13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-06, with 4,710 holding rows worth $83,725,884,000 by the sum of the rows.
- Accession
- 0000950123-15-010871
- Filer
- CIK 713676
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,192 entries on the cover page, a total value of $64,991,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,725,884,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $64,991,728,000, 22% less than the sum of the rows, $83,725,884,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,530 | $40,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,460 | $40,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 4,075 | $40,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 3,289 | $40,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,342 | $40,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,627 | $40,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 458 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $40,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 679 | $39,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,350 | $39,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,800 | $39,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 3,690 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,398 | $39,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,796 | $39,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 671 | $39,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,983 | $39,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,400 | $39,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 10,224 | $39,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 5,000 | $39,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $39,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 587 | $38,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 669 | $38,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,450 | $38,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,365 | $38,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,002 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 771 | $38,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 967 | $38,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,996 | $38,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,600 | $38,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,112 | $38,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,577 | $38,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 3,433 | $38,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,091 | $38,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,193 | $38,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 3,762 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 700 | $38,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,000 | $38,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 645 | $38,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $38,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,292 | $38,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,819 | $38,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 5,639 | $38,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 3,707 | $38,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 2,223 | $38,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 2,813 | $38,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $38,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,216 | $38,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,867 | $38,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 680 | $37,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 2,000 | $37,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 5,164 | $37,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 12 | $37,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,389 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 510 | $37,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 2,629 | $37,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,223 | $37,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 7,214 | $37,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 1,370 | $37,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 17,280 | $37,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 972 | $37,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,052 | $37,000 | thousands by filing date | |
| CAMPUS CREST 8.00% A | 13466Y204 | PREFERR | 1,525 | $37,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,500 | $36,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 525 | $36,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 848 | $36,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 653 | $36,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 8,000 | $36,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,006 | $36,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $36,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,305 | $36,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,295 | $36,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 486 | $36,000 | thousands by filing date | |
| Cedar Shopping Centers 7.25% Pfd Series B | 150602407 | com | 1,500 | $36,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 2,800 | $36,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 10,552 | $36,000 | thousands by filing date | |
| IMPAC MTG | 45254P409 | Preferred Stock | 6,000 | $36,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,686 | $35,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,200 | $35,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,000 | $35,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,687 | $35,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,085 | $35,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 3,412 | $35,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,733 | $35,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,521 | $35,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 995 | $35,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 1,574 | $35,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 12,351 | $35,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 642 | $35,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $35,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 700 | $35,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 628 | $35,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,500 | $35,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 442 | $34,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 7,240 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 767 | $34,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,650 | $34,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 960 | $34,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,295 | $34,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,638 | $34,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 540 | $34,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,526 | $34,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,258 | $34,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,067 | $34,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 7,035 | $34,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,000 | $34,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,417 | $34,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 569 | $34,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,192 | $34,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,940 | $34,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 5,500 | $34,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,372 | $34,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,091 | $34,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $34,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 1,521 | $34,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 392 | $33,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 350 | $33,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,850 | $33,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,125 | $33,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,881 | $33,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 591 | $33,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,234 | $33,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 7,083 | $33,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 914 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $33,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 1,300 | $33,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 800 | $33,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 3,515 | $32,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 2,000 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 535 | $32,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 677 | $32,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,266 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 600 | $32,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 702 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 650 | $32,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,154 | $32,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 3,253 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 355 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,002 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 703 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,264 | $32,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 1,062 | $32,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,842 | $32,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 809 | $32,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 3,000 | $32,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 155 | $31,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 317 | $31,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,700 | $31,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7,200 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 861 | $31,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,324 | $31,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,326 | $31,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 2,075 | $31,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 3,451 | $31,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,225 | $31,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,554 | $31,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 6,500 | $31,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,275 | $31,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 2,743 | $31,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,141 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,250 | $30,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,000 | $30,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 910 | $30,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $30,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 4,407 | $30,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,352 | $30,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 6,323 | $30,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 336 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 1,248 | $30,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 663 | $30,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 15,863 | $30,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 933 | $30,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,129 | $30,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 9,022 | $30,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 568 | $30,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $30,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 1,200 | $30,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 1,000 | $30,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,279 | $30,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 585 | $29,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,522 | $29,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 1,490 | $29,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 898 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 586 | $29,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $29,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,200 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 698 | $29,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,205 | $29,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 600 | $29,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 2,300 | $29,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1,500 | $28,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,253 | $28,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,652 | $28,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,937 | $28,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,303 | $28,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 2,916 | $28,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,000 | $28,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $28,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,981 | $28,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 2,894 | $28,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,441 | $28,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $28,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,971 | $28,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 13,106 | $28,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 214 | $28,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 239 | $27,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 3,852 | $27,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,400 | $27,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 535 | $27,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 958 | $27,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,756 | $27,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 299 | $27,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,977 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 5,788 | $27,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 872 | $27,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,764 | $27,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,006 | $27,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,149 | $27,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 513 | $27,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,782 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,296 | $27,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 273 | $26,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,500 | $26,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 638 | $26,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 1,140 | $26,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 1,100 | $26,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,600 | $26,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 357 | $26,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 2,400 | $26,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 658 | $26,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 815 | $26,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,910 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,824 | $26,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 946 | $26,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 746 | $26,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 27,786 | $26,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,563 | $26,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $26,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 3,970 | $26,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,010 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,083 | $26,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 1,000 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 615 | $26,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $26,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 3,517 | $26,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,576 | $25,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,958 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 592 | $25,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 665 | $25,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 625 | $25,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 1,728 | $25,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $25,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 3,917 | $25,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,210 | $25,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 4,100 | $25,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,520 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $25,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 1,003 | $25,000 | thousands by filing date | |
| BALITMORE | 059165696 | Preferred Stock | 250 | $25,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 275 | $24,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 1,112 | $24,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 8,227 | $24,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,485 | $24,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,308 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 208 | $24,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,416 | $24,000 | thousands by filing date | |
| OHIO VY BANC CORP | 677719106 | COM | 1,000 | $24,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,120 | $24,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 4,046 | $24,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,902 | $24,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 6,090 | $24,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 2,221 | $24,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 1,293 | $24,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 972 | $24,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,716 | $24,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $24,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 962 | $24,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,808 | $24,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,205 | $24,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 811 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $24,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,766 | $24,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,854 | $24,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $24,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 8,000 | $24,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 3,341 | $24,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 1,262 | $24,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 286 | $24,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,794 | $24,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $24,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $24,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 2,703 | $24,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 2,595 | $24,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 687 | $24,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K794 | LTN AM BLL 3X NW | 1,696 | $24,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 261 | $23,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,285 | $23,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 755 | $23,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 373 | $23,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 949 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 737 | $23,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,372 | $23,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 354 | $23,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 4,000 | $23,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 245 | $23,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 894 | $23,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 282 | $23,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,754 | $23,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $23,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 500 | $23,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 992 | $23,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $23,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,457 | $23,000 | thousands by filing date | |
| DUQUESNE LIGHT CO | 266228501 | PREFERR | 500 | $23,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,005 | $22,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,438 | $22,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 1,000 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 850 | $22,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 426 | $22,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 2,069 | $22,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 2,000 | $22,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 803 | $22,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,481 | $22,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 2,000 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,200 | $22,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,051 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 872 | $22,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 1,348 | $22,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,066 | $22,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,331 | $22,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,200 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $22,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 2,520 | $22,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $22,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,275 | $22,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 477 | $22,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,688 | $22,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 290 | $22,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 600 | $22,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 612 | $22,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,000 | $22,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,688 | $22,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,900 | $22,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 850 | $22,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,479 | $22,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 28,350 | $22,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,372 | $22,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 40,000 | $22,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 28,097 | $22,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 395 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,900 | $21,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 449 | $21,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 475 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 500 | $21,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 900 | $21,000 | thousands by filing date | |
| POPULAR CAP TR IGTD MONTHLY INCOMETR | 73317W203 | EQUITIES | 1,050 | $21,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 228 | $20,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $20,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,407 | $20,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 644 | $20,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 967 | $20,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 625 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,444 | $20,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 707 | $20,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 2,000 | $20,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 675 | $20,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 526 | $20,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 395 | $20,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,351 | $20,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 2,777 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 983 | $20,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 799 | $20,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 674 | $20,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $20,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 981 | $20,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,200 | $20,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 775 | $20,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 806 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 940 | $20,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $20,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 791 | $20,000 | thousands by filing date | |
| Welltower Inc PFD | 95040Q302 | Equity | 800 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D381 | Cmn | 3,080 | $20,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 765 | $19,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 664 | $19,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 365 | $19,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,167 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 140 | $19,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,530 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 598 | $19,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 715 | $19,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,635 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 1,000 | $19,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 500 | $19,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,807 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,097 | $19,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 503 | $19,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 800 | $19,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,340 | $19,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,169 | $19,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 2,197 | $19,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,513 | $19,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 811 | $19,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,073 | $19,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 1,820 | $19,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 735 | $19,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $19,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 800 | $19,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,164 | $18,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 625 | $18,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 824 | $18,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,968 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 245 | $18,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 82 | $18,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 464 | $18,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 842 | $18,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 376 | $18,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,613 | $18,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $18,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 987 | $18,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 458 | $18,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 319 | $18,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,775 | $18,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,536 | $18,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 335 | $18,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 544 | $18,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 1,256 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 395 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 808 | $18,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,042 | $18,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,500 | $18,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,200 | $18,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 762 | $18,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,059 | $18,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 514 | $18,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,347 | $18,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,165 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,900 | $18,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,121 | $18,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 788 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 2,100 | $18,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 700 | $18,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 700 | $18,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,575 | $18,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,747 | $17,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 741 | $17,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 476 | $17,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 390 | $17,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 174 | $17,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 850 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 722 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 523 | $17,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 774 | $17,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,114 | $17,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,059 | $17,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $17,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 12,251 | $17,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,000 | $17,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 221 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 5,753 | $17,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 414 | $17,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $17,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 547 | $17,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 539 | $16,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 214 | $16,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 496 | $16,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,280 | $16,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 288 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 334 | $16,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 654 | $16,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $16,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 248 | $16,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,100 | $16,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 486 | $16,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $16,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 2,714 | $16,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 983 | $16,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,324 | $16,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 827 | $16,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 867 | $16,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 844 | $16,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 6,746 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $16,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 2,223 | $16,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 5,923 | $16,000 | thousands by filing date | |
| Cliff Natural Resources, Inc. | 18683k408 | PFD | 6,700 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,000 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 200 | $16,000 | thousands by filing date | |
| FIRSTMERIT CORP 5.875% SER A ( | 337915300 | PFD | 650 | $16,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 7,454 | $16,000 | thousands by filing date | |
| SLM CORP N | 78442P403 | Preferred Stock | 700 | $16,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 150 | $15,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 1,100 | $15,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 400 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-010871 | this filing | 2015-11-06 | acceptance time not in the bulk data set |