13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,709 holding rows worth $79,768,530,000.
- Accession
- 0000950123-14-012242
- Filer
- CIK 1423053
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,768 entries on the cover page, a total value of $79,768,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,768,530,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 36,913 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 24,176 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 900 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805909 | Cmn | 1,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGIS CORP/MN CMN STK | 758932907 | Cmn | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 2,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HSN INC | 404303959 | Cmn | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 1,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 1,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645950 | Cmn | 600 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STANCORP FINL GROUP INC CMN STOCK | 852891900 | Cmn | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T901 | Cmn | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC COMMON STOCK | 38500T951 | Cmn | 1,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L956 | COM | 4,500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035955 | COM NEW | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 5,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M958 | COM NEW | 5,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REXNORD CORP NEW | 76169B952 | COM | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J951 | COM | 400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LA QUINTA HLDGS INC | 50420D908 | CALL | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 2,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPRINGLEAF HOLDINGS LLC | 85172J901 | Cmn | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 51,491 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L905 | Cmn | 5,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALTIC TRADING LIMITED | Y0553W903 | COM | 1,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 9,047 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 735 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPT DEFENSE PROPERTIES | 22002T908 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 8,600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WOLVERINE WORLD WIDE INC | 978097903 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710900 | COM NEW | 2,200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491902 | COM | 800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400950 | COM | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075952 | COM | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 4,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536908 | COM | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSA SAFETY INC | 553498956 | PUT | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 4,787 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 1,002 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA AMERICA INC | 03836W903 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 5,967 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OM GROUP INC | 670872950 | Cmn | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 2,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC COMMON STOCK | 073685959 | Cmn | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 1,400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 6,800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 2,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TR AMER INC | 42225P955 | CL A | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730953 | SH BEN INT | 600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 1,300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R958 | PUT | 1,300 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE RESIDENTIAL CORP | 02153W950 | PUT | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASTE CONNECTIONS INC | 941053900 | Cmn | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 4,700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 110 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 282 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 191 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 365 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T907 | COM | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193954 | COM | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 2,600 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP | 729132950 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 3,718 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 928497904 | CALL | 1,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CABOT MICROELECTRONICS CORP | 12709P953 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLATSA RES CORP | 049477102 | COM | 14,944 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 1,900 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 2,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EL PASO ELEC CO CMN STOCK | 283677904 | Cmn | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y958 | Cmn | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSD MED CORP DEL | 055662950 | COM | 7,900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F906 | COM | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 2,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC | 68162K906 | COM | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LTD | Y2711Y954 | ORD | 4,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N950 | PUT | 1,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U901 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582950 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074900 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 3,000 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC | 594793951 | PUT | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP CMN STOCK | 27874N905 | Cmn | 1,800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879902 | CALL | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 3,223 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BSD MEDICAL CORP | 055662100 | COM | 4,475 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON REIT | 939653901 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275902 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 3,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTERNATIONAL INC COMMON STOCK | 12802T951 | Cmn | 3,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP CMN STOCK | 803062908 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662906 | Cmn | 500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848909 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORSEHEAD HOLDING CORP | 440694905 | Cmn | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588959 | COM | 2,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904908 | COM | 2,800 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 294100902 | COM | 500 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V902 | COM | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 1,800 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N955 | COM | 1,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911903 | COM | 1,900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T901 | COM | 3,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N908 | Cmn | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYS INC | 87929J953 | Cmn | 1,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIZMEK INC | 83013P905 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081905 | Cmn | 10,600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP COMMON STOCK | 448954956 | Cmn | 1,700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSENSA HOLDING NV | N71546950 | Cmn | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 14,010 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 29 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC | 09776J101 | COM | 187 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Galena Biopharma Inc | 363256108 | COM | 1,210 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485906 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL EMPLOYMENT ENTERPRIS | 369730106 | COM | 11,981 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC CMN STK | 185860953 | Cmn | 3,400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044908 | Cmn | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 1,600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L958 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V950 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC CMN STOCK | 293904958 | Cmn | 1,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 1,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 1,600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICAL INC CMN STOCK | 743187956 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R956 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERICAN PALLADIUM LTD CMN STOCK | 656912952 | Cmn | 8,400 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSD MED CORP DEL | 055662900 | COM | 3,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571909 | COM | 900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193901 | COM | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360907 | COM NEW | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A957 | COM | 800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310957 | COM | 3,300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R902 | CALL | 4,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F958 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K954 | PUT | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585904 | CALL | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP | 939647903 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 38 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G901 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U954 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 136 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Endeavour Intl Corp | 29259G950 | COM NEW | 4,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182950 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287902 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B958 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K905 | Cmn | 1,800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R902 | Cmn | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 1,700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835954 | COM | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314908 | COM | 2,600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE A M & CO | 148411901 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERALD OIL INC | 29101U959 | COM NEW | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T956 | COM | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 500 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T906 | COM | 600 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310907 | COM | 1,800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P901 | COM | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U902 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 20,988 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEE ENTERPRISES INC | 523768909 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981901 | CALL | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730905 | OPTION | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC | 589499902 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A906 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORP CMN STK | 361086901 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L955 | Cmn | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526950 | Cmn | 800 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| WABTEC COM | 929740108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 137 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L953 | Cmn | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CORINTHIAN COLLEGES INC CMN STOCK | 218868957 | Cmn | 3,200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T904 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTL LTD CMN STOCK | 384313902 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q903 | COM NEW | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213906 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696909 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081955 | Cmn | 1,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012242 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001032 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005194 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007128 | added | 2015-06-26 | acceptance time not in the bulk data set |