13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 6,060 holding rows worth $169,492,528,000.
- Accession
- 0000950123-14-008691
- Filer
- CIK 820027
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 9,309 entries on the cover page, a total value of $169,492,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,492,528,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 4,668 | $128,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 1,366 | $127,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,769 | $127,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,562 | $126,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 6,960 | $126,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 2,531 | $125,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 18,163 | $125,000 | thousands by filing date | |
| CAP GEMINI SA ADR | 139098107 | COM | 3,504 | $125,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 1,366 | $124,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,669 | $124,000 | thousands by filing date | |
| MS&AD INS GROUP HLDGS ADR | 553491101 | COM | 10,138 | $124,000 | thousands by filing date | |
| Keppel Ltd Sponsored | 492051305 | ADR | 7,186 | $124,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 3,476 | $123,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,177 | $123,000 | thousands by filing date | |
| ALLY FINL INC PERP PFD-A FLT | 02005N308 | PREFERR | 4,450 | $123,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 944 | $122,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 61,000 | $122,000 | thousands by filing date | principal |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,942 | $122,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 2,403 | $121,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 4,063 | $121,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 6,438 | $121,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1,662 | $121,000 | thousands by filing date | |
| DANSKE BANK A/S-UNSPONS ADR | 236363107 | COM | 8,546 | $121,000 | thousands by filing date | |
| DAYCO / MARK IV | 257658740 | COM | 2,545 | $121,000 | thousands by filing date | |
| BANK OF CHINA-UNSPN ADR | 06426M104 | COM | 10,755 | $120,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,649 | $119,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 5,050 | $119,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 68,766 | $119,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,884 | $118,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 6,918 | $117,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 2,441 | $117,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,460 | $117,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 11,733 | $116,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 4,785 | $115,000 | thousands by filing date | |
| COMMERZBANK AG SPONS ADR | 202597605 | COM | 7,339 | $115,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 1,711 | $115,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,004 | $114,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,264 | $114,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 2,445 | $114,000 | thousands by filing date | |
| HANG LUNG PROPERTIES SP ADR | 41043M104 | COM | 7,365 | $114,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 2,898 | $114,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,000 | $114,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 624 | $114,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 34,736 | $113,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 3,899 | $113,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,700 | $113,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 4,215 | $113,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 1,876 | $112,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 2,604 | $112,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 1,486 | $112,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 9,733 | $112,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 11,347 | $111,000 | thousands by filing date | |
| OLYMPUS CORP-SPON ADR | 68163W109 | COM | 3,210 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 954 | $110,000 | thousands by filing date | |
| DAIICHI SANKYO CO LTD ADR | 23381D102 | ADR | 5,818 | $110,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,114 | $110,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,165 | $109,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 4,902 | $109,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 5,065 | $109,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 871 | $109,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 2,434 | $109,000 | thousands by filing date | |
| TATE & LYLE | 876570607 | COM | 2,269 | $109,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 2,602 | $108,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,985 | $107,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 8,663 | $107,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 8,371 | $107,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 5,065 | $107,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 26,053 | $107,000 | thousands by filing date | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 3,656 | $106,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 3,474 | $105,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,151 | $105,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 6,809 | $105,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 1,090 | $105,000 | thousands by filing date | |
| SVENSKA CELLULOSA AB-SP ADR | 869587402 | COM | 4,028 | $105,000 | thousands by filing date | |
| WESFARMERS LIMITED-UNSP ADR | 950840207 | ADR | 5,335 | $105,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 8,592 | $104,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 6,151 | $104,000 | thousands by filing date | |
| BAC CAPITAL TRUST VIII | 05518T209 | PRF | 4,100 | $104,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 7,065 | $103,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 13,887 | $103,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,578 | $103,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 3,732 | $103,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 5,430 | $102,000 | thousands by filing date | |
| HERBST GAMING LLC | 427998539 | COM | 8,709 | $102,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 4,235 | $101,000 | thousands by filing date | |
| SYSMEX COR | 87184P109 | USD | 5,325 | $101,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 2,203 | $101,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP | 025932401 | STOCK | 3,915 | $101,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,356 | $100,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 5,746 | $100,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 2,285 | $100,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 5.875% | 879433795 | PREFERR | 4,400 | $100,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,850 | $99,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 5,498 | $99,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 14,856 | $99,000 | thousands by filing date | |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 45,267 | $99,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,915 | $98,000 | thousands by filing date | |
| Centrica PLC Spon ADR | 15639k300 | COM | 4,569 | $98,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 4,000 | $98,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,891 | $98,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 4,106 | $98,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,940 | $97,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 3,952 | $97,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 21,278 | $97,000 | thousands by filing date | |
| RBS CAP FDG TR V GTD TR PFD SECS 5.90% | 74928K208 | PREFERRED EQUITY | 4,017 | $97,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,494 | $96,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 7,590 | $96,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 24,031 | $96,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 2,644 | $95,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 19,809 | $95,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 3,746 | $95,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 6,234 | $94,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 5,200 | $94,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 7,023 | $94,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,600 | $93,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 4,907 | $93,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 1,322 | $93,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 2,137 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,597 | $92,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 1,477 | $92,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 5,010 | $92,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,780 | $92,000 | thousands by filing date | |
| HSBC USA INC | 40428H805 | PFD | 4,050 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,058 | $91,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 889 | $91,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 14,726 | $91,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,569 | $91,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 3,364 | $91,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 2,627 | $91,000 | thousands by filing date | |
| Lenovo Group Ltd | 526250105 | Equity | 3,358 | $91,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,941 | $91,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 2,727 | $91,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 16,700 | $91,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,045 | $90,000 | thousands by filing date | |
| ATLAS COPCO AB SPONS ADR B | 049255805 | COM | 3,380 | $90,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 3,566 | $90,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 3,479 | $90,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,486 | $89,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,000 | $89,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 4,782 | $89,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 2,411 | $88,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 7,977 | $88,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 2,089 | $88,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 5,137 | $88,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,770 | $88,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 3,759 | $88,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,022 | $87,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,645 | $87,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 3,643 | $87,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 2,039 | $87,000 | thousands by filing date | |
| HOLCIM LTD-UNSPON ADR | 434741203 | COM | 4,935 | $87,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 7,278 | $86,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 3,638 | $86,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,572 | $86,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,145 | $86,000 | thousands by filing date | |
| Macquarie Group Ltd | 55607P204 | Equity | 1,485 | $86,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 5,888 | $86,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 10,377 | $86,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 8,460 | $86,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 3,320 | $85,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,640 | $85,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,895 | $85,000 | thousands by filing date | |
| INFINEON TECHNOLOGIES-ADR | 45662N103 | COMMON STOCKS | 6,805 | $85,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION PFD 1/1200SER2 NON-CUMULATIVE 3 | 060505625 | Preferred Stock | 4,350 | $85,000 | thousands by filing date | |
| QWEST CORP | 74913G204 | PFD | 3,225 | $85,000 | thousands by filing date | |
| AMCOR LTD SPONSORED ADRFSPONSO | 02341r302 | ADR | 2,148 | $85,000 | thousands by filing date | |
| FUJI HEAVY INDUS-UNSPONS ADR | 359556206 | COM | 1,530 | $85,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,956 | $84,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 2,375 | $84,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 2,851 | $84,000 | thousands by filing date | |
| FAST RETAILING CO LTD ADR | 31188H101 | FOREIGN | 2,556 | $84,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 996 | $84,000 | thousands by filing date | |
| CENTRAL JAPAN RAI-UNSPON ADR | 153766100 | COM | 5,858 | $84,000 | thousands by filing date | |
| MTN GROUP LTD ADR | 62474M108 | COM | 4,008 | $84,000 | thousands by filing date | |
| BRAMBLES LTD | 105105100 | COM | 4,879 | $84,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,000 | $83,000 | thousands by filing date | |
| AMADEUS IT GROUP S A UNSPONSOR | 02263t104 | COM | 2,020 | $83,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 2,430 | $83,000 | thousands by filing date | |
| VARDE FUND V LP NEW | VARVLP009 | LP | 30,000,000 | $83,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 858 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,860 | $82,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,452 | $82,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,425 | $81,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 2,212 | $81,000 | thousands by filing date | |
| ASTRA INTERNATIONAL ADR | 69367X109 | COM | 6,621 | $81,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 4,416 | $81,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,930 | $81,000 | thousands by filing date | |
| TROPICANA ENTERTAINMENT LLC | 89708X204 | COM | 4,284 | $81,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,829 | $81,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 3,165 | $80,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 7,695 | $80,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 2,936 | $80,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 4,525 | $80,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 3,185 | $80,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 6,709 | $79,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 1,010 | $79,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 960 | $79,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 1,569 | $79,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 886 | $78,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,025 | $78,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 3,790 | $78,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 7,245 | $78,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 1,577 | $78,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 1,625 | $78,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 5,446 | $77,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 6,662 | $77,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,791 | $77,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,877 | $77,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,055 | $77,000 | thousands by filing date | |
| ENDURANCE SPECIATY HLDG 7.75% $1.9375 PFD | 29267H208 | PREFERRED | 2,911 | $77,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 3,090 | $77,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 2,977 | $77,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 2,118 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,508 | $76,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 732 | $76,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 7,492 | $76,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 1,440 | $76,000 | thousands by filing date | |
| UNITED UTILITIES GROUP ADR | 91311E102 | COM | 2,514 | $76,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 800 | $76,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 969 | $75,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,024 | $75,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,930 | $75,000 | thousands by filing date | |
| MITSUBISHI ELEC CORP ADR | 606776201 | COM | 3,051 | $75,000 | thousands by filing date | |
| J. SAINSBURY PLC-SPONS ADR | 466249208 | USD | 3,342 | $75,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 1,629 | $75,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 1,864 | $75,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,540 | $74,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,371 | $74,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,651 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 2,262 | $74,000 | thousands by filing date | |
| AVIVA PLC CAP SECS | 05382A203 | PRF | 2,598 | $74,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U304 | EQPFD | 3,000 | $74,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 6,844 | $73,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,414 | $73,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 8,918 | $73,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,981 | $73,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 25,720 | $73,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 3,251 | $72,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,170 | $72,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 5,017 | $72,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 2,920 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,401 | $72,000 | thousands by filing date | |
| STANDARD BANK GROUP LTD ADR | 853118206 | ADR | 5,283 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 4,000 | $72,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 1,235 | $72,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 1,184 | $71,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 3,330 | $71,000 | thousands by filing date | |
| Swiss Re Ltd. | 870886108 | COM | 801 | $71,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,301 | $71,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 762 | $71,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240201 | PRF | 2,650 | $71,000 | thousands by filing date | |
| SLM CORP 6.97% PFD SERIES A 12/31/4 | 78442P205 | PREFERRED STOCK | 1,450 | $71,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 780 | $70,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 2,621 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,431 | $70,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 1,974 | $70,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,000 | $70,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 5,646 | $70,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,300 | $70,000 | thousands by filing date | |
| GALAXY ENTERTAINMENT GROUP | 36318L104 | COM | 871 | $70,000 | thousands by filing date | |
| WEBSTER CITY FEDERAL BANCORP | 947692109 | COM | 10,080 | $70,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 816 | $69,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 7,640 | $69,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 7,540 | $69,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 3,983 | $69,000 | thousands by filing date | |
| Banco Do Brasil Sa Spons Adr Ea Repr 1 O | 059578104 | Equity | 6,080 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1,404 | $69,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,230 | $69,000 | thousands by filing date | |
| STAR TRIBUNE CO | 85519YC08 | COM | 1,098 | $69,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,067 | $68,000 | thousands by filing date | |
| Sandvik AB ADR | 800212201 | Equity | 4,954 | $68,000 | thousands by filing date | |
| SWISSCOM AG-SPONSORED ADR | 871013108 | COM | 1,163 | $68,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 3,231 | $67,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,948 | $67,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 2,302 | $67,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,250 | $66,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 2,490 | $66,000 | thousands by filing date | |
| Edp - Energias De Portugal Sa | 268353109 | Equity | 1,312 | $66,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 571 | $66,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 2,580 | $66,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 4,338 | $66,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,325 | $65,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 3,279 | $65,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 1,311 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 757 | $64,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,191 | $64,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,445 | $64,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 6,471 | $64,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,225 | $64,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 7,736 | $64,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 2,810 | $64,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,718 | $63,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 1,915 | $63,000 | thousands by filing date | |
| Sumitomo Corp | 865613103 | Equity | 4,639 | $63,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,005 | $63,000 | thousands by filing date | |
| PORSCHE AUTOMOBILUNSP ADR | 73328P106 | COM | 6,074 | $63,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 7,721 | $63,000 | thousands by filing date | |
| Aspen Insurance 7.25% Call07/2 | g05384147 | PFD | 2,424 | $63,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 964 | $62,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,528 | $62,000 | thousands by filing date | |
| EXPERIAN GP LTD ADR | 30215C101 | FOREIGN | 3,616 | $62,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 4,029 | $62,000 | thousands by filing date | |
| MARUBENI CORP ADR | 573810207 | ADR | 850 | $62,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 6,000 | $62,000 | thousands by filing date | |
| KKR FIN'L 8.375% C16 | 48248A405 | PRF | 2,200 | $62,000 | thousands by filing date | |
| TOKYO GAS CO LTD-UNSPON ADR | 889115101 | COM | 2,643 | $62,000 | thousands by filing date | |
| T US 01/17/15 P35 | CM3023968 | OPT | 304 | $62,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,399 | $61,000 | thousands by filing date | |
| HONG KONG | 43858F109 | USD | 3,248 | $61,000 | thousands by filing date | |
| COUNTRYWIDE CAP IVGTD TR PFD SECS | 22238E206 | EQUITIES | 2,388 | $61,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 663 | $60,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 961 | $60,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 2,012 | $60,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,697 | $60,000 | thousands by filing date | |
| NITTO DENKO CORP UNSPON ADR | 654802206 | COM | 2,547 | $60,000 | thousands by filing date | |
| AEON COMPANY LTD- UNSPON ADR | 007627102 | COM | 4,847 | $60,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 1,509 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 2,574 | $60,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 2,108 | $60,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 1,178 | $60,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 2,848 | $60,000 | thousands by filing date | |
| ACCOR SA-UNSPON ADR | 00435F200 | COM | 5,771 | $60,000 | thousands by filing date | |
| UNITED STATES CELLULAR | 911684405 | PRF | 2,361 | $60,000 | thousands by filing date | |
| DGI US 08/16/14 P25 | CM3471852 | OPT | 851 | $60,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 872 | $59,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,794 | $59,000 | thousands by filing date | |
| NEDBANK GROUP LTD ADR | 63975K104 | ADR | 2,747 | $59,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,790 | $59,000 | thousands by filing date | |
| TORAY INDUSTRIES UNSPON ADR | 890880206 | COM | 891 | $59,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 900 | $59,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 2,300 | $59,000 | thousands by filing date | |
| JSC MMC NORILSK ADR | 46626D108 | COM | 2,997 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,127 | $58,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 2,468 | $58,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,045 | $58,000 | thousands by filing date | |
| TELECOM CORP NEW ZEALAND LTD SPON ADR | 879278208 | ADR | 4,940 | $58,000 | thousands by filing date | |
| GABELLI UTIL TR SER A | 36240A200 | PRF | 2,323 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 976 | $57,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 3,780 | $57,000 | thousands by filing date | |
| BRDTLA 7.625 31 DEC 2049 A - PFD | 112714209 | EQUITIES | 2,000 | $57,000 | thousands by filing date | |
| Merrill Lynch Cap TR IV 7.12% PFD | 59021G204 | Pfd Stk | 2,200 | $57,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 4,862 | $56,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 1,992 | $56,000 | thousands by filing date | |
| HONG KONG AND CHINA GAS SP ADR | 438550303 | COM | 25,684 | $56,000 | thousands by filing date | |
| ASAHI KASEI CORP UNSPON ADR | 043400100 | COM | 3,682 | $56,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,376 | $56,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 2,025 | $56,000 | thousands by filing date | |
| TULLOW OIL PLC-UNSPON ADR | 899415202 | ADR | 7,770 | $56,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,981 | $56,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 1,100 | $55,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 3,180 | $55,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 1,828 | $55,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,603 | $55,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS PFD B 7.875 | 866082308 | PFD | 2,125 | $55,000 | thousands by filing date | |
| Cap Gemini S.A. | F13587120 | COM | 776 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,797 | $54,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 619 | $54,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 2,536 | $54,000 | thousands by filing date | |
| COCHLEAR LTD-UNSPON ADR | 191459205 | COM | 1,868 | $54,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 1,530 | $54,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 2,390 | $54,000 | thousands by filing date | |
| JGC CORP-UNSPONSORED ADR | 466140100 | COM | 883 | $54,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 7,722 | $53,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 3,374 | $53,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,610 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 5,702 | $53,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,070 | $53,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 1,583 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 977 | $53,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 1,610 | $53,000 | thousands by filing date | |
| AKBANK TURK ANONIM SIRKETI ADR | 009719501 | COM | 7,277 | $53,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 2,122 | $53,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,918 | $53,000 | thousands by filing date | |
| ING GROEP N V | 456837202 | PRF | 2,076 | $53,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 2,200 | $53,000 | thousands by filing date | |
| SPY US 08/16/14 P190 | CM3306084 | OPT | 412 | $53,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 3,983 | $52,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 1,825 | $52,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 2,154 | $52,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,601 | $52,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 6,000 | $52,000 | thousands by filing date | |
| KERING S A UNSPONSORED ADR | 492089107 | USD | 2,374 | $52,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHER ADR | 410693105 | COM | 1,145 | $52,000 | thousands by filing date | |
| Daiwa Securities Group Inc Sp | 234064301 | ADR | 6,039 | $52,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 2,000 | $52,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 1,733 | $52,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 3,490 | $52,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 1,162 | $52,000 | thousands by filing date | |
| Hospitality Properties Trust- | 44106M607 | PFD | 2,039 | $52,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 2,100 | $52,000 | thousands by filing date | |
| PPLUS TRUST | 73941X874 | PRF | 2,070 | $52,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 1,358 | $51,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 681 | $51,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 5,946 | $51,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 1,446 | $51,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,450 | $51,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 1,016 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,430 | $51,000 | thousands by filing date | |
| ATLANTIA SPA-UNSPONSORED ADR | 048173108 | COM | 3,574 | $51,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 6,385 | $50,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 2,500 | $50,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 1,507 | $50,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 1,107 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 500 | $50,000 | thousands by filing date | |
| DISCOVER FINANCIAL SVS 6.50% S | 254709207 | PREFERR | 2,000 | $50,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,526 | $50,000 | thousands by filing date | |
| Newcrest Mining ADS | 651191108 | ADR | 5,049 | $50,000 | thousands by filing date | |
| HEIDELBERGCEMENT AG-UNSP ADR | 42281P205 | COM | 2,903 | $50,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,156 | $50,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 13,139 | $50,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1,000 | $49,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,648 | $49,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 2,025 | $49,000 | thousands by filing date | |
| TURKIYE GARANTI BANK | 900148701 | COM | 12,526 | $49,000 | thousands by filing date | |
| ROHM CO LTD-UNSPON ADR | 775376106 | COM | 1,696 | $49,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,408 | $49,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,545 | $49,000 | thousands by filing date | |
| ASTORIA FINANCIAL | 046265401 | PFD | 2,000 | $49,000 | thousands by filing date | |
| EVERBANK FINL 6.75% (EVERPRA) | 29977G201 | PFD | 2,000 | $49,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,648 | $48,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,810 | $48,000 | thousands by filing date | |
| MARKS & SP | 570912105 | USD | 3,323 | $48,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 750 | $48,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 540 | $48,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 3,612 | $48,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 456 | $48,000 | thousands by filing date | |
| Preferred Stock | 929328409 | WSFS FINL | 1,800 | $48,000 | thousands by filing date | |
| REXAM PLC | 761655604 | COMMON | 1,001 | $48,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 1,086 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 1,610 | $47,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 2,226 | $47,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 818 | $47,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 226 | $47,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 6,737 | $47,000 | thousands by filing date | |
| NSK LTD-UNSPONSORED ADR | 670184100 | COM | 1,803 | $47,000 | thousands by filing date | |
| DUKE REALTY CORP DEP SHS | 264411778 | PRF | 1,883 | $47,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 1,833 | $47,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 4,574 | $46,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 2,000 | $46,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 3,406 | $46,000 | thousands by filing date | |
| Credit Agricole Sa Unsponsored Adr | 225313105 | Equity | 6,259 | $46,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 3,223 | $46,000 | thousands by filing date | |
| MORGAN STANLEY 6.600% PFD | 617461207 | PREFERR | 1,777 | $46,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,607 | $45,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,491 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 560 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 722 | $45,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 5,009 | $45,000 | thousands by filing date | |
| SUN HUNG K | 86676H302 | USD | 3,253 | $45,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 2,599 | $45,000 | thousands by filing date | |
| WYNN MACAU LTD | 98313R106 | Common Stock | 1,134 | $45,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 5,860 | $45,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 4,550 | $45,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,696 | $44,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 576 | $44,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 717 | $44,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,845 | $44,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,840 | $44,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 7,151 | $44,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 5,421 | $44,000 | thousands by filing date | |
| HELLENIC TELECOM ORG | 423325307 | Common Stock | 6,008 | $44,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 9,099 | $44,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,787 | $44,000 | thousands by filing date | |
| HSBC Finance Corp PFD Non Cumulative B | 40429C607 | Pfd Stk | 1,732 | $44,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,167 | $44,000 | thousands by filing date | |
| KNIGHTSBRIDGE TANKERS LTD | G5299G106 | COMMON | 3,090 | $44,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,776 | $44,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 453 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 499 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,392 | $43,000 | thousands by filing date | |
| ERSTE GROUP BANK AG SPONS ADR | 296036304 | FOREIGN | 2,682 | $43,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 3,655 | $43,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 1,565 | $43,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 41,000 | $43,000 | thousands by filing date | principal |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,674 | $43,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 1,600 | $43,000 | thousands by filing date | |
| NOKIAN TYRES OYJ-UNSPON ADR | 65528V107 | ADR | 2,190 | $43,000 | thousands by filing date | |
| ALCOA INC | 013817200 | Equities | 500 | $43,000 | thousands by filing date | |
| IR US 09/20/14 P57.5 | CM3417803 | OPT | 345 | $43,000 | thousands by filing date | put |
| TFS FINL CORP | 87240R107 | COM | 2,910 | $42,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 690 | $42,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,155 | $42,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,555 | $42,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4,468 | $42,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 1,327 | $42,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,880 | $42,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 39,000 | $42,000 | thousands by filing date | principal |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 2,319 | $42,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 6,000 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,800 | $42,000 | thousands by filing date | |
| MEDIASET SPA-SPONSORED ADR | 584469407 | COM | 2,885 | $42,000 | thousands by filing date | |
| DONGFENG MOTOR GROUP CO. LTD. UNSPON ADR CLASS H | 257738203 | COM | 474 | $42,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 14,464 | $42,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,700 | $41,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 422 | $41,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,100 | $41,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 2,660 | $41,000 | thousands by filing date | |
| KIRIN BREWERY CO ADR | 497350306 | COM | 2,852 | $41,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 1,821 | $41,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,413 | $41,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008691 | this filing | 2014-08-13 | acceptance time not in the bulk data set |