13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 7,709 holding rows worth $79,768,530,000.
- Accession
- 0000950123-14-012242
- Filer
- CIK 1423053
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,768 entries on the cover page, a total value of $79,768,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $79,768,530,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERNATIONAL SPEEDWAY CORP | 460335951 | PUT | 1,700 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 12,707 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 2,000 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R905 | CALL | 2,700 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP | 574795900 | CALL | 2,500 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 19,058 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 6,764 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Full Circle Capital Corp. | 359671104 | COM | 8,367 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 6,000 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848959 | Cmn | 2,100 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W956 | Cmn | 7,500 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358901 | COM PAR $0.01 | 8,500 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POLYONE CORP | 73179P906 | COM | 1,500 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTL CORP | 91829F954 | CL A | 5,700 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DICE HLDGS INC | 253017907 | COM | 6,300 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 2,514 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANGER INC | 41043F908 | CALL | 2,600 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828909 | COM PAR | 20,800 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERINT SYS INC | 92343X100 | COM | 938 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINCINNATI FINL CORP | 172062901 | COM | 1,100 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B956 | COM UNIT PART IN | 1,500 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,822 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475909 | COM | 10,500 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEASPAN CORP COMMON STOCK | Y75638909 | Cmn | 2,400 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP CMN STK | 264411905 | Cmn | 3,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL GROCERS BY VITAMIN C | 63888U908 | COM | 3,200 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC | 64976L959 | COM | 5,100 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 5,999 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTEEL INDS INC | 45774W908 | CALL | 2,500 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H951 | PUT | 2,300 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 14,417 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRESH DEL MONTE PRODUCE INC | G36738905 | CALL | 1,600 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111958 | Cmn | 36,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUTH'S HOSPITALITY GROUP INC | 783332909 | Cmn | 4,600 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405950 | Cmn | 3,500 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464907 | Cmn | 1,000 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 23,300 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 10,000 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 17,200 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K957 | PUT | 7,300 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N904 | Cmn | 17,200 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAKEMYTRIP LIMITED MAURITIUS | V5633W909 | SHS | 1,800 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T907 | COM NEW | 6,700 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 8,225 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLANAR SYSTEMS INC | 726900103 | COM | 13,253 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030907 | COM | 1,100 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 4,806 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 13,900 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723900 | COM | 4,500 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALENT INC | 148806952 | PUT | 2,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PPTY TR INC | 198287903 | CALL | 2,100 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H900 | CALL | 6,900 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLARCOR INC | 179895957 | Cmn | 800 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 4,700 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344959 | UNIT LTD PARTNER | 4,700 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 14,000 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC | 955306955 | COM | 1,100 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002953 | COM | 5,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 1,600 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP I | 42330P957 | COM | 2,200 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M909 | COM | 5,100 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484901 | CALL | 900 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONIC AUTOMOTIVE INC | 83545G902 | CL A | 2,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTMENT TECHNOLOGY GROUP | 46145F905 | COM | 3,100 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DUPONT FABROS TECHNOLOGY | 26613Q906 | Cmn | 1,800 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 8,900 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942955 | PUT | 1,300 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314951 | Cmn | 7,900 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FARO TECHNOLOGIES INC | 311642102 | COM | 945 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q950 | PUT | 1,200 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 4,900 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KRONOS WORLDWIDE INC | 50105F905 | CALL | 3,500 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP | 729132900 | CALL | 1,300 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 11,583 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RE INVS TRUST CMN STK | 709102907 | Cmn | 2,400 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEB COM GROUP INC | 94733A954 | COM | 2,400 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T952 | PUT | 2,100 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639908 | CALL | 17,400 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H950 | PUT | 6,600 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOLINA HEALTHCARE INC | 60855R900 | COM | 1,100 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC | 55354G900 | CALL | 1,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARQ INC | 00770C951 | COM | 2,200 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUIKSILVER INC | 74838C956 | COM | 27,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 15,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 19,247 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 2,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PLAINS ENERGY INC | 391164950 | COM | 1,900 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D903 | COM | 1,700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384959 | Cmn | 19,800 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Procera Networks Inc COMMON STOCK | 74269U953 | Cmn | 4,800 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045908 | Cmn | 2,200 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NISKA GAS STORAGE PARTNERS LLC | 654678951 | Cmn | 3,700 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N908 | COM | 6,600 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V954 | COM | 1,700 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V904 | COM | 1,700 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485956 | PUT | 2,600 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANTIV INC | 92210H955 | PUT | 1,500 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 7,037 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L | 864482954 | UNIT LTD PARTN | 1,000 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915904 | COM | 4,800 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD | Y62132958 | SHS | 1,600 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H907 | COM | 1,800 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TXNM ENERGY INC | 69349H957 | PUT | 1,800 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTURA CORP | 883211104 | COM | 1,689 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 24,510 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMPAX LABORATORIES INC CMN STOCK | 45256B901 | Cmn | 1,900 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BON-TON STORES INC CMN STK | 09776J951 | Cmn | 5,400 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC | 640650404 | Common equity shares | 8,198 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T900 | COM UNIT REP LTD | 1,100 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N957 | COM | 9,600 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEMLINE THERAPEUTICS INC | 85858C957 | PUT | 3,600 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONMED CORP COM | 207410101 | Stock | 1,203 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,543 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGOE INC/CT | 87582Y108 | COM | 3,232 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONICS FOR IMAGING INC CMN STK | 286082952 | Cmn | 1,000 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANKRATE INC | 06647F902 | Cmn | 3,900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271908 | Cmn | 5,900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYAX CORP | 26746E953 | Cmn | 4,300 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULFMARK OFFSHORE CMN STOCK | 402629908 | Cmn | 1,400 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 38,800 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTERRAN PARTNERS LP | 30225N905 | COM UNITS | 1,500 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W951 | COM | 9,500 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAMERCY PPTY TR INC | 38489R950 | COM | 7,600 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 7,600 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E909 | CALL | 1,400 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC | 64976L909 | CALL | 4,300 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160954 | COM | 1,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC | 78377T907 | CALL | 900 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP | 371901909 | CALL | 1,600 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 6,784 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 13,462 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP COMMON STOCK | 346091955 | Cmn | 36,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233959 | Cmn | 2,400 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U956 | COM | 7,600 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V906 | SH BEN INT | 6,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLACKBAUD INC | 09227Q950 | PUT | 1,100 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTENDED STAY AMER INC | 30224P900 | CALL | 1,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAMBA INC | 47023A959 | COM NEW | 3,000 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORNIER N V | N87237958 | SHS | 1,800 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 3,269 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J956 | COM | 3,200 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947907 | CL B NEW | 2,600 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED | G3922B957 | PUT | 2,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC | 93564A100 | COM | 7,866 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL SCIENCES CORP | 685564906 | COM | 1,500 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEELCASE INC-CL A | 858155903 | COM | 2,600 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANNER CORPORATION CMN STOCK | 06652V908 | Cmn | 1,100 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 7,500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 13,900 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141954 | Cmn | 21,500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX CO/THE | 05615F902 | Cmn | 1,500 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SR LIVING CORP | 140475904 | COM | 2,000 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE TR AMER INC | 42225P905 | CL A | 3,600 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXX INTL CORP | 91829F904 | CL A | 4,500 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MTG TR INC | 649604951 | COM PAR $.02 | 5,800 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N902 | CL A | 11,300 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Einstein Noah Restaurant Group, Inc. | 28257U954 | OPTION | 2,100 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMS HEALTH HOLDINGS INC | 44970B909 | Cmn | 1,600 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,062 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193904 | CALL | 5,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680R956 | CL A | 3,200 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC | 314211953 | CL B | 1,400 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REPOSITRAK INC | 700215904 | COM NEW | 4,200 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121901 | COM | 4,500 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JACK IN THE BOX INC | 466367959 | COM | 600 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC | 30225T952 | PUT | 800 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAFD INC | 938824959 | PUT | 2,000 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,700 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A107 | COM | 13,939 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERSO PAPER CORP | 92531L108 | COM | 12,717 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 209,086 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER WHEELER AG | H27178904 | COM | 1,300 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILLER ENERGY RESOURCES INC | 600527955 | Cmn | 9,400 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 30,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MENTOR GRAPHICS CORP | 587200906 | COM | 2,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYS INVTS INC | 12673A908 | COM | 5,000 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZENDESK INC | 98936J951 | PUT | 1,900 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAM TAI PPTY INC | G63907952 | PUT | 6,700 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669906 | SHS | 4,400 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023900 | COM | 1,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 3,600 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397955 | PUT | 5,500 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672951 | PUT | 2,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576956 | PUT | 3,300 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 624 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP | 292475209 | COM NEW | 8,157 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 6,468 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SPECTRUM REALTY INC | 02970Q203 | COM | 23,408 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 4,900 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGATE CORP CMN STOCK | 45169U955 | Cmn | 1,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K907 | CL A | 7,800 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENEFITFOCUS INC | 08180D956 | PUT | 1,500 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARES MGMT LP | 04014Y901 | CALL | 2,300 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T953 | PUT | 4,200 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 11,955 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSA SAFETY INC COM | 553498106 | Stock | 787 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDERSON FARMS | 800013104 | COM | 445 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGAL REXNORD CORPORATION | 758750953 | PUT | 600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 1,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WINNEBAGO INDS INC | 974637900 | COM | 1,800 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOISE CASCADE CO DEL | 09739D950 | PUT | 1,300 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375956 | COM | 5,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 2,800 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603956 | COM | 2,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| POZEN INC | 73941U902 | Cmn | 5,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 7,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 3,500 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EQTY INVT LIFE HLD | 025676906 | COM | 1,700 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUMINEX CORP DEL | 55027E952 | PUT | 2,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N958 | PUT | 5,700 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180905 | CALL | 2,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNGY MOBILE LTD | 86737M100 | ADR | 5,942 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMH PPTYS INC | 903002103 | COM | 3,970 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J900 | CALL | 10,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117900 | COM | 1,000 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNA FINL CORP | 126117950 | COM | 1,000 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATMOS ENERGY CORP | 049560905 | COM | 800 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARFIELD INC | 18482P953 | COM | 3,000 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,278 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A903 | COM | 1,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINIUM CORPORATION | 483007904 | CALL | 500 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 15,185 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CON-WAY INC | 205944101 | COM | 807 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 1,200 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP CMN STOCK | 893662956 | Cmn | 6,300 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q954 | Cmn | 5,100 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X905 | COM | 10,600 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEDYNE TECHNOLOGIES INC | 879360955 | PUT | 400 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HD SUPPLY HLDGS INC | 40416M905 | CALL | 1,400 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC | 27579R904 | COM | 1,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461906 | COM NEW | 1,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 9,400 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 3,500 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 10,931 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 14,059 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 2,600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDUCATION MGMT CORP CMN STOCK | 28140M903 | Cmn | 33,600 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174901 | COM | 3,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W901 | COM | 8,000 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENCORE WIRE CORP | 292562955 | COM | 1,000 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 15,100 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,980 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465906 | CALL | 1,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IRON MOUNTAIN INC | 462846906 | COM | 1,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP CMN STK | 292475959 | Cmn | 7,300 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T901 | Cmn | 4,800 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOLLYSYS AUTOMATION TECHNOLOGIES | G45667955 | Cmn | 1,600 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 5,400 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 14,100 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCHULMAN A INC | 808194904 | CALL | 1,000 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RCS CAP CORP | 74937W952 | Cmn | 1,600 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEALTHGAS INC | Y81669106 | COM | 3,867 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 4,600 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684908 | COM | 1,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY DIGITAL INFRASTRUCTURE | 911684958 | COM | 1,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,001 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OI S.A. | 670851203 | SPN ADR REP PFD | 50,286 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 6,911 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS N V | N63218906 | Option | 800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW RESIDENTIAL INVT CORP | 64828T952 | COM | 6,000 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEMET CORP | 488360957 | COM NEW | 8,500 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T901 | COM | 6,300 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHUYS HLDGS INC | 171604951 | PUT | 1,100 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672956 | COM | 5,200 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H908 | Cmn | 1,000 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED ONLINE INC | 911268959 | COM NEW | 3,200 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,026 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINEMARK HLDGS INC | 17243V902 | CALL | 1,000 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOELIS & CO | 60786M955 | CL A | 1,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,747 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NW Biotherapeutics | 66737P600 | USD | 6,735 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 6,043 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 53,600 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A959 | COM | 37,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 1,800 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 17,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE LIMITED COMMON STOCK | G3682E907 | Cmn | 27,300 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SONUS NETWORKS INC | 835916957 | Cmn | 10,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PANTRY INC CMN STOCK | 698657953 | Cmn | 1,700 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P902 | COM | 7,800 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NIC INC | 62914B900 | CALL | 2,000 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V902 | COM | 2,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUN HYDRAULICS CORP | 866942905 | CALL | 900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K956 | COM NEW | 14,900 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 5,300 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 495 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B905 | COM | 1,500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC | 624758958 | COM SER A | 4,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T905 | COM | 6,500 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023950 | COM | 1,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 17,161 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710950 | PUT | 13,800 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED | G3922B907 | CALL | 2,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 15,878 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 5,773 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALGON CARBON CORP | 129603106 | COM | 1,718 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 3,344 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHSOUTH CORP | 421924909 | COM | 900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TECO ENERGY INC | 872375900 | COM | 1,900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSIL CORP-A | 46069S909 | COM | 2,300 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTANT CONTACT INC | 210313952 | Cmn | 1,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T950 | COM | 6,500 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K953 | COM | 1,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCHULMAN A INC | 808194954 | COM | 900 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH DEL INC | 101388956 | COM | 1,200 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P900 | CALL | 5,700 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTMT INC | 37951D902 | CALL | 2,900 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C956 | PUT | 4,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TIME INC NEW | 887228954 | PUT | 1,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKIT LTD | G58249956 | Cmn | 1,400 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KYTHERA BIOPHARMACEUTICALS I | 501570905 | COM | 1,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC COMMON STOCK | 640650954 | Cmn | 6,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNOPSYS INC | 871607957 | PUT | 800 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794907 | COM | 3,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 6,044 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,216 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489954 | PUT | 1,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,882 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 1,800 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANTECH INTERNATIONAL CORP | 564563954 | Cmn | 1,200 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645900 | Cmn | 3,000 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571959 | COM | 14,000 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J908 | CALL | 3,300 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM PWR INC | 88104R950 | CL A COM | 1,100 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARDTRONICS INC | 14161H958 | Cmn | 900 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960904 | CALL | 16,100 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G904 | COM | 3,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXAS ROADHOUSE INC | 882681959 | PUT | 1,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS DYNAMICS INC | 25960R955 | PUT | 1,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 26,781 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITING USA TRUST I | 966389108 | TR U | 11,595 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,275 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P952 | COM | 2,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N957 | Cmn | 2,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION LTD | G9108L908 | Cmn | 4,800 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONTPELIER RE HOLDINGS LTD COMMON STOCK | G62185906 | Cmn | 1,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 4,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A900 | Cmn | 5,900 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K957 | CL A | 6,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH INC | 012423959 | COM | 1,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E950 | COM | 2,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED CO | 785135954 | PUT | 7,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 2U INC | 90214J901 | COM | 2,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 12,300 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 8,181 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 3,500 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160952 | COM | 4,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO | 388689901 | COM | 2,400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXANDRIA REAL ESTATE EQ IN | 015271959 | COM | 400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 8,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APTARGROUP INC | 038336953 | PUT | 500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092958 | COM | 500 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHARMATHENE INC | 71714G102 | COM | 16,625 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT INVESTMENT TRUST CMN STOCK | 749227909 | Cmn | 4,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVEST NATURAL RESOURCES INC COMMON STOCK | 41754V953 | Cmn | 8,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECHNOLOGIES INC CMN STOCK | 101388906 | Cmn | 1,100 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR PARTNERS LP | 126633906 | Cmn | 2,200 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP CMN STK (WAS FIRST BANCORP INC) | 337915902 | Cmn | 1,700 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARRAY BIOPHARMA INC | 04269X955 | COM | 8,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,758 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HAWAIIAN ELEC INDS INC MTN B | 419870950 | PUT | 1,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC | 85571B955 | COM | 1,300 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARAMARK | 03852U906 | COM | 1,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,436 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNO FINL GROUP INC | 12621E953 | PUT | 1,700 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERIS RESIDENTIAL INC | 554489904 | CALL | 1,500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141104 | COM | 14,870 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 24,880 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 45,415 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEBE STORES INC | 075571109 | COM | 12,297 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782u106 | COM | 5,217 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL RIVER INC. | 25388B904 | COM | 2,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 4,100 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC CMN STOCK | 05541T951 | Cmn | 3,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Home Properties Inc CMN STK | 437306953 | Cmn | 500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL SYSTEMS SOLUTIONS INC COMMON STOCK | 35952W903 | Cmn | 3,200 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 14,700 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A952 | Cmn | 1,700 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 6,000 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N904 | Cmn | 31,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 7,900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 3,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 7,100 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OneMain Holdings, Inc. | 85172J951 | OPTION | 900 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U904 | COM | 2,400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111907 | CL A | 2,500 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 12,059 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEACON ROOFING SUPPLY INC | 073685909 | COM | 1,100 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 15,688 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROSEMI CORPORATION COMMON STOCK | 595137950 | Cmn | 1,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 1,400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PGT INC | 69336V901 | COM | 3,000 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830906 | COM | 5,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINGTON REALTY TRUST | 529043951 | COM | 2,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K904 | COM | 12,300 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON INC | 538146901 | COM | 2,200 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 5,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MASONITE INTL CORP | 575385959 | COM | 500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LA QUINTA HLDGS INC | 50420D958 | PUT | 1,500 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052956 | COM NEW | 4,100 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INNOSPEC INC | 45768S105 | COM | 755 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 13,738 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAG INDUSTRIAL INC | 85254J902 | COM | 1,300 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L953 | COM | 4,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMM HOLDINGS INC | 19239V952 | COM NEW | 800 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD | G0450A955 | PUT | 500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,118 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMATRON LTD | M23798107 | ORD | 4,505 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104908 | Cmn | 2,300 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044958 | Cmn | 9,600 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 7,300 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AG MTG INVT TR INC | 001228955 | COM | 1,500 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B957 | SHS | 2,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U952 | PUT | 2,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICEMASTER GLOBAL HLDGS I | 81761R909 | CALL | 1,100 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077952 | PUT | 1,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 13,649 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549904 | Cmn | 1,800 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P909 | CALL | 1,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508907 | COM NEW | 800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP | 574795950 | PUT | 1,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Alamos Gold, Inc. | 011527108 | COM | 3,224 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 31,689 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOKS-A-MILLION INC | 098570104 | COM | 15,361 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSI INC | 22122P200 | COM | 11,611 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 9,209 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N905 | COM | 14,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOREST OIL CORP | 346091905 | Option | 22,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OM GROUP INC | 670872900 | Cmn | 1,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QLOGIC CORP CMN STOCK | 747277901 | Cmn | 2,800 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIPER JAFFRAY COS INC COMMON STOCK | 724078900 | Cmn | 500 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358951 | COM PAR $0.01 | 4,200 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO RESIDENTIAL MTG INC | 03763V952 | COM | 1,700 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C955 | COM NEW | 1,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIVEPERSON INC | 538146951 | COM | 2,100 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 10,242 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE CONSTR INC | 387328957 | PUT | 800 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 1,800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 3,495 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 23,379 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,897 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742907 | COM | 4,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Total System Services, Inc | 891906909 | CALL | 800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R954 | Cmn | 40,900 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SURMODICS INC CMN STOCK | 868873950 | Cmn | 1,400 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP CMN STOCK | 03822W906 | Cmn | 3,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP COMMON STOCK | 55903Q904 | Cmn | 3,300 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C900 | Cmn | 4,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 7,472 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOTELEMETRY INC | 090672906 | Equity Call | 3,800 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NCI BUILDING SYS INC | 628852904 | CALL | 1,300 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 6,600 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MISTRAS GROUP INC | 60649T957 | COM | 1,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP | 084423902 | COM | 500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MODEL N INC | 607525102 | COM | 2,446 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 338 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 14,280 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 26,616 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692953 | COM | 1,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182900 | Cmn | 4,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946954 | Cmn | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099951 | Cmn | 2,400 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 13,700 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R906 | Cmn | 9,500 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 11,200 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 8,091 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PPTY TR INC | 198287953 | PUT | 1,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624908 | CALL | 7,000 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K900 | CALL | 2,100 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 10,363 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585954 | PUT | 2,000 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDICAL PROPERTIES TRUST INC | 58463J904 | CALL | 1,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722955 | ORD | 2,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETMED EXPRESS INC | 716382906 | COM | 1,700 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES IN | 03820C905 | CALL | 500 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523957 | PUT | 5,400 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 330 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGRAM MICRO INC-CL A | 457153954 | COM | 900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDASSETS INC | 584045958 | Cmn | 1,100 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 15,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R957 | Cmn | 3,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 11,600 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRSTMERIT CORP | 337915952 | COM | 1,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINL CORP | 583928956 | COM | 2,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MRC GLOBAL INC | 55345K903 | COM | 1,000 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785952 | PUT | 1,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y959 | PUT | 7,700 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 2,300 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T955 | COM | 4,200 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KIMCO REALTY CORP | 49446R909 | COM | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAY MEDIA INC | 389375906 | COM | 2,800 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y903 | COM | 5,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 3,016 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHIBRO ANIMAL HEALTH CORP | 71742Q906 | CALL | 1,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193101 | COM | 6,382 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860103 | COM | 47,718 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 10,877 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M204 | COM | 13,111 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HATTERAS FINANCIAL CORP | 41902R903 | COM | 1,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012242 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001032 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005194 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007128 | added | 2015-06-26 | acceptance time not in the bulk data set |