13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,709 holding rows worth $79,768,530,000.
- Accession
- 0000950123-14-012242
- Filer
- CIK 1423053
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,768 entries on the cover page, a total value of $79,768,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,768,530,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENDURANCE SPECIALTY HOLDINGS | G30397956 | COM | 400 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 35,099 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347951 | Cmn | 4,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY | 26613Q956 | Cmn | 800 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873900 | Cmn | 1,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 9,400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC COMMON STOCK | 559079907 | Cmn | 400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 4,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STERIS CORP CMN STK | 859152900 | Cmn | 400 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON FEDERAL S&L ASSC CMN STK | 938824909 | Cmn | 1,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A903 | COM SHS BEN INT | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 12,634 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907902 | CALL | 3,700 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 2,100 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011907 | CALL | 1,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 15,324 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 13,266 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMDEN PPTY TR | 133131902 | CALL | 300 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669956 | SHS | 2,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M906 | COM | 1,800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N900 | CALL | 5,700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIMEDX GROUP INC | 602496901 | CALL | 3,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 50,829 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 66,222 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 20,774 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 28,850 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N105 | COM | 10,372 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 16,794 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 15,243 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HHGREGG INC | 42833L958 | COM | 3,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 16,457 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 16,880 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 11,614 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEGATE BANK | 861811107 | COM | 821 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214953 | Cmn | 1,300 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 10,100 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELTEK LTD | M40184109 | ORD | 13,307 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043901 | COM | 2,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B907 | SHS | 2,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER SPRINGS NETWORKS | 82817Q903 | COM | 2,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 1,351 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 3,454 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G953 | COM | 800 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J903 | COM | 1,700 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 4,100 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MGT CAP INVTS INC COM NEW | 55302P202 | Equities | 22,494 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAMED PHARMACEUTICALS INC | 68403P953 | PUT | 2,500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 29,373 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPHASE LABS INC | 74345W108 | COM | 14,258 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,888 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC | 87611R306 | COM | 8,089 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BG MEDICINE INC | 08861T107 | COM | 36,683 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 64,490 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 5,497 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPASS INC | 46261V108 | COM | 13,251 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 14,586 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 13,939 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 22,115 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES INC | 916901606 | COM | 7,912 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 13,346 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 51,497 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIGOPTIX INC | 37517y103 | COM | 16,597 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 25,988 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLABRX INC | 19422J108 | COM | 18,765 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592200 | CMN | 17,750 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 4,489 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIQUITA BRANDS INTL | 170032959 | COM | 1,400 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIRCASTLE LTD | G0129K904 | COM | 1,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764957 | COM | 1,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T902 | COM | 3,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 22,516 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 24,356 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 48,808 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 16,308 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 10,341 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSE GENETICS INC | 76123U105 | COM | 29,200 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Endeavour Intl Corp | 29259G900 | COM NEW | 66,600 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEA INTL INC | 04622E208 | COM | 10,035 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 16,316 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 15,914 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA METRO-RURAL HLDGS LTD | G3163G104 | SHS | 22,210 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURASIAN MINERALS INC | 29843R100 | COM | 28,015 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST CMN STK | 531172954 | Cmn | 600 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 3,200 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 1,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC CMN STK | 950755908 | Cmn | 800 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 13,204 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H100 | COM | 14,607 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 12,549 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RES INC | 74139C902 | COM | 3,900 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 4,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,787 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAMAN CORP | 483548903 | CALL | 500 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Amedica Corporation | 023435100 | COM | 12,252 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 71,885 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624958 | PUT | 5,900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 4,200 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011527958 | Cmn | 2,500 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD CMN STK | M23798907 | Cmn | 3,300 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 32,161 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 10,369 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491952 | PUT | 2,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 2,700 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096958 | COM | 1,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMTECH TELECOMMUNICATIONS C | 205826959 | COM NEW | 500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483904 | CALL | 2,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B958 | PUT | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837953 | PUT | 500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V907 | CALL | 1,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 8,030 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETROPHIN INC | 761299106 | COM | 2,077 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 19,124 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 11,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,426 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 16,313 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 18,240 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENGASCO INC | 88033R205 | COM NEW | 40,744 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 26,121 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 13,967 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 17,318 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 1,139 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F955 | COM | 1,200 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 24,477 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PORTER BANCORP INC | 736233107 | COM | 18,346 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 22,828 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XINIYA FASHION LTD | 16950W105 | SPONSORED ADR | 28,473 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLIR SYSTEMS INC CMN STK | 302445951 | Cmn | 600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 13,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 5,300 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R959 | Cmn | 2,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL CMN STOCK | 13123X902 | Cmn | 2,100 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 7,800 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 5,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APARTMENT INVT & MGMT CO | 03748R951 | Cmn | 600 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIQ SYSTEMS INC CMN STOCK | 26882D959 | Cmn | 1,100 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 4,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUWEI FILMS HLDGS CO LTD | G3704F102 | SHS | 17,901 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P952 | COM | 4,400 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 13,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 13,166 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R902 | Cmn | 5,700 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D909 | Cmn | 5,000 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHAMBERS STREET PROPERTIES | 157842905 | Cmn | 2,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357952 | Cmn | 4,900 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORECARD CORPORATION | 45816D100 | COM | 13,081 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W905 | COM NEW | 5,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FABRINET | G3323L900 | SHS | 1,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J906 | COM | 1,400 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160904 | COM | 500 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIXMOR PPTY GROUP INC | 11120U905 | COM | 800 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 2,148 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORAGENICS INC | 684023203 | COM NEW | 14,588 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAST THERAPEUTICS INC | 576314108 | COM | 31,837 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INLAND REAL ESTATE CORP | 457461200 | COM | 1,816 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 15,723 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 13,324 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 17,819 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 11,599 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 15,363 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332959 | Cmn | 1,600 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA AUTOMOTIVE SYSTEMS INC COMMON STOCK | 16936R955 | Cmn | 2,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 3,400 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R907 | Cmn | 2,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 10,683 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 2,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G952 | COM | 1,000 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRAGONWAVE INC | 26144M903 | COM | 14,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S955 | PUT | 500 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 5,371 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635957 | PUT | 1,700 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 16,598 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 1,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CVENT INC | 23247G909 | Cmn | 700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y909 | CALL | 6,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRATED SILICON SOLUTION | 45812P907 | COM | 1,300 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 14,519 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,260 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368953 | SH BEN INT NEW | 1,200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342954 | ORD | 3,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944959 | SHS | 2,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543901 | COM | 700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543951 | COM | 700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 10,097 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC | 553530956 | OPTION | 200 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP | 540424908 | CALL | 400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO | 852312905 | CALL | 1,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890959 | PUT | 600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANRO CORP | 066800103 | COM | 109,279 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835104 | COM | 28,178 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 3,926 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 3,117 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SARATOGA RES INC | 803521103 | COM | 14,578 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERTS REALTY INVS | 769900101 | COM | 23,111 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 16,302 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 19,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACXIOM CORP CMN STK | 005125909 | Cmn | 1,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 1,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210953 | Cmn | 1,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 5,795 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 14,101 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MER TELEMANAGEMENT SOLUTIONS | M69676126 | SHS | 11,161 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 11,202 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L906 | COM | 12,300 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683957 | COM | 1,700 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WGL HLDGS INC | 92924F956 | COM | 400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREATBATCH INC | 39153L956 | COM | 400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY BK SYS INC | 203607956 | COM | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129901 | COM | 3,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 5,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP | Y8162K901 | SHS NEW | 1,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD CMN STK | M23798957 | Cmn | 2,900 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W108 | COM | 763 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,540 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 38,832 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,276 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 12,253 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FABRINET | G3323L950 | SHS | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAYLOCITY HLDG CORP | 70438V906 | CALL | 800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 10,084 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 3,801 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 11,779 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 15,125 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOLTARI CORP NEW | 92870X309 | COM | 10,695 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 400 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 11,367 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMILEDS CORP | 816645105 | COM | 35,015 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 16,480 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 14,836 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 11,995 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V951 | COM | 1,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BENEFITFOCUS INC | 08180D906 | CALL | 600 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U904 | COM | 1,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U954 | PUT | 1,400 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 105,857 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,591 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 14,884 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDRIA REAL ESTATE EQ IN | 015271909 | CALL | 200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C952 | COM | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 9,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Q2 HLDGS INC | 74736L909 | CALL | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297909 | CALL | 900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G952 | PUT | 600 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236906 | CALL | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X952 | PUT | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P203 | COM NEW | 16,023 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906204 | COM DSSG | 12,507 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T106 | COM | 7,695 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 10,239 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 12,472 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 11,740 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A909 | COM | 16,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642956 | Cmn | 8,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP/WY CMN STK | 911805959 | Cmn | 4,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673906 | Cmn | 2,700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OSIRIS THERAPEUTICS COMMON STOCK | 68827R908 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSA SAFETY INC | 553498906 | CALL | 300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K907 | CALL | 2,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F952 | PUT | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V952 | COM | 1,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 5,039 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMOS NETWORKS CORP | 550283905 | CALL | 900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K909 | COM | 1,500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U951 | COM NEW | 7,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SFX ENTMT INC | 784178953 | Cmn | 2,900 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 2,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 12,692 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURATA THERAPEUTICS INC | 26658A907 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSG SYSTEMS | 126349109 | COM | 537 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC | 98419M900 | CALL | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO | 363576959 | COM | 300 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163953 | COM | 6,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B906 | COM UNIT PART IN | 400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,376 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 30,019 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHFIELD BANCORP INC DEL | 66611T908 | CALL | 1,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056901 | CALL | 1,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 10,353 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 4,529 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 6,426 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 13,445 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265904 | COM | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUIKSILVER INC | 74838C906 | COM | 8,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SERVICES INC | 492914906 | COM | 2,900 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F205 | COM NEW | 10,031 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F952 | Cmn | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QR ENERGY LP | 74734R908 | Cmn | 700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695951 | Cmn | 4,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 14,252 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEX MEDIA INC NEW | 25213A957 | COM | 1,500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 7,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U906 | COM | 2,500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 7,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 3,300 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 3,900 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086951 | COM | 2,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN VANGUARD CORP | 030371908 | COM | 1,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OLD REP INTL CORP | 680223904 | COM | 900 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648953 | PUT | 500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3,376 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA YUCHAI INTL LTD | G21082905 | COM | 700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 862 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 13,770 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 13,835 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 10,063 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 7,454 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T906 | Cmn | 1,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALON USA ENERGY INC COMMON STOCK | 020520952 | Cmn | 900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LIMITED COMMON STOCK | G3682E957 | Cmn | 10,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HOUSING PROP TRUST CMN STK | 81721M909 | Cmn | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638909 | Cmn | 1,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 2,200 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135904 | CALL | 3,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 601 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP INC | 46113M908 | Cmn | 700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKHAWK NETWORK HLDGS INC | 09238E953 | PUT | 400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 205 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 273 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 9,500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC | 667340903 | COM | 1,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960954 | COM NEW | 6,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 1,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYWEST INC | 830879952 | PUT | 1,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WALTER INVT MGMT CORP | 93317W102 | COM | 533 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOSPHERE INC | 63009F105 | COM | 21,832 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 8,858 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164900 | COM | 500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 31,229 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 6,285 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIGER MEDIA INC | G88685105 | SHS | 22,598 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233909 | Cmn | 700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 2,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 7,400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158952 | Cmn | 8,400 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 6,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 1,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265954 | Cmn | 1,000 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 6,247 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F957 | COM | 1,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193951 | COM | 3,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103902 | CALL | 1,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 2,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L956 | Cmn | 4,900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252959 | PUT | 2,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RALLY SOFTWARE DEV CORP | 751198902 | COM | 1,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANDALAY DIGITAL GROUP INC | 562562957 | PUT | 2,600 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576906 | COM | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVERTEC INC | 30040P953 | COM | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ESSENT GROUP LTD | G3198U902 | CALL | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484951 | PUT | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 10,191 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC | 591018809 | COM | 11,548 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,935 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Almaden Minerals Ltd | 020283107 | COM | 8,294 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAMPUS COMMUNITIES | 024835950 | COM | 300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE SPECIALTY HOLDINGS | G30397906 | COM | 200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 16,401 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 3,788 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOMA PHARMA CORP | 14159U951 | Cmn | 1,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTERNATIONAL COMMON STOCK | 60935Y908 | Cmn | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 2,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 5,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 2,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901906 | Cmn | 4,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PPTYS INC | 222795906 | COM | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269951 | COM | 7,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EQTY INVT LIFE HLD | 025676956 | COM | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819906 | COM | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K959 | COM | 1,100 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W902 | Cmn | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLERA HOLDINGS INC | 83421A904 | Cmn | 200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D956 | COM | 2,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. | 55306N954 | COM | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375908 | COM | 1,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP | 049560955 | PUT | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 10,173 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,732 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAKE SHORE GOLD CORP | 510728108 | COM | 10,246 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 641 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RES INC | 600527105 | COM | 2,370 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVER BULL RES INC | 827458100 | COM | 43,579 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 10,404 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTN BUZZTIME INC | 629410309 | COM | 29,070 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 2,275 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 127,343 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411955 | Cmn | 600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIOPHARM ONCOLOGY INC COMMON STOCK | 98973P901 | Cmn | 3,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUWARE CORP CMN STK | 205638959 | Cmn | 900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 2,700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 3,200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FINANCIAL ENGINES INC | 317485900 | Cmn | 300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER RESOURCES LTD COMMON STOCK | 39115V951 | Cmn | 10,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC | 871237953 | PUT | 500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P950 | PUT | 1,800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F907 | CALL | 700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P904 | CALL | 3,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST CMNTYS INC | 13466Y905 | CALL | 1,500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERATOR MEDICAL HLDGS INC | 53012L908 | CALL | 3,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 256 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 4,559 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B957 | PUT | 1,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W908 | CL A | 300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAKTRONICS INC | 234264909 | COM | 700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED | 20451Q954 | SH BEN INT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M959 | COM | 900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R907 | CL A | 2,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 4,551 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC | 78377T957 | PUT | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V958 | PUT | 1,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC | 879360905 | CALL | 100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 934 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 4,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUBIC CORP CMN STK | 229669956 | Cmn | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 3,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 1,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 14,831 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V908 | Cmn | 1,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRALINKS HLDGS INC | 46118H954 | Cmn | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870958 | Cmn | 7,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 313 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 17,247 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 234 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 1,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 1,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G951 | SHS NEW | 1,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN HOMES 4 RENT | 02665T956 | CL A | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744951 | COM | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W958 | PUT | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MED INC | 379577958 | CL A | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOHNSON CONTROLS INT F | 478366107 | COM | 190 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 13,708 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 15,036 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 14,777 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R909 | Cmn | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 6,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R904 | Cmn | 13,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC CMN STOCK | 871237903 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 1,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 9,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A950 | Cmn | 1,600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 37,614 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D954 | COM | 3,100 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T900 | COM | 1,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 6,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R900 | COM | 1,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211905 | CALL | 1,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Green Plains Renewable Energy Inc | 422245950 | COM | 500 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 4,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TRUST | 21870U905 | Cmn | 1,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M904 | COM NEW | 600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EINSTEIN NOAH RESTAURANT GROUP CMN STK | 28257U904 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,400 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 1,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 6,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 5,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J950 | COM | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163903 | COM | 3,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MKS INC. | 55306N904 | COM | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794908 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511906 | CALL | 4,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 5,958 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINES MGMT INC | 603432105 | COM | 12,078 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 5,349 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 21,684 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TAUBMAN CENTERS INC | 876664953 | COM | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562905 | COM | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 1,900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271958 | Cmn | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R955 | Cmn | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639908 | Cmn | 3,500 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 5,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 1,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565903 | Cmn | 1,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 3,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M909 | COM | 300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M959 | COM | 300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N952 | CL A | 1,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIER INC | 74051N902 | CL A | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U951 | PUT | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P900 | CALL | 2,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORENERGY INFRASTRUCTURE TR | 21870U955 | COM | 900 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 12,828 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954906 | COM NEW | 3,900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176952 | PUT | 6,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENT CORP | 803062958 | PUT | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 4,439 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q905 | COM | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 2,400 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F955 | PUT | 400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301959 | PUT | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIMPSON MFG INC | 829073955 | PUT | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281901 | CALL | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 4,139 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 9,393 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012242 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001032 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005194 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007128 | added | 2015-06-26 | acceptance time not in the bulk data set |