13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 6,060 holding rows worth $169,492,528,000.
- Accession
- 0000950123-14-008691
- Filer
- CIK 820027
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 9,309 entries on the cover page, a total value of $169,492,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,492,528,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 51,596 | $2,215,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 144,831 | $2,214,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 115,446 | $2,203,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 584,960 | $2,193,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 20,732 | $2,180,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 255,140 | $2,171,000 | thousands by filing date | |
| GAZPROM OAO-SPON ADR | 368287991 | COM | 247,828 | $2,160,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 47,785 | $2,159,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 13,677 | $2,158,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 48,821 | $2,156,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 106,411 | $2,142,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 22,946 | $2,135,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 37,300 | $2,132,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 115,920 | $2,131,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 341,694 | $2,126,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 53,753 | $2,116,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 79,989 | $2,105,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 105,694 | $2,100,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 206,506 | $2,096,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 115,137 | $2,089,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 59,875 | $2,087,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 34,354 | $2,083,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 120,961 | $2,070,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 44,279 | $2,065,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 85,001 | $2,060,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 143,781 | $2,058,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 85,780 | $2,045,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 68,861 | $2,044,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 624,758 | $2,043,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 139,090 | $2,033,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 33,676 | $2,029,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 297,000 | $2,029,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 81,960 | $2,028,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 132,651 | $2,028,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 98,213 | $2,025,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 71,183 | $1,965,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 58,057 | $1,964,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 547,933 | $1,962,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 60,754 | $1,959,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 2,152,824 | $1,958,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 18,278 | $1,949,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 63,558 | $1,948,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 173,188 | $1,945,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 129,189 | $1,945,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 64,090 | $1,938,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 84,322 | $1,935,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 161,568 | $1,926,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 50,422 | $1,910,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 65,385 | $1,905,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 233,770 | $1,900,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 147,294 | $1,897,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 90,846 | $1,897,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 251,901 | $1,894,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 65,118 | $1,893,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 230,713 | $1,892,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 56,836 | $1,882,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 101,805 | $1,868,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 26,265 | $1,860,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 34,595 | $1,860,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 244,873 | $1,858,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 32,938 | $1,858,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 12,358 | $1,841,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 391,594 | $1,836,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 33,773 | $1,833,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 70,026 | $1,830,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 40,498 | $1,825,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 81,145 | $1,820,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 39,032 | $1,810,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 1,530,000 | $1,800,000 | thousands by filing date | principal |
| MARINEMAX INC | 567908108 | COM | 106,470 | $1,782,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 78,857 | $1,779,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,682,000 | $1,779,000 | thousands by filing date | principal |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 66,774 | $1,773,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 15,281 | $1,770,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 88,648 | $1,767,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 15,855 | $1,748,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 95,386 | $1,741,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 193,982 | $1,738,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 15,298 | $1,736,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 103,560 | $1,728,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 132,276 | $1,726,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 65,659 | $1,725,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 40,823 | $1,715,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 37,408 | $1,714,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 313,982 | $1,709,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 96,633 | $1,706,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 69,874 | $1,700,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 68,891 | $1,700,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 140,078 | $1,691,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 31,893 | $1,689,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 205,280 | $1,686,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 23,102 | $1,684,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 23,177 | $1,682,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 23,433 | $1,677,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 14,717 | $1,675,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 165,647 | $1,670,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 96,005 | $1,669,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 180,766 | $1,663,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 827,360 | $1,655,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 117,930 | $1,650,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 19,436 | $1,647,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 118,026 | $1,639,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 41,929 | $1,637,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 22,775 | $1,635,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 51,046 | $1,627,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 86,410 | $1,620,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 11,591 | $1,617,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 61,701 | $1,617,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 80,323 | $1,616,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 61,757 | $1,614,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 54,613 | $1,608,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 132,825 | $1,605,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 67,418 | $1,605,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 58,020 | $1,601,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 11,635 | $1,598,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 122,660 | $1,590,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 26,800 | $1,590,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 18,075 | $1,573,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 94,582 | $1,569,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 97,967 | $1,566,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 80,337 | $1,565,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 19,812 | $1,563,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30,868 | $1,559,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 38,518 | $1,553,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 20,109 | $1,549,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 153,245 | $1,548,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 203,502 | $1,548,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 21,193 | $1,544,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 128,656 | $1,536,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 31,976 | $1,534,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 40,490 | $1,531,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 58,776 | $1,529,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 51,006 | $1,523,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 27,375 | $1,522,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 70,699 | $1,504,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 25,438 | $1,501,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 38,798 | $1,498,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 95,992 | $1,497,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 39,978 | $1,485,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 15,528 | $1,481,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 41,963 | $1,474,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 32,140 | $1,471,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 40,210 | $1,469,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 25,251 | $1,463,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 192,887 | $1,460,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 103,452 | $1,456,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 71,440 | $1,445,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 89,444 | $1,444,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 124,550 | $1,444,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 96,925 | $1,438,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 290,365 | $1,435,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 44,836 | $1,429,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 134,083 | $1,428,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 50,820 | $1,424,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 97,841 | $1,423,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 30,436 | $1,417,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 80,158 | $1,414,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 29,120 | $1,413,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 282,173 | $1,413,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 62,584 | $1,403,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 48,366 | $1,402,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 49,690 | $1,399,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 51,466 | $1,399,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 76,593 | $1,398,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 169,282 | $1,398,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 36,413 | $1,397,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 29,583 | $1,396,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 37,123 | $1,389,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 32,247 | $1,389,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 64,502 | $1,379,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,697 | $1,366,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 25,416 | $1,362,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 146,461 | $1,349,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 185,335 | $1,333,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 99,471 | $1,332,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 24,509 | $1,330,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 72,043 | $1,327,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 176,499 | $1,320,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 22,846 | $1,320,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 11,422 | $1,319,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 35,449 | $1,315,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 62,873 | $1,313,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 37,375 | $1,308,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 137,023 | $1,304,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 93,254 | $1,302,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 74,654 | $1,299,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 103,498 | $1,297,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 85,668 | $1,296,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 34,915 | $1,293,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50,750 | $1,286,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 110,424 | $1,286,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 104,936 | $1,282,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 33,443 | $1,277,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 59,422 | $1,267,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 68,409 | $1,266,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,964 | $1,264,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 52,629 | $1,259,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 87,378 | $1,249,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 32,386 | $1,248,000 | thousands by filing date | |
| ISHARES US PROPERTY YIELD | 0B1FZSF77 | COM | 48,489 | $1,246,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 114,932 | $1,245,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 119,735 | $1,241,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 27,265 | $1,237,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 67,958 | $1,237,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 25,749 | $1,229,000 | thousands by filing date | |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1,896 | $1,224,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 72,084 | $1,223,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 57,064 | $1,222,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,982 | $1,216,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 77,576 | $1,200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 81,881 | $1,199,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 69,875 | $1,196,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 127,537 | $1,194,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 101,830 | $1,192,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,191,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 20,282 | $1,188,000 | thousands by filing date | |
| GENTING HONG KONG LTD | 047270996 | COM | 3,000,000 | $1,185,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 125,890 | $1,173,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 179,741 | $1,172,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 27,710 | $1,172,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 9,671 | $1,168,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 72,985 | $1,168,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 62,969 | $1,168,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 29,810 | $1,168,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 418,759 | $1,164,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 25,601 | $1,163,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 13,379 | $1,162,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 30,182 | $1,161,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 331,637 | $1,157,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 102,327 | $1,156,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 18,481 | $1,150,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 28,087 | $1,149,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 37,332 | $1,145,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 500,890 | $1,142,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 37,512 | $1,142,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 102,818 | $1,140,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 39,287 | $1,139,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 127,156 | $1,138,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 77,576 | $1,133,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 242,083 | $1,133,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 60,160 | $1,132,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 11,685 | $1,131,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 36,364 | $1,131,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 15,443 | $1,129,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 22,486 | $1,124,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 15,654 | $1,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 38,250 | $1,114,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 115,919 | $1,108,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 170,583 | $1,108,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 34,200 | $1,098,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 75,378 | $1,090,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 72,369 | $1,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 48,415 | $1,084,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 49,980 | $1,081,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42,094 | $1,081,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 41,412 | $1,081,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 12,001 | $1,076,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 84,446 | $1,072,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 161,361 | $1,070,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 45,234 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 40,357 | $1,069,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 99,478 | $1,064,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 7,996 | $1,057,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 108,300 | $1,051,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 17,210 | $1,049,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,016 | $1,044,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 28,525 | $1,034,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 144,197 | $1,031,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 29,840 | $1,024,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $1,024,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 20,389 | $1,022,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 98,522 | $1,020,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 56,201 | $1,007,000 | thousands by filing date | |
| NorthStar Realty Fin 8.75 CUM | 66704r605 | PFD | 39,699 | $1,006,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 147,243 | $1,003,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 30,482 | $1,000,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 134,005 | $995,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 28,947 | $989,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 42,437 | $987,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 60,720 | $987,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 13,599 | $985,000 | thousands by filing date | |
| ISHARES S&P TARGET DATE 2030 | 464289602 | CMN | 22,295 | $981,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 68,007 | $977,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 62,510 | $975,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AJ7 | CONV BND | 12,186,000 | $975,000 | thousands by filing date | principal |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 25,666 | $974,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 39,004 | $970,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 148,458 | $968,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 20,096 | $967,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 35,282 | $967,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 23,053 | $965,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 31,798 | $964,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 24,555 | $957,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 31,765 | $949,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 29,380 | $948,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 58,130 | $948,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 8,977 | $947,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,902 | $946,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 9,352 | $945,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 98,388 | $945,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 47,614 | $944,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 18,793 | $938,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 26,791 | $938,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 53,432 | $932,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 75,371 | $925,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 60,843 | $921,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 96,688 | $921,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 21,243 | $917,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 29,902 | $915,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,239 | $902,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 7,560 | $900,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 123,126 | $897,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 22,850 | $888,000 | thousands by filing date | |
| TOTAL ACCESS COMMUNICA-NVDR | 030711998 | GDR | 255,900 | $887,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 6,265 | $885,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 35,885 | $883,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,364 | $882,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 19,014 | $882,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 20,847 | $881,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 61,147 | $881,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 86,496 | $872,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 42,080 | $871,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 99,632 | $871,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 52,463 | $869,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 25,104 | $868,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 27,029 | $863,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 31,980 | $863,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 93,585 | $860,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 43,186 | $846,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 257,626 | $840,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 59,498 | $838,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 38,220 | $835,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 74,157 | $835,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 37,641 | $833,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 23,595 | $832,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 16,535 | $827,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 89,509 | $823,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 22,777 | $821,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 28,467 | $819,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $818,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,536 | $817,000 | thousands by filing date | |
| ISHARES USD HY CORP BND | 0B4PY7Y77 | COM | 7,163 | $815,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 34,726 | $814,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 20,249 | $809,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 47,945 | $807,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 30,199 | $805,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 15,431 | $804,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 19,158 | $794,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 13,599 | $793,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 35,928 | $793,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 93,301 | $792,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 23,304 | $790,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,159 | $789,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,190 | $789,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 6,765 | $788,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 260 | $785,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 31,325 | $784,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 121,041 | $783,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 33,091 | $779,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,035 | $778,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 103,214 | $777,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 21,151 | $769,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 14,295 | $759,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,688 | $758,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC | 539439802 | PRF | 28,478 | $758,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 9,761 | $757,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 21,149 | $756,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 35,410 | $752,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,338 | $751,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 49,000 | $745,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 113,314 | $739,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 108,523 | $739,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 36,649 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 19,793 | $733,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 584,000 | $731,000 | thousands by filing date | principal |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 27,420 | $726,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 16,817 | $725,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 36,682 | $722,000 | thousands by filing date | |
| CONTINENTAL AIRLINES FINANCE T | 210796306 | CONV PRF | 14,640 | $722,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,127 | $718,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 21,991 | $715,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 23,194 | $708,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,424 | $708,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 733,000 | $707,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 22,890 | $702,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 26,448 | $702,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 20,357 | $699,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 9,251 | $696,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 25,442 | $696,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 33,007 | $696,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 83,537 | $691,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 13,381 | $686,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 124,461 | $686,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 30,673 | $683,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 9,244 | $683,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 12,747 | $683,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 23,937 | $682,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 149,414 | $678,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 29,592 | $677,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 12,281 | $676,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,514 | $671,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 49,976 | $667,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,927 | $665,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,168 | $664,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 35,599 | $663,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 24,624 | $659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 30,848 | $658,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 14,208 | $657,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 10,840 | $655,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,414 | $650,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 24,543 | $649,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 17,955 | $648,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 13,030 | $645,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 49,895 | $645,000 | thousands by filing date | |
| SOVEREIGN NEW MILLENNIUMFUND L | 99C022011 | LP | 3 | $642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 17,880 | $641,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 76,241 | $639,000 | thousands by filing date | |
| DAIMLER A G ADR F SPONSORED AD | 233825108 | ADR | 6,797 | $637,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 16,413 | $635,000 | thousands by filing date | |
| ISHARES TR | 46429B630 | TRGT DT 2050 ETF | 17,536 | $635,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 23,270 | $632,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 10,654 | $630,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 26,336 | $628,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,602 | $626,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 9,170 | $624,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 55,339 | $623,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 21,133 | $619,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 27,586 | $618,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 17,969 | $618,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,191 | $617,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 6,960 | $616,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 6,655 | $615,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 54,815 | $612,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 48,647 | $611,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 19,033 | $610,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 7,851 | $609,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 23,754 | $606,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 9,317 | $604,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 485,000 | $601,000 | thousands by filing date | principal |
| METLIFE INC $0.065 PFD | 59156R603 | PREFERRED | 23,255 | $594,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,417 | $592,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 5,817 | $589,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,906 | $585,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,481 | $585,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 30,055 | $584,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 62,040 | $583,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 13,558 | $582,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 11,024 | $581,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 7,435 | $581,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 39,540 | $577,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 10,865 | $576,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 18,627 | $573,000 | thousands by filing date | |
| JPM CHASE CAPITAL XXIX 6.7% $1.675 PFD | 48125E207 | PREFERRED | 22,010 | $572,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 25,343 | $571,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,541 | $569,000 | thousands by filing date | |
| COMMONWEALTH BK AUS-SP ADR | 202712600 | COM | 7,460 | $569,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 36,920 | $568,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 5,076 | $567,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 46,705 | $561,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,919 | $558,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 18,055 | $556,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 21,783 | $553,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 27,019 | $552,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 3,859 | $551,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,986 | $549,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 29,064 | $548,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 12,850 | $543,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 9,861 | $541,000 | thousands by filing date | |
| ADVANSTAR COMMUNICATIONS INC | 00758R104 | COM | 42,354 | $540,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 25,372 | $537,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 5,584 | $535,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 29,045 | $533,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 37,953 | $532,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 8,090 | $531,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 3,537 | $528,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 137,893 | $526,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 25,173 | $520,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 48,930 | $517,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 9,346 | $517,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 42,511 | $514,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 9,690 | $513,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 4,121 | $512,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 20,577 | $512,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 43,701 | $511,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 30,597 | $510,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 40,223 | $508,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 6,541 | $506,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 19,980 | $506,000 | thousands by filing date | |
| ISHARES USD CORP BND | 003289594 | COM | 4,450 | $506,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 16,752 | $505,000 | thousands by filing date | |
| MEDIANEWS GROUP | U58991834 | COM | 15,756 | $504,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 17,233 | $503,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 39,254 | $501,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 21,168 | $501,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,361 | $499,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 27,576 | $499,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 5,732 | $498,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 32,598 | $497,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 470,000 | $496,000 | thousands by filing date | principal |
| ISHARES B-CA | 46432F404 | COM | 9,155 | $493,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008691 | this filing | 2014-08-13 | acceptance time not in the bulk data set |