13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-07, with 4,064 holding rows worth $88,311,624,000.
- Accession
- 0000950123-14-011135
- Filer
- CIK 927971
- Filed
- 2014-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,438 entries on the cover page, a total value of $88,311,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,311,624,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 11,951 | $214,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,876 | $214,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,000 | $214,000 | thousands by filing date | call |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,365 | $213,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 42,223 | $213,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 7,579 | $213,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 50,000 | $213,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 8,784 | $213,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 21,074 | $213,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 7,442 | $213,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,820 | $212,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 2,971 | $212,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,953 | $211,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 35,650 | $211,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 19,131 | $211,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,664 | $210,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,102 | $210,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 29,400 | $210,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 12,665 | $210,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,739 | $209,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 27,621 | $208,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 35,599 | $208,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 7,437 | $208,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 13,724 | $208,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 11,000 | $208,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,610 | $206,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,550 | $206,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 33,545 | $206,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 9,375 | $204,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,744 | $202,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 5,573 | $202,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,230 | $202,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 14,800 | $201,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 47,495 | $201,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,250 | $200,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,979 | $199,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 4,945 | $199,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 6,361 | $199,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 21,495 | $199,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 18,307 | $198,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 11,000 | $197,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 90,663 | $196,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,921 | $196,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 14,204 | $195,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,596 | $194,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,829 | $194,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,380 | $194,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 8,947 | $194,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 16,420 | $193,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,369 | $192,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $192,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 37,886 | $192,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 12,824 | $191,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 19,785 | $191,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,300 | $190,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 9,100 | $190,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,374 | $189,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,086 | $189,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,727 | $189,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,050 | $188,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,694 | $188,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 12,790 | $187,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,786 | $187,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 9,609 | $187,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 10,285 | $187,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 4,994 | $185,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 23,253 | $184,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,270 | $182,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,256 | $182,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $182,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,000 | $182,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 7,528 | $182,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,746 | $181,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 9,121 | $181,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 32,118 | $181,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 14,979 | $181,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 5,084 | $180,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 3,813 | $179,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,368 | $179,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 3,157 | $179,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 9,882 | $178,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 6,967 | $177,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,056 | $176,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 3,706 | $176,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 113,465 | $176,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,499 | $175,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,454 | $174,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,251 | $174,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 6,737 | $174,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,465 | $173,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,186 | $173,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,766 | $173,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 13,878 | $172,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 7,967 | $171,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 7,419 | $171,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,325 | $170,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,190 | $170,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 7,056 | $170,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 3,847 | $170,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 22,792 | $170,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 8,397 | $170,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 17,007 | $170,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 1,902 | $169,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,375 | $169,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,856 | $169,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,286 | $168,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 6,867 | $168,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 7,559 | $168,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 10,730 | $168,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 3,980 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 17,400 | $167,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 5,285 | $167,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 3,765 | $167,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 3,724 | $166,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 6,826 | $166,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 4,466 | $166,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 7,584 | $165,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 12,397 | $165,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,821 | $164,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,222 | $163,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,862 | $163,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 4,686 | $163,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 82,970 | $163,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 3,225 | $162,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,250 | $162,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,715 | $162,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 2,336 | $162,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 3,733 | $162,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $161,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 5,807 | $161,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 3,144 | $160,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 9,000 | $160,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 7,877 | $160,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 8,098 | $160,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,109 | $160,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,926 | $159,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 6,111 | $159,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 23,962 | $158,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,304 | $158,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,581 | $157,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 24,014 | $157,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 2,215 | $156,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 4,318 | $156,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 1,600 | $156,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 15,065 | $155,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,920 | $155,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,856 | $154,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,495 | $154,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 10,437 | $154,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 9,739 | $154,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 3,098 | $153,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 2,927 | $152,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 36,261 | $152,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $151,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 3,375 | $151,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 3,607 | $149,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,000 | $148,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 4,685 | $148,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,377 | $148,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 8,543 | $148,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,062 | $147,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 4,868 | $146,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $146,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 30,174 | $146,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,255 | $145,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $145,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 5,693 | $145,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,166 | $145,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,552 | $145,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $145,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 1,899 | $144,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 8,829 | $144,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,820 | $144,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 11,148 | $143,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 2,630 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,351 | $142,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 12,519 | $142,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 8,991 | $142,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 5,163 | $142,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 8,500 | $142,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1,465 | $141,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,374 | $141,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 2,931 | $141,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 6,622 | $141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 3,331 | $141,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 5,445 | $141,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 17,630 | $141,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 3,450 | $140,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,465 | $140,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 3,370 | $139,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $139,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,295 | $139,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,150 | $139,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,455 | $138,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,295 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,590 | $136,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 2,310 | $136,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 40,663 | $136,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 5,664 | $135,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 61,100 | $134,000 | thousands by filing date | put |
| CHAMBERS STR PPTYS | 157842105 | COM | 17,735 | $134,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 9,558 | $134,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 3,170 | $132,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,752 | $132,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $131,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,079 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,000 | $131,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $131,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,840 | $131,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 223,030 | $129,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 2,111 | $129,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 7,571 | $128,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 37,128 | $127,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 3,675 | $126,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 3,670 | $126,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,616 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,500 | $125,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 2,459 | $125,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,704 | $125,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 5,500 | $125,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 3,600 | $125,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,020 | $124,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 50,000 | $124,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,722 | $124,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 1,380 | $124,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 2,054 | $124,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 3,007 | $124,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 10,010 | $123,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,438 | $123,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 5,997 | $123,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 73,000 | $123,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,381 | $122,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 60,761 | $121,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,155 | $121,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,047 | $121,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $121,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 8,000 | $121,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,805 | $120,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 28,940 | $120,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 4,454 | $120,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,075 | $120,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 6,461 | $120,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 8,061 | $120,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,738 | $119,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 17,051 | $119,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,937 | $118,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,313 | $118,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 3,061 | $118,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,431 | $117,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $117,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 3,872 | $117,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 50,000 | $117,000 | thousands by filing date | call |
| EPIQ SYSTEMS INC | 26882D109 | COM | 6,679 | $117,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,882 | $116,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 14,117 | $116,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 7,000 | $116,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $116,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 5,000 | $115,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,115 | $115,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 2,082 | $115,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 128,804 | $115,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 9,568 | $114,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 3,127 | $114,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 7,190 | $114,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 7,637 | $114,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 14,134 | $114,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 4,427 | $114,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 4,865 | $114,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,854 | $113,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 6,865 | $113,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,511 | $113,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $113,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,125 | $113,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 36,394 | $113,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,289 | $112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 471 | $112,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 3,165 | $112,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 8,547 | $111,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 30,146 | $111,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 4,617 | $111,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 3,717 | $110,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 3,836 | $110,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,058 | $109,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 2,357 | $109,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 3,965 | $109,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,114 | $108,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 3,811 | $108,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 3,693 | $108,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 10,695 | $108,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 8,560 | $107,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 9,889 | $107,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $106,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 4,342 | $106,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 5,257 | $106,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 2,079 | $106,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,000 | $105,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,839 | $105,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 11,742 | $105,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 3,230 | $104,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,463 | $104,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 4,294 | $104,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,409 | $104,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 4,606 | $104,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 14,662 | $104,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 774 | $104,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,000 | $104,000 | thousands by filing date | put |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 7,440 | $104,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 15,637 | $104,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 8,133 | $103,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,082 | $103,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,119 | $103,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 8,756 | $103,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 28,242 | $103,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 10,779 | $103,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 16,900 | $103,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,066 | $102,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 4,254 | $102,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 10,388 | $102,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 41,340 | $102,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 7,010 | $101,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 5,404 | $101,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 5,876 | $101,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 9,137 | $101,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,937 | $101,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 6,500 | $101,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 13,092 | $101,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,250 | $100,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,720 | $100,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 16,958 | $100,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $99,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 3,661 | $99,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 7,980 | $98,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,985 | $98,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 6,567 | $98,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 2,839 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,373 | $98,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 971 | $97,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,460 | $97,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 9,567 | $97,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 799 | $97,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,500 | $97,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 3,911 | $96,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 4,592 | $96,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 28,609 | $96,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,031 | $96,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 32,064 | $96,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,650 | $95,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 6,500 | $95,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 3,158 | $95,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,900 | $95,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 2,687 | $95,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 31,099 | $95,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 7,669 | $95,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,343 | $94,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,294 | $94,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 2,596 | $94,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,700 | $94,000 | thousands by filing date | put |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 3,826 | $93,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $93,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 6,964 | $93,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 8,653 | $93,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 38,821 | $93,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 3,051 | $93,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 4,973 | $93,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 50,166 | $93,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,308 | $93,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 10,464 | $93,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 1,746 | $92,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 3,191 | $92,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,296 | $92,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,101 | $92,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,360 | $91,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 9,046 | $91,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 5,469 | $91,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 32,125 | $91,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 6,949 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 1,903 | $91,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 3,890 | $91,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 2,960 | $90,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,000 | $90,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,244 | $90,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,162 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,500 | $89,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $89,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 6,797 | $89,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 1,500 | $89,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 5,365 | $89,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 7,969 | $88,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,099 | $88,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 7,400 | $88,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 31,747 | $88,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $87,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 6,295 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,969 | $87,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 5,625 | $87,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 8,800 | $87,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 157,200 | $86,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 1,830 | $86,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,977 | $86,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3,197 | $86,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,639 | $85,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,488 | $85,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 8,817 | $85,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,250 | $85,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,437 | $84,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 1,321 | $84,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 72,263 | $84,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 3,088 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 4,572 | $84,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 2,239 | $83,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,471 | $83,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,500 | $83,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,406 | $83,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 4,852 | $83,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 6,735 | $83,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 2,921 | $83,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 1,758 | $82,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 316 | $82,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 5,922 | $81,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 37,032 | $81,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 910 | $81,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 8,176 | $81,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,787 | $80,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 178,450 | $80,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,990 | $80,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,927 | $80,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,426 | $80,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,553 | $80,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $80,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 1,795 | $80,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 6,880 | $80,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 5,611 | $79,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,778 | $79,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 25,992 | $79,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 12,438 | $79,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 18,000 | $79,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1,000 | $78,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 7,530 | $78,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,066 | $78,000 | thousands by filing date | principal |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,700 | $78,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,026 | $77,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,916 | $77,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,153 | $77,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,423 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,630 | $77,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 3,254 | $77,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,700 | $77,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,732 | $77,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 4,252 | $77,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,530 | $76,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 5,755 | $76,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,622 | $76,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,947 | $76,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 6,107 | $76,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 3,767 | $76,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 5,044 | $76,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 4,100 | $76,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,375 | $75,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,888 | $75,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,500 | $75,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $75,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,632 | $75,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 4,679 | $75,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $75,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,270 | $75,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 997 | $75,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 4,785 | $75,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,767 | $74,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 4,807 | $74,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,630 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $74,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,964 | $74,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 22,988 | $74,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 6,595 | $73,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,025 | $73,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,065 | $72,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 324 | $72,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,116 | $72,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,060 | $72,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 720 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,550 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 726 | $72,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 3,000 | $72,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,132 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 2,697 | $72,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $72,000 | thousands by filing date | principal |
| TERADYNE INC COM | 880770102 | Stock | 3,659 | $71,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,210 | $71,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,722 | $71,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,030 | $71,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,460 | $71,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,931 | $71,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,532 | $71,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 538 | $70,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,196 | $70,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $70,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $70,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,115 | $70,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,500 | $70,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 3,816 | $70,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011135 | this filing | 2014-11-07 | acceptance time not in the bulk data set |