13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-07, with 4,064 holding rows worth $88,311,624,000.
- Accession
- 0000950123-14-011135
- Filer
- CIK 927971
- Filed
- 2014-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 12,438 entries on the cover page, a total value of $88,311,624,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,311,624,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,000 | $18,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,478 | $18,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 200 | $18,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 350 | $18,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,000 | $18,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 30,453 | $18,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 171 | $18,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 1,036 | $18,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 639 | $17,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 304 | $17,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $17,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 300 | $17,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,500 | $17,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,262 | $17,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 823 | $17,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 389 | $17,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,081 | $17,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 261 | $17,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 527 | $17,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,252 | $17,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,780 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 280 | $17,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 17,000 | $17,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 953 | $17,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 2,714 | $17,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,027 | $17,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,000 | $17,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 285 | $17,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 195 | $17,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 1,000 | $17,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 143 | $17,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 495 | $17,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,162 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 164 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 251 | $16,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 381 | $16,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 315 | $16,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 225 | $16,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 700 | $16,000 | thousands by filing date | put |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 447 | $16,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $16,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 500 | $16,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 550 | $16,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 783 | $16,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 837 | $16,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 393 | $16,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 855 | $16,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 236 | $15,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 390 | $15,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 189 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 466 | $15,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 769 | $15,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 260 | $15,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,464 | $15,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 600 | $15,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $15,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 537 | $15,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,093 | $15,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,064 | $15,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 3,530 | $15,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 2,600 | $15,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 1,346 | $15,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 470 | $14,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 144 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 105 | $14,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 589 | $14,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 215 | $14,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 659 | $14,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 525 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 244 | $14,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 579 | $14,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 375 | $14,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 459 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 504 | $14,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 283 | $14,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 917 | $14,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 3,836 | $14,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,547 | $14,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 957 | $14,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 4,756 | $14,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,311 | $14,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,500 | $14,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 307 | $13,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 480 | $13,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 814 | $13,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,271 | $13,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 280 | $13,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 700 | $13,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 500 | $13,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 555 | $13,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,837 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,175 | $13,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 1,564 | $13,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 625 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $13,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,000 | $13,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 831 | $13,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 225 | $13,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 443 | $13,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 475 | $13,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 18,767 | $13,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $13,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,020 | $13,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 14,000 | $13,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 250 | $12,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 246 | $12,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 667 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 175 | $12,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 1,000 | $12,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,012 | $12,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 875 | $12,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 700 | $12,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 280 | $12,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 16,000 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 255 | $12,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 1,326 | $12,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 640 | $12,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $12,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 966 | $12,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 500 | $12,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 470 | $12,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 2,857 | $12,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 275 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 216 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 305 | $11,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 740 | $11,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 269 | $11,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 700 | $11,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 454 | $11,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 478 | $11,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 435 | $11,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 339 | $11,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 470 | $11,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 500 | $11,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $11,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $11,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $11,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 264 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 415 | $11,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,157 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 10,000 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 782 | $11,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 3,000 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $11,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $11,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 850 | $10,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $10,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 208 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 200 | $10,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 100 | $10,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 245 | $10,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 251 | $10,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 793 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 292 | $10,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 2,000 | $10,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 200 | $10,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 498 | $10,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 438 | $10,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | principal |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 459 | $10,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 879 | $10,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 620 | $10,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,000 | $10,000 | thousands by filing date | principal |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 605 | $10,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 5,600 | $10,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 336 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,000 | $10,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,320 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 317 | $10,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 250 | $9,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 2,513 | $9,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 560 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 310 | $9,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 476 | $9,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 866 | $9,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 1,000 | $9,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 162 | $9,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $9,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $9,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 376 | $9,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 512 | $9,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,030 | $9,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 10,490 | $9,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 331 | $9,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 270 | $9,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 792 | $9,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 2,755 | $9,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 600 | $9,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 2,427 | $9,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,000 | $9,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 2,857 | $9,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 500 | $9,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 679 | $8,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $8,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 600 | $8,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 720 | $8,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 170 | $8,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,663 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $8,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 230 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 257 | $8,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 489 | $8,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 390 | $8,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 624 | $8,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 680 | $8,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,206 | $8,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 350 | $8,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 397 | $8,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 643 | $8,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 544 | $8,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $8,000 | thousands by filing date | principal |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 459 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 194 | $8,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 144 | $7,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 89 | $7,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 389 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 324 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 266 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 381 | $7,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 1,007 | $7,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,540 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,100 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 83 | $7,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 166 | $7,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,125 | $7,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 2,500 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 150 | $7,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 350 | $7,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 225 | $7,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 19 | $7,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 293 | $7,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 536 | $7,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,115 | $7,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 662 | $7,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $7,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,462 | $7,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 400 | $7,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 15,000 | $7,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,894 | $7,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 318 | $7,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 143 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 11,251 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 811 | $6,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 144 | $6,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $6,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 162 | $6,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 256 | $6,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 195 | $6,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 246 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 92 | $6,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 500 | $6,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 91 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 164 | $6,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 21 | $6,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 2,060 | $6,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 673 | $6,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 1,060 | $6,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 112 | $6,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 200 | $6,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 500 | $6,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $6,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 75 | $6,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,018 | $6,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 691 | $6,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 6,000 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 300 | $6,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $6,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 239 | $6,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $6,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 99 | $6,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 75,499 | $6,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,397 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $6,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 500 | $6,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 186 | $6,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 510 | $6,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 150 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 69 | $5,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 150 | $5,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 45 | $5,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 260 | $5,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 177 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 225 | $5,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 4,919 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,500 | $5,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 515 | $5,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 200 | $5,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 375 | $5,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 151 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $5,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $5,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 48 | $5,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 578 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 311 | $5,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,000 | $5,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 626 | $5,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $5,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 706 | $5,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,410 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| BALTIC TRADING LTD | Y0553W103 | COM | 1,215 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 34 | $5,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $5,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $5,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $5,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $5,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 358 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 40 | $4,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 132 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 166 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 156 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 417 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 235 | $4,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 135 | $4,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 2,075 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 190 | $4,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 200 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 430 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 645 | $4,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 870 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 171 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 110 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 115 | $4,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 250 | $4,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 184 | $4,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 437 | $4,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 61,875 | $4,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 200 | $4,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 200 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 168 | $4,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 35 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 3,060 | $4,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 250 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 80 | $4,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $4,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,120 | $3,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 77 | $3,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 150 | $3,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 70 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 107 | $3,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 400 | $3,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 116 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $3,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 40 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 100 | $3,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 47 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 190 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,100 | $3,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 241 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 85 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 200 | $3,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 87 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 190 | $3,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,680 | $3,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,608 | $3,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $3,000 | thousands by filing date | principal |
| POTBELLY CORP | 73754Y100 | COM | 300 | $3,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 666 | $3,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 287 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 1,349 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 200 | $3,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 435 | $3,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 63 | $3,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 234 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 258 | $3,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,000 | $3,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 516 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 107 | $3,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,780 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 410 | $3,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 174 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 1,300 | $3,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $3,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 208 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 115 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 220 | $3,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 16 | $2,000 | thousands by filing date | call |
| WALGREEN CO | 931422109 | COM | 36 | $2,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 80 | $2,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 71 | $2,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 184 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 70 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 500 | $2,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 30 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 75 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 50 | $2,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 82 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 144 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 635 | $2,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 27 | $2,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 140 | $2,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $2,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 750 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 35 | $2,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 570 | $2,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 329 | $2,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 100 | $2,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 198 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,200 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,266 | $2,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 500 | $2,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 200 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 430 | $2,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 215 | $2,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 246 | $2,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 400 | $2,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 1,200 | $2,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 39 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 216 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 63 | $1,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 400 | $1,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 407 | $1,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 400 | $1,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,000 | $1,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,200 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 42 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 22 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,510 | $1,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 12 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 29 | $1,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 30 | $1,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 34 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 123 | $1,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 780 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 950 | $1,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 35 | $1,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 7 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 602 | $1,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 39 | $1,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 337 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $1,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 5 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $1,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 600 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 102 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 62 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 47 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 1,500 | $1,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 23 | $1,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 299 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 650 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 60 | $1,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 82 | $1,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 53 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 132 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011135 | this filing | 2014-11-07 | acceptance time not in the bulk data set |