13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-06, with 4,710 holding rows worth $83,725,884,000 by the sum of the rows.
- Accession
- 0000950123-15-010871
- Filer
- CIK 713676
- Filed
- 2015-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 4,192 entries on the cover page, a total value of $64,991,728,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,725,884,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $64,991,728,000, 22% less than the sum of the rows, $83,725,884,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,988 | $104,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 6,077 | $104,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 44,796 | $104,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 8,947 | $104,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 8,980 | $104,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 3,925 | $103,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 3,685 | $102,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 7,512 | $102,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 3,523 | $102,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 5,893 | $102,000 | thousands by filing date | |
| SVENSKA HANDELSB A UNSP ADR | 86959C103 | COM | 14,332 | $102,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,673 | $102,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 2,500 | $102,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 10,000 | $102,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,321 | $101,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 3,667 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,304 | $101,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,000 | $101,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,591 | $101,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 3,385 | $101,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 11,004 | $101,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 7,000 | $101,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 2,284 | $100,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,918 | $100,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 7,862 | $100,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 6,397 | $100,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 7,399 | $100,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 53,187 | $100,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 4,008 | $100,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 7,247 | $100,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 8,254 | $99,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,301 | $99,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 9,165 | $99,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 1,829 | $99,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 7,077 | $99,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,218 | $98,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,762 | $98,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 22,000 | $98,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 7,751 | $98,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 3,950 | $98,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 6,054 | $98,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 11,040 | $98,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 2,346 | $97,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 6,300 | $97,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,055 | $97,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,261 | $97,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 3,113 | $97,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 3,120 | $97,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,823 | $96,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 4,711 | $96,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 6,776 | $96,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 5,600 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,430 | $96,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 17,056 | $96,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 3,390 | $96,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,000 | $96,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 12,100 | $96,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 2,000 | $96,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,067 | $95,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 7,614 | $95,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 8,000 | $95,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 7,234 | $95,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 3,750 | $95,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 2,192 | $94,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,162 | $94,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 2,000 | $94,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,750 | $94,000 | thousands by filing date | |
| NASPERS LTD ADR N SHS | 631512100 | ADR | 756 | $94,000 | thousands by filing date | |
| BRANDYWINE REALTY PFD 6.9 | 105368609 | Com | 3,700 | $94,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,737 | $93,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 9,443 | $93,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,076 | $93,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 1,600 | $93,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,599 | $93,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,440 | $92,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 4,617 | $92,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 3,979 | $92,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,643 | $92,000 | thousands by filing date | |
| MONOTARO CO LTD UNSPONS ADR | 61022V107 | FOREIGN | 2,004 | $92,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 6,985 | $91,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,576 | $91,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,406 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,126 | $91,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 6,817 | $91,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,422 | $91,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,887 | $91,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,424 | $91,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 11,600 | $91,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 4,230 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 650 | $90,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 4,000 | $90,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,115 | $90,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 3,468 | $90,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 2,000 | $90,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 12,379 | $89,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,498 | $89,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 6,715 | $89,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 8,206 | $89,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 2,120 | $89,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 6,118 | $89,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 2,181 | $89,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 3,041 | $89,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,000 | $88,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 16,800 | $88,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1,660 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,004 | $87,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $87,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,633 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 2,396 | $86,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,609 | $86,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 1,962 | $86,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 3,646 | $86,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,798 | $86,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,584 | $86,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,836 | $86,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,307 | $86,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,357 | $86,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 4,064 | $86,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 4,850 | $86,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 3,585 | $85,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 3,856 | $85,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 5,267 | $85,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,622 | $84,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 2,568 | $84,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 12,917 | $84,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,556 | $84,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,957 | $84,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,767 | $84,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,200 | $84,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 8,409 | $84,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 4,302 | $83,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,999 | $83,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 1,431 | $83,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,475 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,475 | $83,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,388 | $83,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 6,136 | $83,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 10,543 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 3,260 | $83,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 6,350 | $82,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,532 | $82,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 4,683 | $82,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 3,713 | $82,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $82,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 6,324 | $82,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $82,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 2,486 | $81,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 13,905 | $81,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 2,335 | $81,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,741 | $81,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,487 | $81,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,300 | $81,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 2,924 | $81,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 1,291 | $80,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6,447 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,530 | $80,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 1,603 | $80,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 1,859 | $80,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 648 | $80,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $80,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 8,000 | $80,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 5,700 | $80,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 5,074 | $79,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,143 | $79,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 3,124 | $79,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,350 | $78,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,157 | $78,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 9,079 | $78,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,278 | $78,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,019 | $78,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,370 | $78,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 40,058 | $78,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,872 | $78,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,230 | $78,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 966 | $78,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 825 | $77,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 18,054 | $77,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 2,437 | $77,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,400 | $77,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,614 | $77,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $77,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 3,080 | $77,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,643 | $76,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 13,470 | $76,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $76,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 24,934 | $76,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 3,314 | $76,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 755 | $75,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 5,554 | $75,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,500 | $75,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 2,772 | $75,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 4,196 | $75,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 5,598 | $75,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,852 | $74,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 5,300 | $74,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 7,500 | $74,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 5,769 | $74,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 1,208 | $74,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,774 | $74,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,051 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,478 | $74,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 3,319 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,454 | $74,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1,462 | $73,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 6,202 | $73,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,652 | $73,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,007 | $73,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 2,798 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 2,040 | $73,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 2,309 | $72,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,769 | $72,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,068 | $72,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 3,705 | $72,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 1,000 | $72,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 14,168 | $72,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 745 | $71,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 5,506 | $71,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 5,250 | $71,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 20,602 | $70,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 5,000 | $70,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,975 | $70,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,073 | $70,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 2,730 | $70,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,870 | $70,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 3,935 | $69,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 35,000 | $69,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 8,676 | $69,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 2,740 | $69,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,350 | $68,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,400 | $68,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,393 | $68,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 2,553 | $68,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4,700 | $68,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,253 | $68,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 6,714 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,022 | $67,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 7,928 | $67,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,408 | $67,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 2,745 | $67,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,207 | $67,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,381 | $67,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 687 | $66,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 728 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 1,413 | $66,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 5,484 | $66,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 3,348 | $66,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,000 | $66,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 579 | $66,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,122 | $66,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 21,398 | $66,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,600 | $66,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1,091 | $66,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 36,786 | $66,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867206 | 6.50 PFD SER B | 2,000 | $66,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,242 | $65,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 2,030 | $65,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,097 | $65,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,638 | $65,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,563 | $65,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,800 | $64,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 8,144 | $64,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 19,901 | $64,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,000 | $64,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 1,427 | $64,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,756 | $64,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 8,000 | $64,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,217 | $63,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,135 | $63,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,007 | $63,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,527 | $63,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 7,404 | $63,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 2,229 | $63,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,313 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 1,687 | $63,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 485 | $63,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 767 | $62,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 4,534 | $62,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,418 | $62,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 4,500 | $62,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,291 | $62,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $62,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,252 | $62,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 2,000 | $62,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 2,000 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 3,490 | $62,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 7,800 | $62,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 14,000 | $62,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,999 | $61,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,171 | $61,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 2,977 | $61,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 4,887 | $61,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 6,206 | $61,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 19,109 | $61,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 16,720 | $61,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,379 | $61,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $60,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 4,806 | $60,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,241 | $60,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 995 | $60,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 10,829 | $60,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,409 | $60,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 6,678 | $59,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 10,984 | $59,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,747 | $59,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,050 | $59,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,801 | $58,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 515 | $58,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 1,806 | $58,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,142 | $58,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 10,018 | $58,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 1,400 | $58,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,139 | $58,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 2,096 | $57,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 482 | $57,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 4,608 | $57,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,163 | $57,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 5,951 | $57,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 650 | $57,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 1,600 | $57,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 8,333 | $56,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 1,056 | $56,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,655 | $56,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,562 | $56,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 1,937 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,960 | $56,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,631 | $56,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 1,400 | $56,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,780 | $56,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 5,000 | $56,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $56,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 2,307 | $55,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 2,851 | $55,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,125 | $55,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 890 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 845 | $55,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,892 | $54,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,960 | $54,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,848 | $54,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 2,000 | $54,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 722 | $54,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $54,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 2,850 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,135 | $53,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,000 | $53,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 8,581 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 2,965 | $53,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 3,151 | $53,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 3,565 | $53,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 5,442 | $53,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 819 | $53,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 4,680 | $53,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 2,045 | $53,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 784 | $52,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,646 | $52,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 5,400 | $52,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 3,955 | $52,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,000 | $52,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,057 | $51,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 6,000 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 1,735 | $51,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,515 | $51,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 3,500 | $51,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 9,715 | $51,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 9,000 | $51,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,000 | $51,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 2,000 | $51,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $51,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 3,058 | $50,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,163 | $50,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 2,290 | $50,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 41,000 | $50,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $50,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 110,000 | $50,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,600 | $50,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 875 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,051 | $49,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 1,542 | $49,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,022 | $49,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,891 | $49,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,572 | $49,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 1,700 | $49,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 3,105 | $49,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 1,280 | $49,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 1,431 | $48,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,286 | $48,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,262 | $48,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,196 | $48,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 8,247 | $48,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,136 | $48,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,856 | $48,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,803 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 1,050 | $48,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,980 | $48,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 1,450 | $48,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,402 | $47,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,225 | $47,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,528 | $47,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 784 | $47,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 19,443 | $47,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 3,578 | $47,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $47,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 3,415 | $47,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 738 | $46,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,522 | $46,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,253 | $46,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 1,527 | $46,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,600 | $46,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 1,656 | $46,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,030 | $46,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,076 | $46,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,042 | $46,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 2,595 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 845 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 3,911 | $46,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 1,390 | $46,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 4,000 | $46,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 7,392 | $46,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,668 | $45,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 493 | $45,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,555 | $45,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 2,608 | $45,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 826 | $45,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 259 | $45,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 1,177 | $45,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,600 | $45,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,499 | $45,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,450 | $45,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $45,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,682 | $45,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,000 | $45,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 1,612 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 2,000 | $45,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,337 | $45,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,790 | $45,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,667 | $45,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 4,134 | $45,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,193 | $44,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 1,332 | $44,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 4,540 | $44,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 1,920 | $44,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,764 | $44,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 388 | $44,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 2,017 | $44,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,061 | $44,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 1,200 | $44,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 2,158 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 2,756 | $44,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 3,340 | $44,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $44,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,499 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 674 | $43,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,247 | $43,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,650 | $43,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,389 | $43,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 3,183 | $43,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,198 | $43,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 6,574 | $43,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,000 | $43,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,705 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 948 | $43,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 34,240 | $43,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 360 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,281 | $42,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 4,896 | $42,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 433 | $42,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 2,600 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,093 | $42,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 13,110 | $42,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 3,800 | $42,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,348 | $42,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 23,400 | $42,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $42,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 692 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,206 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,953 | $42,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,000 | $42,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 4,000 | $42,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 1,314 | $42,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 380 | $41,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 23,626 | $41,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 1,118 | $41,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,130 | $41,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 815 | $41,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,429 | $41,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 14,764 | $41,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 6,003 | $41,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 1,619 | $41,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 313 | $40,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 800 | $40,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 5,184 | $40,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,235 | $40,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 648 | $40,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,000 | $40,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 3,063 | $40,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,450 | $40,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 4,000 | $40,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 2,211 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-010871 | this filing | 2015-11-06 | acceptance time not in the bulk data set |