | 650 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 512 | $12,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 904 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 450 | $12,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,600 | $12,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 206 | $11,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 193 | $11,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 577 | $11,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 376 | $11,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,195 | $11,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 722 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 1,150 | $11,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 337 | $11,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,910 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 306 | $11,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 300 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 372 | $11,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,108 | $11,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $11,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 890 | $11,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 183 | $11,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 774 | $11,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,324 | $11,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 932 | $11,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 1,649 | $11,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,682 | $11,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 2,300 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 322 | $11,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 1,509 | $11,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 692 | $11,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,111 | $11,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 550 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 400 | $11,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 800 | $11,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 667 | $11,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 415 | $11,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,580 | $11,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 638 | $11,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $10,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 583 | $10,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 400 | $10,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 850 | $10,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 570 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 350 | $10,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 200 | $10,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 963 | $10,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 800 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 252 | $10,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 500 | $10,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,063 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 375 | $10,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 321 | $10,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 787 | $10,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,590 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 506 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 450 | $10,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 496 | $10,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,844 | $10,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 350 | $10,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $10,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 490 | $10,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,611 | $10,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 134 | $10,000 | thousands by filing date | |
| SPARK NEW ZEALAND ADR | 84652A102 | COM | 1,010 | $10,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 255 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 700 | $10,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,080 | $10,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $10,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 1,200 | $10,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,000 | $10,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 282 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 410 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $10,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 4,000 | $10,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,199 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 200 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 267 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 399 | $10,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $10,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 242 | $10,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 200 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 300 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 175 | $9,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 205 | $9,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 196 | $9,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 295 | $9,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,269 | $9,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 297 | $9,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,483 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 469 | $9,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 445 | $9,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 255 | $9,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 346 | $9,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 410 | $9,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 644 | $9,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 816 | $9,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 1,321 | $9,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,173 | $9,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 760 | $9,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 500 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $9,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $9,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 600 | $9,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 114 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 432 | $9,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 448 | $9,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 1,318 | $9,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 574 | $9,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 745 | $9,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 5,103 | $9,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $9,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,552 | $9,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 323 | $9,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 2,319 | $9,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 544 | $9,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,745 | $9,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 413 | $9,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 200 | $9,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 658 | $9,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,882 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 989 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 100 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 250 | $9,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 542 | $9,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 846 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 325 | $9,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 350 | $9,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 100 | $9,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 397 | $9,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 10 | $9,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 700 | $9,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 2,000 | $9,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 321 | $8,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 102 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,896 | $8,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 317 | $8,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 702 | $8,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 461 | $8,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 334 | $8,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,000 | $8,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 992 | $8,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,788 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 166 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 261 | $8,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 516 | $8,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,513 | $8,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,411 | $8,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 300 | $8,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $8,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 414 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 1,027 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $8,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 173 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 276 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 563 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 374 | $8,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,400 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 800 | $8,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 239 | $8,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,200 | $8,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 1,057 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 132 | $8,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,125 | $8,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,196 | $8,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 400 | $8,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 265 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $8,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 600 | $8,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 2,250 | $8,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 208 | $8,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 435 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 4,000 | $8,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 317 | $8,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 447 | $8,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,267 | $8,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 2,000 | $8,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 437 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 882 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 300 | $8,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 500 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 188 | $8,000 | thousands by filing date | |
| Protective Life 6.0% Call 8/17 | 743674707 | PFD | 325 | $8,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,264 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 600 | $8,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 508 | $8,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 6,117 | $8,000 | thousands by filing date | |
| BANC CALIF INCSR NTDIV-7.50% | 05990K304 | Equities | 300 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 360 | $7,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 510 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 259 | $7,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 162 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 641 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 137 | $7,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 144 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 276 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 34 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 137 | $7,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 500 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 600 | $7,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 223 | $7,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 180 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 298 | $7,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 159 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,700 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 508 | $7,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 178 | $7,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 534 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,503 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 79 | $7,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 275 | $7,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 828 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 215 | $7,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 242 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $7,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 300 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 500 | $7,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 90 | $7,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 477 | $7,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 400 | $7,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 428 | $7,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 479 | $7,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 323 | $7,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,398 | $7,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 7,660 | $7,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $7,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 361 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 275 | $7,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 431 | $7,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 366 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 101 | $7,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 103 | $7,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $7,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 563 | $7,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 551 | $7,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 518 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 103 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 300 | $7,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 100 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 100 | $7,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 300 | $7,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 837 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 301 | $7,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 463 | $7,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 466 | $7,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 999 | $7,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 3,000 | $7,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 445 | $7,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 176 | $6,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 229 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 231 | $6,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 211 | $6,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 116 | $6,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 275 | $6,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 208 | $6,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 251 | $6,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 311 | $6,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 286 | $6,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 378 | $6,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 181 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 362 | $6,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 298 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 38 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 139 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 1,586 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 60 | $6,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 186 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 228 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 344 | $6,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 284 | $6,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 418 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 234 | $6,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 912 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 120 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 237 | $6,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 175 | $6,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 250 | $6,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 190 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 475 | $6,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,200 | $6,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 338 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 146 | $6,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 497 | $6,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,161 | $6,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 383 | $6,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 585 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 456 | $6,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 430 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 600 | $6,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,011 | $6,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 800 | $6,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 2,682 | $6,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 347 | $6,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 4,424 | $6,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 337 | $6,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 423 | $6,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 400 | $6,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 152 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 128 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 262 | $6,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 399 | $6,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $6,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $6,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,000 | $6,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,400 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 263 | $6,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 720 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $6,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 142 | $6,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 250 | $6,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 259 | $6,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 82 | $6,000 | thousands by filing date | |
| Taubman Centers 6.5% Pfd Series J | 876664608 | com | 250 | $6,000 | thousands by filing date | |
| NEXTERA ENERGY CAPITAL 5.7% | 65339K605 | PREFERRED STOCK | 250 | $6,000 | thousands by filing date | |
| TCF FINANCIAL 6.45% PFD (TCBPR | 872277405 | PFD | 240 | $6,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 138 | $6,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 500 | $6,000 | thousands by filing date | |
| Del Taco Restaurants | 245496112 | W EXP 06/30/202 | 1,250 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 255 | $6,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 300 | $6,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 124 | $5,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 13 | $5,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 46 | $5,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 306 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 281 | $5,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,000 | $5,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 133 | $5,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 288 | $5,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 246 | $5,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 212 | $5,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 172 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 400 | $5,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 127 | $5,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 114 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 104 | $5,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 322 | $5,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 295 | $5,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 136 | $5,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 417 | $5,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 332 | $5,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 118 | $5,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 296 | $5,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 176 | $5,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 150 | $5,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,000 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 209 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 172 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 175 | $5,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 221 | $5,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 200 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 234 | $5,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 342 | $5,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 315 | $5,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 538 | $5,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 494 | $5,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 678 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 172 | $5,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 305 | $5,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 527 | $5,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 68 | $5,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 482 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 721 | $5,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,678 | $5,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 200 | $5,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 96 | $5,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 217 | $5,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 246 | $5,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 342 | $5,000 | thousands by filing date | |
| Volkswagen Ag Preferred ADR | 928662303 | COM | 206 | $5,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 426 | $5,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 400 | $5,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 68 | $5,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-010871 | this filing | 2015-11-06 | acceptance time not in the bulk data set |