13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 6,060 holding rows worth $169,492,528,000.
- Accession
- 0000950123-14-008691
- Filer
- CIK 820027
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 9,309 entries on the cover page, a total value of $169,492,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,492,528,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOESTALPINE AG-UNSPON ADR | 928578103 | COM | 1,570 | $15,000 | thousands by filing date | |
| HE 4 1/4 | 419866207 | PRF | 775 | $15,000 | thousands by filing date | |
| CFN US 09/20/14 P39 | CM3417800 | OPT | 275 | $15,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 434 | $14,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,547 | $14,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 890 | $14,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 3,700 | $14,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 3,080 | $14,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 300 | $14,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 418 | $14,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,440 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 532 | $14,000 | thousands by filing date | |
| Ap Moller-Maersk | 00202F102 | Equity | 1,155 | $14,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 841 | $14,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 673 | $14,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 365 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 941 | $14,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 302 | $14,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 2,499 | $14,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 1,037 | $14,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 369 | $14,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,499 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 477 | $14,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 304 | $14,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 870 | $14,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 3,273 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 106 | $14,000 | thousands by filing date | |
| BofA Preferred | 060505740 | PFD | 537 | $14,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 575 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 550 | $14,000 | thousands by filing date | |
| ADELPHIA CONTINGENT VALUE | 00685R706 | COM | 1,410,902 | $14,000 | thousands by filing date | |
| BELGACOM SA-UNSPON ADR | 077701100 | COM | 2,113 | $14,000 | thousands by filing date | |
| GKN PLC - SPONSORED ADR | 361755606 | COM | 2,316 | $14,000 | thousands by filing date | |
| ASOS PLC-UNSP ADR | 00212V105 | ADR | 285 | $14,000 | thousands by filing date | |
| ENBRIDGE INCOME FD os;S EN | 29251R105 | COMMON | 542 | $14,000 | thousands by filing date | |
| ABBV US 08/16/14 C57.5 | CM3468824 | OPT | 109 | $14,000 | thousands by filing date | call |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 3,446 | $13,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 623 | $13,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 1,000 | $13,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 390 | $13,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 143 | $13,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 1,000 | $13,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 935 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,220 | $13,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 900 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 500 | $13,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 1,193 | $13,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,830 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,812 | $13,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 554 | $13,000 | thousands by filing date | |
| SEGA SAMMY HLDGS INC FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 815794102 | SPONSORED ADR | 2,727 | $13,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 200 | $13,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 1,166 | $13,000 | thousands by filing date | |
| SNAM RETE GAS-UNSPONSOR ADR | 78460A106 | COM | 1,116 | $13,000 | thousands by filing date | |
| COMMERCIAL INTL BANK-ADR | 201712304 | COM | 2,578 | $13,000 | thousands by filing date | |
| SUBSEA 7 SA | 864323100 | COM | 714 | $13,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 2,472 | $13,000 | thousands by filing date | |
| HENDERSON LAND DEV ADR | 425166303 | COM | 2,220 | $13,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 580 | $13,000 | thousands by filing date | |
| Colgate Palmolive | 172967333 | CL | 500 | $13,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 1,500 | $13,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,329 | $13,000 | thousands by filing date | |
| Gazprom Neft Spons Adr | 36829G107 | ADR | 578 | $13,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 725 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 133 | $13,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,175 | $13,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,032 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 175 | $13,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 1,840 | $13,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 12,448 | $13,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 538 | $13,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 500 | $13,000 | thousands by filing date | |
| CABCO SER 2004-102 | 12679R204 | PRF | 600 | $13,000 | thousands by filing date | |
| GUOCO GROUP LTD-UNSPON ADR | 403227101 | COM | 540 | $13,000 | thousands by filing date | |
| RBS CAPITAL FUNDING | 74928P207 | PRF | 525 | $13,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS | G7498P309 | PRF | 506 | $13,000 | thousands by filing date | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 500 | $13,000 | thousands by filing date | |
| PS Bus Parks 6.45% | 69360J719 | PFD | 528 | $13,000 | thousands by filing date | |
| SVB CAP IIGTD TR PFD SECS | 86959H201 | EQUITIES | 500 | $13,000 | thousands by filing date | |
| LADENBURG THALMANN FINL 8% SER | 50575Q201 | PFD | 600 | $13,000 | thousands by filing date | |
| HYFLUX LTD-UNSP ADR | 449034107 | ADR | 690 | $13,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 425 | $12,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 582 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 459 | $12,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 550 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 778 | $12,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,000 | $12,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 210 | $12,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 210 | $12,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 403 | $12,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 403 | $12,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 1,000 | $12,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 672 | $12,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 280 | $12,000 | thousands by filing date | |
| Advanced Info Service Adr | 00753G103 | ADR | 1,752 | $12,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 855 | $12,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 1,730 | $12,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 1,830 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 306 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 230 | $12,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 870 | $12,000 | thousands by filing date | |
| AJINOMOTO INC -UNSPON ADR | 009707100 | COM | 744 | $12,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 543 | $12,000 | thousands by filing date | |
| CORPORATE BKD TRCERTS 2004-4 GOLDMANSACHS I DEB | 21988K875 | EQUITIES | 471 | $12,000 | thousands by filing date | |
| Aisin Corp | 00956Q106 | Common Stock | 305 | $12,000 | thousands by filing date | |
| Unibail-Rodamco SE | 904587102 | Common Stock | 414 | $12,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 576 | $11,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 753 | $11,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 541 | $11,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 1,370 | $11,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 562 | $11,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 440 | $11,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 612 | $11,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 895 | $11,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 555 | $11,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 413 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 718 | $11,000 | thousands by filing date | |
| BARABOO BANCORP | 067021105 | COM | 5,133 | $11,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 3,093 | $11,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 520 | $11,000 | thousands by filing date | |
| Fresenius Se & Co Kgaa | 35804M105 | USD | 595 | $11,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 1,312 | $11,000 | thousands by filing date | |
| 694308503 | 694308503 | Pacific Gas & Electric Co | 470 | $11,000 | thousands by filing date | |
| UNITED TRACTORS UNSP | 69367T108 | Common Stock | 284 | $11,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 805 | $11,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 635 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 323 | $11,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 3,380 | $11,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 7,230 | $11,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 190 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 219 | $11,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,100 | $11,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 625 | $11,000 | thousands by filing date | |
| ADVANCED CELL TECHNOLOGY INC. | 00752K105 | COM | 165,625 | $11,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 432 | $11,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 428 | $11,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 1,000 | $11,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 4,400 | $11,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 570 | $11,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,000 | $11,000 | thousands by filing date | |
| TIGER BRANDS LTD ADR NEW | 88673M201 | ADR | 370 | $11,000 | thousands by filing date | |
| ENTERGY ARKANSAS INC | 29364D779 | PRF | 416 | $11,000 | thousands by filing date | |
| SHARP CORP-UNSPONSORED ADR | 819882200 | COM | 3,521 | $11,000 | thousands by filing date | |
| GABELLI DIVIDEND & | 36242H500 | PRF | 448 | $11,000 | thousands by filing date | |
| Alabama Power 5.20% Div Qualif | 010392595 | PFD | 450 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 216 | $11,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 831 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 437 | $11,000 | thousands by filing date | |
| WOOLWORTHS HOLDINGS LTD | 98088R505 | COMMON | 145 | $11,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 3,505 | $11,000 | thousands by filing date | |
| SATURN 7 1/4 06/01/32 | 80411A201 | PRF | 800 | $11,000 | thousands by filing date | |
| TAYC 9 3/4 10/21/32 | 87216N205 | PRF | 400 | $11,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 152 | $10,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 810 | $10,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 700 | $10,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 800 | $10,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,606 | $10,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 156 | $10,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 700 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 100 | $10,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 535 | $10,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 670 | $10,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 345 | $10,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 440 | $10,000 | thousands by filing date | |
| SAGE GROUP PLC F | 78663S201 | USD | 374 | $10,000 | thousands by filing date | |
| SURGUTNEFTEGAZ SPON ADR | 868861105 | COM | 1,257 | $10,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 711 | $10,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 385 | $10,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 791 | $10,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 3,345 | $10,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 448 | $10,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 317 | $10,000 | thousands by filing date | |
| FORTUM OYJ ADR | 34959F106 | COMMON | 1,788 | $10,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 400 | $10,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 600 | $10,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 300 | $10,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 289 | $10,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 870 | $10,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 700 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 5,965 | $10,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,410 | $10,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 752 | $10,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 710 | $10,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 100 | $10,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 695 | $10,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 1,090 | $10,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 220 | $10,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 675 | $10,000 | thousands by filing date | |
| PROSAFE SE ADR | 74346V109 | COM | 1,213 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 119 | $10,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 2,080 | $10,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1,000 | $10,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 525 | $10,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 552 | $10,000 | thousands by filing date | |
| ICAP PLC ADR | 450936109 | COM | 703 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 500 | $10,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 335 | $10,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 675 | $10,000 | thousands by filing date | |
| Suez Environment Co. SA | 864691100 | Com | 1,007 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 300 | $10,000 | thousands by filing date | |
| Vornado Realty Tr 6.625% Pfd Series I | 929042877 | com | 400 | $10,000 | thousands by filing date | |
| CHINA ST CONST INTL ADRF UNSPO | 16948h103 | ADR | 110 | $10,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL | 376536306 | PRF | 400 | $10,000 | thousands by filing date | |
| MERCK KGAA-UNSPONSORED ADR | 589339100 | COM | 172 | $10,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 415 | $10,000 | thousands by filing date | |
| TEIJIN LTD-UNSPONSORED ADR | 879063204 | COM | 380 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC PERPETUAL | G7293H189 | PRF | 400 | $10,000 | thousands by filing date | |
| PEUGEOT SA-SPONSORED ADR | 716825500 | COM | 731 | $10,000 | thousands by filing date | |
| Gabelli Equity Trust Preferred Series D | 362397705 | preferred stock | 400 | $10,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 184 | $10,000 | thousands by filing date | |
| GOLDEN AGRI-RESOURCES LTD | 380787200 | COM | 235 | $10,000 | thousands by filing date | |
| CONNECTICUT LIGHT | 207597774 | Common Stock | 200 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 500 | $10,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 755 | $10,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 385 | $10,000 | thousands by filing date | |
| INCITEC PIVOT LTD-UNSPN ADR | 45326Y107 | ADR | 3,575 | $10,000 | thousands by filing date | |
| PPLUST 7.55 04/01/28 | 740434659 | PRF | 400 | $10,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 175 | $9,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 106 | $9,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,785 | $9,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 837 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 119 | $9,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 335 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 185 | $9,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 126 | $9,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 245 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 300 | $9,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 485 | $9,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 459 | $9,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 201 | $9,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 880 | $9,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 365 | $9,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 865 | $9,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 1,900 | $9,000 | thousands by filing date | |
| FRMO CORPORATION | 30262F205 | COM | 1,000 | $9,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 4,520 | $9,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 300 | $9,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 1,860 | $9,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 942 | $9,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 5,100 | $9,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,125 | $9,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1,139 | $9,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 5,000 | $9,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 1,600 | $9,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 500 | $9,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 1,000 | $9,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,632 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 295 | $9,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 100 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 100 | $9,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 100 | $9,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 361 | $9,000 | thousands by filing date | |
| CATHAY PAC AIRWAYS-SPONS ADR | 148906308 | COM | 993 | $9,000 | thousands by filing date | |
| BR MALLS PARTICIPA-SP ADR | 111203105 | COM | 500 | $9,000 | thousands by filing date | |
| FAMILYMART CO LTD-UNSP ADR | 30706U107 | COM | 200 | $9,000 | thousands by filing date | |
| TURKIYE VAKIFLAR-UNSPON ADR | 90015N103 | COM | 365 | $9,000 | thousands by filing date | |
| LEND LEASE CORP LTD-SPON ADR | 526023205 | COM | 700 | $9,000 | thousands by filing date | |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 366 | $9,000 | thousands by filing date | |
| ORIGEN FINL INC | 68619E208 | COM | 6,000 | $9,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 660 | $9,000 | thousands by filing date | |
| FUCHS PETROLUB ADR | 35952Q106 | COM | 777 | $9,000 | thousands by filing date | |
| Freddie Mac 5.9 percent Series U | 313400681 | Common | 941 | $9,000 | thousands by filing date | |
| KEMPER CORP REDEMPTION @$25/SH 7/8/19 | 488401209 | REDEMPTION @$25/SH 7/8/19 | 350 | $9,000 | thousands by filing date | |
| Xhibit Corp Inc | 98419u102 | U.S. COMMON STOCK | 11,000 | $9,000 | thousands by filing date | |
| DAVIDE CAMPARI-MILANO ADR | 23857W105 | ADR | 2,000 | $9,000 | thousands by filing date | |
| AEE 4.2 | 02361D886 | PRF | 100 | $9,000 | thousands by filing date | |
| AMERICAN OVERSEAS GROUP LTD | G54624112 | COM | 575 | $9,000 | thousands by filing date | |
| CHTR US 09/20/14 P135 | CM3417805 | OPT | 60 | $9,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 158 | $8,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,724 | $8,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 400 | $8,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 495 | $8,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 215 | $8,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 257 | $8,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 867 | $8,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 5,000 | $8,000 | thousands by filing date | principal |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,066 | $8,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 530 | $8,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 100 | $8,000 | thousands by filing date | |
| KIMBERLY C | 494386204 | USD | 573 | $8,000 | thousands by filing date | |
| NIPPON YUSEN KK ADR | 654633304 | COM | 1,454 | $8,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 44 | $8,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 245 | $8,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 1,337 | $8,000 | thousands by filing date | |
| KUNLUN ENERGY | 50126A101 | Common Stock | 450 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 375 | $8,000 | thousands by filing date | |
| RIGHTMOVE PLC FFORWARD SPLIT WITH STOCK SPLIT SHARES | 76657Y101 | COM | 230 | $8,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 2,883 | $8,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 2,080 | $8,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 558 | $8,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 730 | $8,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 420 | $8,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 742 | $8,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 706 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 185 | $8,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 1,087 | $8,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 413 | $8,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 3,750 | $8,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 300 | $8,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 167 | $8,000 | thousands by filing date | |
| GRUMA S.A.B. SPONSORED ADR | 400131306 | ADR | 169 | $8,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 595 | $8,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 2,198 | $8,000 | thousands by filing date | |
| PPC LTD | 69354A104 | Common Stock | 1,378 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 406 | $8,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 1,009 | $8,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 199 | $8,000 | thousands by filing date | |
| Weingarten Realty 6.5% Pfd Series F | 948741889 | com | 318 | $8,000 | thousands by filing date | |
| CHINA NATL MATLS CO ADRF UNSPO | 16948e100 | ADR | 2,270 | $8,000 | thousands by filing date | |
| WISCONSIN PUBLIC | 976843300 | PRF | 76 | $8,000 | thousands by filing date | |
| HUTCHISON TELECOMMUNI-ADR | 44841V102 | COM | 1,173 | $8,000 | thousands by filing date | |
| PETROFAC LTD- UNSPON ADR | 716473103 | COM | 785 | $8,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 300 | $8,000 | thousands by filing date | |
| ABERDEEN ASSET MGMT PL ADR | 00300A104 | ADR | 510 | $8,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 788 | $8,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,190 | $7,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 225 | $7,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 130 | $7,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 214 | $7,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 586 | $7,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 440 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 260 | $7,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 683 | $7,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 427 | $7,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,250 | $7,000 | thousands by filing date | |
| ADVANTEST CORP. | 00762U200 | Common stock | 532 | $7,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 780 | $7,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 370 | $7,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 655 | $7,000 | thousands by filing date | |
| TERNA SPA UNSPONSORED ADR | 88088L103 | COM | 445 | $7,000 | thousands by filing date | |
| UOL GROUP LIMITED-SP ADR | 91529G105 | COM | 310 | $7,000 | thousands by filing date | |
| Rostelecom Long Distance ADR | 778529107 | ADR | 482 | $7,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 1,151 | $7,000 | thousands by filing date | |
| NIKON CORP UNSPONSORED ADR | 654111202 | ADR | 453 | $7,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $7,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,667 | $7,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000 | $7,000 | thousands by filing date | principal |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 1,075 | $7,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 624 | $7,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 815 | $7,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,040 | $7,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 3,000 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $7,000 | thousands by filing date | principal |
| KURARAY CO LTD UNSPON ADR | 50127R103 | ADR | 185 | $7,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 599 | $7,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 320 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 121 | $7,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 167 | $7,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 500 | $7,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 250 | $7,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 269 | $7,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 300 | $7,000 | thousands by filing date | |
| MAGYAR TELEKOM TELE-SPON ADR | 559776109 | ADR | 967 | $7,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 5,000 | $7,000 | thousands by filing date | |
| JINPAN INTERNATIONAL LTD | 477391999 | COM | 1,110 | $7,000 | thousands by filing date | |
| TRACTEBEL ENERGIA SA-SP ADR | 892360108 | COM | 465 | $7,000 | thousands by filing date | |
| VALLOUREC SA-SPN ADR | 92023R308 | COM | 796 | $7,000 | thousands by filing date | |
| CAPITALAND LTD-SPON ADR | 140547100 | COM | 1,290 | $7,000 | thousands by filing date | |
| HYPERMARCAS S.A-SPN ADR | 44915J100 | COM | 773 | $7,000 | thousands by filing date | |
| BANK OF YOKOHAMA-UNSPON ADR | 066011206 | COM | 322 | $7,000 | thousands by filing date | |
| CHINA MERCHANTS-UNSPON ADR | 1694EN103 | COM | 240 | $7,000 | thousands by filing date | |
| NEW WORLD DEVELOP -SPONS ADR | 649274305 | COM | 3,227 | $7,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 277 | $7,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 319 | $7,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 475 | $7,000 | thousands by filing date | |
| HAIER ELECTRONICS GROUP CO LTD UNSP ADR EACH REPR 10 ORD | 40522E104 | COMMON STOCK | 50 | $7,000 | thousands by filing date | |
| Trillium Therapeutics @6.30Cd | 89620X100 | preferred | 20,000 | $7,000 | thousands by filing date | |
| LONE PINE RES CDA LTD COM CL A | 54222R109 | COM | 3,118 | $7,000 | thousands by filing date | |
| SIRI US 01/17/15 P3 | CM2174380 | OPT | 607 | $7,000 | thousands by filing date | put |
| SPY US 07/19/14 P168 | CM2884956 | OPT | 1,198 | $7,000 | thousands by filing date | put |
| MDT US 08/16/14 P57.5 | CM3417807 | OPT | 299 | $7,000 | thousands by filing date | put |
| AWI US 08/16/14 P50 | CM3417808 | OPT | 173 | $7,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 1,730 | $6,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 250 | $6,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 463 | $6,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 380 | $6,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 350 | $6,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 250 | $6,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 135 | $6,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 225 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 436 | $6,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 392 | $6,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 59 | $6,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 85 | $6,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 701 | $6,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 260 | $6,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,130 | $6,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,080 | $6,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 206 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 227 | $6,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 12 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 50 | $6,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 265 | $6,000 | thousands by filing date | |
| FUJITSU LTD ADR NEW | 359590304 | COMMON STOCK | 160 | $6,000 | thousands by filing date | |
| MONOTARO CO LTD UNSPONS ADR | 61022V107 | FOREIGN | 217 | $6,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 2,540 | $6,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 2,121 | $6,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 1,155 | $6,000 | thousands by filing date | |
| CONCH CEMENT H UNS ADR | 035243104 | COM | 355 | $6,000 | thousands by filing date | |
| XINYI GLASS HLDGS LTD FSPONSORED ADR 1 ADR REPS 20 ORD SHS | 98418R100 | ADR | 541 | $6,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 219 | $6,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 320 | $6,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 340 | $6,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 235 | $6,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,790 | $6,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 2,056 | $6,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 2,205 | $6,000 | thousands by filing date | |
| Assurenced Guaranty Muni 6.875%due 12/15/2 | 04623A205 | Pfd Stk | 237 | $6,000 | thousands by filing date | |
| Berkshire Income Realty Inc Cl A PFD | 084690205 | Pfd Stk | 212 | $6,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 210 | $6,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 285 | $6,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 620 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 200 | $6,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 6,000 | $6,000 | thousands by filing date | principal |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 3,700 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | principal |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 372 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F135 | ETN CBOE SPBUY | 94 | $6,000 | thousands by filing date | |
| BELLE INTERNATIONAL | 078454105 | COM | 508 | $6,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 1,000 | $6,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 250 | $6,000 | thousands by filing date | |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 215 | $6,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 223 | $6,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 150 | $6,000 | thousands by filing date | |
| DUKE REALTY CORP PFD 1/10 K | 264411760 | PFD | 250 | $6,000 | thousands by filing date | |
| PREMIER OIL PLC-SPONS ADR | 740536107 | COM | 1,082 | $6,000 | thousands by filing date | |
| TAISEI CORP-UNSPONSORED ADR | 874018203 | COM | 110 | $6,000 | thousands by filing date | |
| SHANGHAI ELECTRIC-UNSP ADR | 81943J108 | COM | 690 | $6,000 | thousands by filing date | |
| CORP BACKED TR CTFS 03-7 | 21988G262 | PRF | 250 | $6,000 | thousands by filing date | |
| BUFFETS RESTAURANTS HOLDINGS | BAX3UNMB3 | COM | 1,071 | $6,000 | thousands by filing date | |
| CORTS TR II PROVIDENT FING COR | 22081B200 | PFD | 209 | $6,000 | thousands by filing date | |
| Health Discovery Corp | 42218r100 | com | 200,000 | $6,000 | thousands by filing date | |
| TURKIYE HALK BANKASI-UNS ADR | 900150103 | ADR | 402 | $6,000 | thousands by filing date | |
| DAIHATSU MTR CO LTD ADR | 23381A108 | ADR | 155 | $6,000 | thousands by filing date | |
| JSR CORP ADR | 46632X106 | ADR | 330 | $6,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 200 | $6,000 | thousands by filing date | |
| MEDIOLANUM SPA UNSPONSORED ADR | 58502L104 | EQUITY | 360 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 35,578 | $6,000 | thousands by filing date | |
| SKY DEUTSCHLAND AG ADR | 83083B101 | ADR | 619 | $6,000 | thousands by filing date | |
| DTV US 08/16/14 P80 | CM3383376 | OPT | 75 | $6,000 | thousands by filing date | put |
| MEG US 08/16/14 P15 | CM3417799 | OPT | 396 | $6,000 | thousands by filing date | put |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 340 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 255 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 107 | $5,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 690 | $5,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 175 | $5,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 165 | $5,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 170 | $5,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 230 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 305 | $5,000 | thousands by filing date | |
| BYD CO LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 05606L100 | Equity | 397 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 100 | $5,000 | thousands by filing date | |
| Isuzu Motors Ltd. | 465254209 | COM | 70 | $5,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 217 | $5,000 | thousands by filing date | |
| KAWASAKI HEAVY INDS-SP ADR | 486359201 | COM | 309 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,660 | $5,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 36 | $5,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 550 | $5,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 200 | $5,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 2,600 | $5,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 257 | $5,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 154 | $5,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 1,700 | $5,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 337 | $5,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 1,230 | $5,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,650 | $5,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 2,234 | $5,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,795 | $5,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 200 | $5,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 220 | $5,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 349 | $5,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 200 | $5,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 2,166 | $5,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,760 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 236 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 147 | $5,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 525 | $5,000 | thousands by filing date | |
| Li & Fung Ltd | 501897102 | Com | 1,581 | $5,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 200 | $5,000 | thousands by filing date | |
| WANT WANT CHINA HLDGS LTD ADR | 93370R107 | ADR | 76 | $5,000 | thousands by filing date | |
| BEIJING ENTERPRISES HLDGS ADR | 07725Q200 | ADR | 50 | $5,000 | thousands by filing date | |
| FEDL HOME LOAN MTG CORP | 313400863 | PRF | 275 | $5,000 | thousands by filing date | |
| KENNADY DIAMONDS INC | 489165100 | COM | 960 | $5,000 | thousands by filing date | |
| PT INDOSAT-ADR | 744383100 | COM | 345 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 189 | $5,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 300 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 288 | $5,000 | thousands by filing date | |
| MITSUBISHI TANABE PHARMA COR SPONSORED ADR | 606813202 | Stock | 321 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 79 | $5,000 | thousands by filing date | |
| VERESEN INC | 92340R106 | Common/Ordinary | 300 | $5,000 | thousands by filing date | |
| Entergy Miss Pfd 6.20% 4/15/40 | 29364N843 | Pfd Stk | 200 | $5,000 | thousands by filing date | |
| NOBEL BIOCARE HOLDING AG-REG | H5783Q130 | COM | 325 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008691 | this filing | 2014-08-13 | acceptance time not in the bulk data set |