13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-07, with 4,064 holding rows worth $88,311,624,000.
- Accession
- 0000950123-14-011135
- Filer
- CIK 927971
- Filed
- 2014-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,438 entries on the cover page, a total value of $88,311,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,311,624,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEENAH PAPER INC | 640079109 | COM | 11,281 | $604,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 55,120 | $604,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 26,662 | $603,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 197,727 | $601,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 14,797 | $600,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 24,705 | $597,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 9,401 | $595,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 58,836 | $591,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 39,600 | $587,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 6,903 | $586,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 16,537 | $581,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 117,447 | $580,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 10,800 | $579,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 5,229 | $576,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 18,209 | $576,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 14,094 | $575,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 2,193 | $575,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 41,901 | $575,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 13,655 | $574,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 45,194 | $574,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,773 | $572,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,783 | $566,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 57,200 | $566,000 | thousands by filing date | call |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 31,467 | $565,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 25,100 | $562,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 240,000 | $562,000 | thousands by filing date | put |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 83,264 | $561,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 178,617 | $559,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 8,511 | $556,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 130,300 | $555,000 | thousands by filing date | call |
| CAPELLA EDUCATION CO | 139594105 | COM | 8,857 | $555,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 8,702 | $554,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 17,600 | $554,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 90,800 | $554,000 | thousands by filing date | call |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,410 | $553,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 32,913 | $552,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 26,441 | $551,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 427,140 | $551,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 9,082 | $550,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 8,145 | $550,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 19,970 | $546,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 89,530 | $546,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 50,580 | $545,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 24,529 | $544,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,197 | $540,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 27,086 | $540,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 28,944 | $540,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 22,167 | $539,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 14,624 | $538,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 46,338 | $538,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 11,393 | $536,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 17,165 | $535,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 12,398 | $534,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7,993 | $533,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 10,000 | $531,000 | thousands by filing date | put |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,913 | $527,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,927 | $525,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 20,000 | $525,000 | thousands by filing date | put |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 18,377 | $524,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 40,385 | $524,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 22,140 | $523,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 18,999 | $523,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 16,633 | $521,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 10,057 | $520,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,927 | $518,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,012 | $517,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 13,160 | $517,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,966 | $515,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 170,000 | $515,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 10,141 | $512,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,000 | $508,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 8,240 | $508,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 32,571 | $508,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 11,514 | $507,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 51,821 | $505,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,735 | $501,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 32,338 | $501,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 13,508 | $500,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,521 | $500,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 51,426 | $500,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 48,642 | $500,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,771 | $498,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 9,694 | $498,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,768 | $496,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,939 | $495,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,951 | $495,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,119 | $495,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 61,345 | $493,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8,406 | $491,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,550 | $487,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 16,492 | $487,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 24,333 | $485,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 10,605 | $485,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 11,710 | $485,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 11,000 | $483,000 | thousands by filing date | call |
| IXYS CORP | 46600W106 | COMMON STOCK | 45,953 | $483,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 32,606 | $481,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 20,642 | $480,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,300 | $478,000 | thousands by filing date | call |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 33,250 | $478,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 11,279 | $477,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,645 | $475,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 22,169 | $472,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,500 | $471,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 90,229 | $470,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,288 | $470,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 131,900 | $470,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 16,256 | $469,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 10,769 | $469,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 10,570 | $469,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 17,800 | $468,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,900 | $466,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 11,009 | $466,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 8,000 | $466,000 | thousands by filing date | call |
| DANAOS CORP | Y1968P105 | SHS | 90,000 | $463,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 22,600 | $459,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 16,690 | $457,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 10,000 | $457,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 10,057 | $453,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 379,276 | $452,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 80,841 | $450,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 7,749 | $449,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 20,018 | $449,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 32,692 | $449,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 12,032 | $448,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 17,269 | $447,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 395 | $446,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 10,454 | $446,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 18,430 | $445,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,150 | $444,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 12,016 | $442,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 10,114 | $442,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 17,522 | $442,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 6,446 | $441,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,242 | $438,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 6,324 | $438,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 12,118 | $437,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 21,679 | $437,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 26,010 | $435,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 8,705 | $432,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 35,110 | $431,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 13,272 | $431,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 27,262 | $431,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 6,962 | $430,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 24,115 | $430,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 16,150 | $429,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 31,693 | $429,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 11,465 | $428,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 50,000 | $428,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,427 | $427,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,255 | $425,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 36,656 | $424,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 8,065 | $423,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,150 | $422,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 29,125 | $422,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 116,847 | $421,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 7,826 | $418,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,000 | $418,000 | thousands by filing date | put |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 7,880 | $415,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,847 | $415,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 11,000 | $414,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 13,722 | $414,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 35,500 | $413,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 25,877 | $413,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 5,290 | $413,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 15,239 | $413,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 26,273 | $413,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 5,619 | $411,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 23,932 | $410,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 9,211 | $410,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 7,859 | $410,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 12,344 | $409,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,820 | $408,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 30,000 | $408,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 16,914 | $406,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 7,040 | $406,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 9,019 | $406,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 26,000 | $406,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 8,900 | $405,000 | thousands by filing date | put |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,355 | $403,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,929 | $402,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 124,238 | $401,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 6,587 | $401,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 9,710 | $400,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 11,441 | $399,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 28,449 | $399,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 12,862 | $398,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 78,235 | $398,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 12,158 | $396,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 61,875 | $395,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 9,356 | $395,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 57,029 | $395,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 17,600 | $394,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 72,727 | $394,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 28,456 | $393,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 23,933 | $392,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 31,210 | $390,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 12,556 | $390,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 7,264 | $389,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 12,909 | $389,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 61,397 | $389,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 13,661 | $389,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 17,063 | $388,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 10,000 | $388,000 | thousands by filing date | put |
| INSPERITY INC | 45778Q107 | COM | 14,155 | $387,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 6,963 | $386,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 6,179 | $386,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 13,331 | $386,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 54,000 | $386,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 75,009 | $385,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 155,200 | $385,000 | thousands by filing date | put |
| QLOGIC CORP | 747277101 | COM | 41,980 | $385,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 12,585 | $384,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 8,336 | $382,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,601 | $381,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 17,700 | $381,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 10,984 | $380,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 16,881 | $379,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,703 | $378,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 10,000 | $377,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 27,315 | $377,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 21,260 | $375,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,294 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,370 | $373,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 29,776 | $373,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,737 | $372,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,695 | $372,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 14,370 | $372,000 | thousands by filing date | principal |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 31,550 | $372,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 6,025 | $371,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,490 | $370,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 21,889 | $369,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 9,300 | $369,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 7,240 | $367,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,025 | $367,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,418 | $366,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,070 | $366,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 16,619 | $366,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 13,166 | $365,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 2,579 | $365,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 30,000 | $364,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 9,254 | $364,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,416 | $363,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 30,209 | $363,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 50,387 | $363,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,000 | $362,000 | thousands by filing date | put |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 24,563 | $362,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 5,900 | $362,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 24,894 | $361,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 30,621 | $360,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,781 | $359,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 71,278 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,110 | $358,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 9,619 | $358,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,294 | $357,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 44,930 | $357,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 8,762 | $357,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 5,929 | $356,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 18,878 | $355,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 35,451 | $353,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 5,550 | $353,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 14,151 | $352,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 17,399 | $351,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 4,168 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 16,000 | $351,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 10,526 | $351,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 11,769 | $351,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 7,709 | $351,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 10,500 | $350,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 6,835 | $350,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 100,000 | $349,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 70,000 | $347,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 6,027 | $347,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 13,784 | $346,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 13,000 | $346,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 125,000 | $345,000 | thousands by filing date | put |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,785 | $345,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 9,999 | $344,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 3,564 | $344,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 15,245 | $343,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 34,058 | $342,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,450 | $342,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 49,464 | $341,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,000 | $339,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 20,000 | $339,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,505 | $338,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 9,200 | $336,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 9,093 | $335,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 29,891 | $335,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 18,700 | $334,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 60,000 | $334,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 3,728 | $333,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,325 | $332,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 12,254 | $332,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 6,260 | $329,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 9,895 | $329,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 14,477 | $328,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 8,832 | $327,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 76,300 | $327,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 17,732 | $326,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 41,878 | $326,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 8,160 | $326,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 18,206 | $326,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 40,436 | $325,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 13,313 | $325,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,781 | $323,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 29,452 | $323,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,747 | $323,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 19,750 | $322,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 11,198 | $322,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 4,435 | $321,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,675 | $320,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 16,401 | $320,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,230 | $319,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,622 | $316,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 8,794 | $315,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 22,502 | $314,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 7,361 | $314,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 54,757 | $314,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 11,371 | $312,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 17,543 | $311,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 4,091 | $310,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 7,546 | $310,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,800 | $309,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 15,090 | $309,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 12,861 | $308,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 7,001 | $308,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,000 | $308,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 14,691 | $307,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,161 | $307,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 59,923 | $307,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $307,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,661 | $306,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8,087 | $306,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 17,653 | $304,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 18,000 | $304,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 18,000 | $304,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 88,867 | $304,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 13,439 | $303,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,700 | $302,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 6,196 | $302,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 20,114 | $302,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 28,274 | $301,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 3,191 | $300,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 17,903 | $299,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,000 | $297,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 4,292 | $297,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 20,000 | $295,000 | thousands by filing date | call |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,379 | $294,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,900 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,642 | $292,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 28,990 | $291,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 8,849 | $290,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,437 | $289,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,422 | $289,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 16,311 | $289,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 82,596 | $288,000 | thousands by filing date | call |
| SUPPORT COM INC | 86858W101 | COM | 133,380 | $288,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 9,326 | $287,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,578 | $286,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,981 | $286,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 19,540 | $285,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 4,460 | $285,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,206 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,282 | $283,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 22,219 | $283,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 15,622 | $281,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 32,632 | $280,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 17,261 | $280,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 112,600 | $278,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 23,240 | $276,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 11,980 | $276,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 12,089 | $276,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 20,135 | $274,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 4,568 | $274,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $273,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,320 | $273,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 21,683 | $273,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,267 | $273,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 5,788 | $273,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,563 | $271,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,610 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 6,150 | $271,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 15,477 | $271,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 12,023 | $270,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 50,000 | $270,000 | thousands by filing date | call |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 23,213 | $270,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 70,000 | $270,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 13,361 | $269,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 4,117 | $268,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 9,747 | $268,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 10,279 | $267,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,269 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,156 | $266,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 10,359 | $266,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,882 | $265,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,737 | $265,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 7,761 | $265,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 21,168 | $264,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,485 | $263,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 10,000 | $263,000 | thousands by filing date | put |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,950 | $262,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,000 | $262,000 | thousands by filing date | call |
| FORWARD AIR CORP | 349853101 | COM | 5,836 | $261,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 28,892 | $261,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 10,000 | $260,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 31,907 | $259,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,616 | $258,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,900 | $258,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 10,000 | $258,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 50,000 | $257,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 50,000 | $257,000 | thousands by filing date | call |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 34,121 | $257,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 403 | $256,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 9,036 | $256,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 14,293 | $256,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 18,811 | $256,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 31,602 | $256,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 2,705 | $255,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,034 | $254,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,831 | $254,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 20,835 | $254,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 12,500 | $254,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 10,000 | $253,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 17,818 | $253,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 29,696 | $251,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,488 | $249,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 24,955 | $249,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 18,814 | $249,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,273 | $248,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 5,529 | $248,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 9,844 | $248,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,403 | $247,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 15,334 | $247,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 7,200 | $246,000 | thousands by filing date | call |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,384 | $246,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,246 | $246,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 41,935 | $246,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 16,284 | $246,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,618 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,101 | $243,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 65,000 | $243,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 25,000 | $243,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 10,014 | $243,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 11,015 | $243,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 9,916 | $242,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 212,262 | $242,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $241,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,000 | $241,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 32,074 | $241,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 5,092 | $241,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 15,475 | $240,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 40,510 | $239,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 6,304 | $239,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 26,000 | $239,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,986 | $237,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 35,000 | $236,000 | thousands by filing date | put |
| iShares MSCI Frontier 100 | 464286145 | cs | 6,235 | $236,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 6,580 | $236,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 9,000 | $235,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 8,071 | $235,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,146 | $234,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 26,309 | $234,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 54,700 | $233,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 5,266 | $232,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,882 | $232,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,182 | $231,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,446 | $231,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 12,292 | $230,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 12,000 | $229,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 5,079 | $228,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,971 | $227,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 142,013 | $226,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 5,469 | $226,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,000 | $225,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,934 | $225,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 10,094 | $225,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,640 | $224,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,899 | $224,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,220 | $224,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 10,000 | $223,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,000 | $222,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 15,051 | $222,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 16,200 | $222,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 15,406 | $222,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 9,047 | $221,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,713 | $221,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 49,185 | $221,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 20,000 | $220,000 | thousands by filing date | put |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,000 | $220,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 8,305 | $219,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,200 | $218,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,190 | $217,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 7,721 | $217,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 13,636 | $217,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,475 | $215,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 10,239 | $215,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,262 | $215,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,000 | $214,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 6,984 | $214,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011135 | this filing | 2014-11-07 | acceptance time not in the bulk data set |