13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 6,060 holding rows worth $169,492,528,000.
- Accession
- 0000950123-14-008691
- Filer
- CIK 820027
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 9,309 entries on the cover page, a total value of $169,492,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,492,528,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 675,588 | $10,392,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 213,314 | $10,388,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,298,540 | $10,374,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,624,245 | $10,347,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 67,921 | $10,322,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 394,606 | $10,320,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 205,622 | $10,319,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 951,237 | $10,313,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 169,415 | $10,311,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 433,748 | $10,310,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 132,240 | $10,309,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 54,523 | $10,299,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 650,222 | $10,273,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 369,147 | $10,268,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 304,055 | $10,250,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 214,626 | $10,247,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 151,159 | $10,243,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 173,426 | $10,234,000 | thousands by filing date | |
| Jarden Corp | 471109AK4 | CONV | 10,000,000 | $10,212,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 1,088,450 | $10,199,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 790,635 | $10,177,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 249,040 | $10,164,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 307,235 | $10,154,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 45,421 | $10,153,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 190,870 | $10,149,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 325,847 | $10,127,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 379,803 | $10,107,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 101,431 | $10,099,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 325,816 | $10,097,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 616,461 | $10,092,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 111,740 | $10,067,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 393,525 | $10,062,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 85,943 | $10,057,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 158,118 | $10,023,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 149,936 | $10,008,000 | thousands by filing date | |
| FHLB MEMBERSHIP STOCK | 4568FHLB2 | COM | 10,004,893 | $10,005,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 188,730 | $10,003,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,352,463 | $9,998,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 162,310 | $9,996,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 371,935 | $9,983,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 612,395 | $9,976,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 240,850 | $9,971,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 9,902,000 | $9,971,000 | thousands by filing date | principal |
| SANDERSON FARMS | 800013104 | COM | 102,378 | $9,952,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 367,705 | $9,946,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 278,770 | $9,935,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 497,859 | $9,927,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 291,962 | $9,919,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 160,092 | $9,910,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 150,154 | $9,868,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 237,590 | $9,848,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 335,752 | $9,846,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 210,110 | $9,842,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 300,948 | $9,838,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,327,979 | $9,823,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 287,072 | $9,812,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 9,145,000 | $9,812,000 | thousands by filing date | principal |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 1,457,446 | $9,794,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 218,559 | $9,764,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 214,154 | $9,759,000 | thousands by filing date | |
| MAGNIT OJSC-SPON GDR REGS | B2QKYZ099 | COM | 165,394 | $9,758,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 884,222 | $9,738,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 511,694 | $9,735,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 278,570 | $9,700,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 731,284 | $9,683,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 910,167 | $9,679,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 195,206 | $9,678,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 314,043 | $9,653,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,120,237 | $9,647,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 108,908 | $9,638,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 1,460,531 | $9,624,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 345,251 | $9,597,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 496,386 | $9,595,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 368,092 | $9,577,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 567,666 | $9,549,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 386,706 | $9,547,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 566,333 | $9,543,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 176,395 | $9,542,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 385,213 | $9,534,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 623,529 | $9,515,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 472,122 | $9,489,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 125,586 | $9,487,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 33,520 | $9,468,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 245,141 | $9,468,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 147,729 | $9,455,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 289,212 | $9,454,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 459,269 | $9,452,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 295,526 | $9,452,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 280,664 | $9,447,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 8,986,000 | $9,441,000 | thousands by filing date | principal |
| EXELIS INC | 30162A108 | COM | 555,601 | $9,436,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 421,864 | $9,420,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 335,341 | $9,416,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 259,071 | $9,404,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,065,868 | $9,399,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 201,489 | $9,370,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 62,476 | $9,361,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 227,108 | $9,359,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 121,127 | $9,342,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 154,103 | $9,339,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 118,387 | $9,322,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 390,742 | $9,321,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 692,130 | $9,303,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 431,625 | $9,280,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 148,077 | $9,279,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 933,962 | $9,257,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 282,883 | $9,228,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 291,546 | $9,184,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 176,299 | $9,180,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 536,987 | $9,177,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 262,031 | $9,160,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 309,938 | $9,159,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 291,416 | $9,154,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 305,982 | $9,136,000 | thousands by filing date | |
| EQUINIX INC | 29444UAH9 | CNV | 3,576,000 | $9,128,000 | thousands by filing date | principal |
| CARTERS INC | 146229109 | COM | 132,396 | $9,125,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 146,478 | $9,124,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 274,100 | $9,122,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 317,349 | $9,111,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 587,188 | $9,107,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 275,110 | $9,099,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 1,002,769 | $9,065,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 157,173 | $9,054,000 | thousands by filing date | |
| Akamai Technologies Inc | 00971TAF8 | CONV | 8,871,000 | $9,048,000 | thousands by filing date | principal |
| URS CORP NEW | 903236107 | COM | 197,238 | $9,045,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 357,627 | $9,037,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 269,565 | $9,036,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 236,208 | $9,032,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 704,032 | $9,025,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 155,405 | $9,013,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 155,228 | $9,006,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 140,798 | $9,005,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 300,885 | $9,003,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 398,444 | $9,000,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 172,054 | $8,994,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 155,888 | $8,987,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 600,344 | $8,975,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 1,461,024 | $8,971,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 322,463 | $8,965,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 522,043 | $8,957,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 7,194,000 | $8,934,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 402,476 | $8,914,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 108,333 | $8,905,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 354,191 | $8,901,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 242,543 | $8,882,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 259,512 | $8,880,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 150,826 | $8,843,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 8,221,000 | $8,839,000 | thousands by filing date | principal |
| COSAN LTD | G25343107 | SHS A | 651,662 | $8,831,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 1,076,219 | $8,803,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,057,152 | $8,796,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 235,507 | $8,774,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 1,019,845 | $8,769,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 48,830 | $8,761,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 1,457,635 | $8,745,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 291,216 | $8,728,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 296,045 | $8,716,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 265,212 | $8,716,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 315,647 | $8,679,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 4,095,000 | $8,671,000 | thousands by filing date | principal |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 103,814 | $8,668,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD | 29274UAA9 | CONV | 8,780,000 | $8,660,000 | thousands by filing date | principal |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 922,501 | $8,653,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,810,000 | $8,650,000 | thousands by filing date | principal |
| MVC CAPITAL INC | 553829102 | COM | 667,810 | $8,648,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 267,146 | $8,638,000 | thousands by filing date | |
| HONGKONG LAND HOLDINGS LTD | 438584997 | COM | 1,292,000 | $8,622,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 703,043 | $8,613,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 177,496 | $8,584,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 537,900 | $8,579,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 186,325 | $8,571,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 6,760,000 | $8,556,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 5,888,000 | $8,553,000 | thousands by filing date | principal |
| TEXAS INDUSTRIES INC | 882491103 | COM | 92,382 | $8,532,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 132,823 | $8,531,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 677,274 | $8,514,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 444,841 | $8,496,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 366,770 | $8,485,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 118,136 | $8,470,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 212,727 | $8,465,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 115,947 | $8,447,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 255,883 | $8,444,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 145,981 | $8,429,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 161,168 | $8,427,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 214,097 | $8,424,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 213,211 | $8,424,000 | thousands by filing date | |
| CITRIX SYSTEMS INC(CTXS)CVT144 | 177376AC4 | CONVERT | 7,950,000 | $8,417,000 | thousands by filing date | principal |
| BANCORPSOUTH INC | 059692103 | COM | 342,319 | $8,412,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20,395 | $8,398,000 | thousands by filing date | |
| AMERICAN ENERGY - UTICA LLC PIK | 025644AA3 | CONV BND | 7,940,000 | $8,390,000 | thousands by filing date | principal |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 848,162 | $8,378,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 919,967 | $8,372,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 908,810 | $8,361,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 101,675 | $8,347,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 109,792 | $8,339,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,436,768 | $8,334,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 120,982 | $8,323,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 294,850 | $8,320,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 114,477 | $8,318,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 124,615 | $8,317,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 1,577,424 | $8,312,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 487,664 | $8,305,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,788,868 | $8,265,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 6,605,000 | $8,256,000 | thousands by filing date | principal |
| TIME INC NEW | 887228104 | COM | 340,817 | $8,255,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 255,622 | $8,230,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 467,578 | $8,226,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,244,706 | $8,193,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 261,622 | $8,175,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 139,212 | $8,172,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 43 | $8,166,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,990,000 | $8,158,000 | thousands by filing date | principal |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 128,397 | $8,122,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 646,204 | $8,116,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 5,410,000 | $8,108,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 104,973 | $8,103,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 392,141 | $8,090,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 549,127 | $8,088,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 802,269 | $8,064,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 256,572 | $8,049,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 511,471 | $8,019,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 147,525 | $8,016,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 157,420 | $8,000,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 146,967 | $7,993,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 165,863 | $7,988,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 109,259 | $7,962,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 372,237 | $7,961,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 434,563 | $7,953,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,099,370 | $7,949,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 273,479 | $7,948,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 521,993 | $7,918,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 383,005 | $7,909,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 199,166 | $7,893,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 798,492 | $7,889,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 175,033 | $7,885,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 626,255 | $7,871,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 693,429 | $7,863,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 349,739 | $7,862,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 479,971 | $7,856,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 185,143 | $7,849,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 906,478 | $7,832,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 198,569 | $7,831,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 429,313 | $7,813,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 320,700 | $7,809,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 199,790 | $7,775,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 87,984 | $7,766,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 175,010 | $7,759,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 6,350,000 | $7,755,000 | thousands by filing date | principal |
| HOSPIRA INC | 441060100 | COM | 150,589 | $7,736,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 420,507 | $7,733,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 115,368 | $7,722,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 204,992 | $7,720,000 | thousands by filing date | |
| PALO ALTO NETWRKS(PANW)CVT144A | 697435AA3 | CONVERT | 7,500,000 | $7,701,000 | thousands by filing date | principal |
| CASCADE BANCORP | 147154207 | COM | 1,475,679 | $7,689,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 302,252 | $7,678,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 189,000 | $7,673,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 577,390 | $7,668,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 77,389 | $7,654,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 64,968 | $7,652,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 873,167 | $7,649,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 243,054 | $7,644,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 342,429 | $7,625,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 169,642 | $7,608,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 234,552 | $7,597,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 717,483 | $7,591,000 | thousands by filing date | |
| RAMBUS INC | 750917AD8 | CONV BND | 5,710,000 | $7,588,000 | thousands by filing date | principal |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 365,660 | $7,587,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 74,679 | $7,580,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 399,725 | $7,574,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 122,339 | $7,566,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 398,872 | $7,553,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,181,680 | $7,526,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 250,773 | $7,524,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 936,842 | $7,504,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 119,985 | $7,493,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 148,299 | $7,475,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 87,898 | $7,474,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 158,530 | $7,467,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 319,743 | $7,439,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 522,461 | $7,409,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 218,357 | $7,401,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 106,757 | $7,387,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 426,579 | $7,384,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 844,903 | $7,384,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 191,801 | $7,375,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 320,320 | $7,374,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 284,259 | $7,374,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 107,263 | $7,373,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 103,628 | $7,364,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 99,005 | $7,359,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 424,572 | $7,353,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 6,553,000 | $7,343,000 | thousands by filing date | principal |
| PAN AMERN SILVER CORP | 697900108 | COM | 477,800 | $7,335,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 234,206 | $7,324,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 452,771 | $7,317,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 436,583 | $7,316,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 339,353 | $7,302,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 281,416 | $7,300,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 126,720 | $7,297,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 140,916 | $7,295,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 652,796 | $7,286,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAA0 | CONV | 6,610,000 | $7,255,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 498,198 | $7,244,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 478,984 | $7,213,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 489,034 | $7,208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 134,973 | $7,195,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 357,955 | $7,189,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 114,780 | $7,175,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 97,128 | $7,168,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 581,164 | $7,161,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 238,312 | $7,149,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 107,131 | $7,144,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 2,127,000 | $7,117,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 528,631 | $7,110,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 160,169 | $7,097,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 154,272 | $7,090,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 144,314 | $7,083,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 216,583 | $7,034,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 217,480 | $7,034,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,103,000 | $7,033,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 466,968 | $7,028,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 226,977 | $7,018,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAA1 | CONV BND | 6,123,000 | $7,018,000 | thousands by filing date | principal |
| SELECT COMFORT CORP | 81616X103 | COM | 338,459 | $6,993,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 109,493 | $6,982,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 165,405 | $6,981,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 176,807 | $6,975,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 195,796 | $6,965,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 223,874 | $6,965,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,174,000 | $6,961,000 | thousands by filing date | principal |
| BEACON FINANCIAL CORP. | 084680107 | COM | 299,223 | $6,947,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 227,756 | $6,937,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 80,553 | $6,934,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 84,844 | $6,927,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 201,932 | $6,882,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 158,099 | $6,881,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 370,852 | $6,876,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 231,955 | $6,875,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 125,602 | $6,867,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 320,416 | $6,865,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 574,047 | $6,837,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 126,173 | $6,814,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 95,699 | $6,814,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 72,382 | $6,813,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 167,985 | $6,775,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 113,609 | $6,771,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 85,123 | $6,767,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167826 | CONV PRF | 65,400 | $6,761,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 82,142 | $6,756,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 219,374 | $6,753,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 110,315 | $6,737,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 425,015 | $6,736,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 56,078 | $6,729,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 152,042 | $6,726,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 135,512 | $6,726,000 | thousands by filing date | |
| Synovus 7.875. QDI BB- Called | 87161c402 | PFD | 240,000 | $6,720,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 305,120 | $6,716,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 184,525 | $6,715,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 312,466 | $6,712,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 275,620 | $6,698,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 145,862 | $6,678,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 31,417 | $6,652,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 188,380 | $6,640,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 104,954 | $6,639,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 343,208 | $6,638,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 339,008 | $6,631,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 120,342 | $6,627,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 290,000 | $6,594,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 716,975 | $6,582,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 171,724 | $6,577,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 297,194 | $6,577,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 572,959 | $6,566,000 | thousands by filing date | |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 6,015,000 | $6,561,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 199,778 | $6,557,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 88,946 | $6,554,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 444,912 | $6,518,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 109,236 | $6,517,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 237,954 | $6,509,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 405,692 | $6,504,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 579,516 | $6,501,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 46,222 | $6,500,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 1,709,000 | $6,500,000 | thousands by filing date | principal |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 276,541 | $6,479,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 135,620 | $6,474,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,355,525 | $6,465,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 444,670 | $6,461,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 595,838 | $6,453,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,470,000 | $6,442,000 | thousands by filing date | principal |
| INGLES MKTS INC CL A | 457030104 | Stock | 244,370 | $6,439,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 224,215 | $6,424,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 109,428 | $6,422,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 136,128 | $6,419,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 163,897 | $6,398,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 198,834 | $6,395,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 381,873 | $6,385,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 119,400 | $6,369,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 150,381 | $6,367,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 252,608 | $6,361,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 606,601 | $6,355,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 191,172 | $6,353,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 973,878 | $6,349,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 574,423 | $6,343,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 356,875 | $6,342,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033AAA8 | CONV BND | 6,500,000 | $6,324,000 | thousands by filing date | principal |
| POST 5 1/4 06/01/17 | 737446609 | CONV PRF | 60,000 | $6,324,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 275,230 | $6,317,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 240,867 | $6,317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 76,628 | $6,315,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 249,162 | $6,309,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 2,880,208 | $6,307,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 208,201 | $6,306,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 308,405 | $6,294,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 430,508 | $6,294,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 293,219 | $6,292,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 725,629 | $6,285,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 477,619 | $6,283,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 276,082 | $6,274,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 285,768 | $6,269,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 184,221 | $6,264,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 132,877 | $6,253,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 209,775 | $6,239,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 683,600 | $6,208,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 566,953 | $6,208,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 126,739 | $6,200,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 154,193 | $6,193,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 210,898 | $6,192,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 82,236 | $6,186,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 236,599 | $6,182,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,652,000 | $6,160,000 | thousands by filing date | principal |
| Proofpoint, Inc. | 743424AA1 | CONV | 5,160,000 | $6,160,000 | thousands by filing date | principal |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 326,952 | $6,157,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 141,475 | $6,154,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 65,264 | $6,150,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 6,000,000 | $6,150,000 | thousands by filing date | principal |
| K12 INC | 48273U102 | COM | 255,439 | $6,149,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 95,405 | $6,144,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 290,895 | $6,111,000 | thousands by filing date | |
| VANTAGE DRILLING CO. | 92209XAA1 | CONV BND | 5,613,000 | $6,108,000 | thousands by filing date | principal |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 237,279 | $6,090,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 911,342 | $6,088,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 5,500,000 | $6,081,000 | thousands by filing date | principal |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 647,067 | $6,079,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 238,661 | $6,072,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 489,250 | $6,062,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 87,353 | $6,060,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 141,197 | $6,050,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 217,557 | $6,046,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 555,742 | $6,030,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 156,804 | $6,013,000 | thousands by filing date | |
| FHLB ACTIVITY SHARES | 4569FHLB0 | COM | 6,000,000 | $6,000,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 453,574 | $5,996,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 141,719 | $5,996,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 90,756 | $5,991,000 | thousands by filing date | |
| END 5 1/2 07/15/16 | 29257MAE0 | NOTE 5.500% 7/1 | 11,964,000 | $5,981,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 172,115 | $5,976,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 350,525 | $5,970,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 46,674 | $5,968,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 259,982 | $5,948,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 123,352 | $5,940,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 102,417 | $5,940,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 101,149 | $5,936,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 179,565 | $5,935,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 64,876 | $5,928,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 233,438 | $5,926,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 454,381 | $5,925,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 1,173,499 | $5,915,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 379,241 | $5,906,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 57,368 | $5,903,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 102,058 | $5,903,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 120,402 | $5,886,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 257,600 | $5,866,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 174,665 | $5,861,000 | thousands by filing date | |
| NRG YIELD INC | 62942XAA6 | NOTE 3.500% 2/0 | 4,950,000 | $5,859,000 | thousands by filing date | principal |
| BRADY CORP | 104674106 | CL A | 196,013 | $5,855,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 200,620 | $5,835,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 683,565 | $5,831,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 147,923 | $5,825,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 66,018 | $5,816,000 | thousands by filing date | |
| Scorpio Tankers Inc. | 80918TAA7 | CVBOND | 5,500,000 | $5,806,000 | thousands by filing date | principal |
| Progressive Corporation | 743315103 | COM | 228,860 | $5,804,000 | thousands by filing date | |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 532,978 | $5,804,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 42,850 | $5,802,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 102,345 | $5,801,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 151,720 | $5,797,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 226,525 | $5,790,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 163,613 | $5,787,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 218,667 | $5,782,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 182,014 | $5,777,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 549,751 | $5,777,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 151,492 | $5,768,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 125,172 | $5,765,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 366,160 | $5,760,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 229,445 | $5,745,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 541,516 | $5,740,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 67,732 | $5,736,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,440,000 | $5,729,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 172,122 | $5,728,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 170,731 | $5,721,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 4,680,000 | $5,721,000 | thousands by filing date | principal |
| RAVEN INDS INC COM | 754212108 | Stock | 172,500 | $5,717,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008691 | this filing | 2014-08-13 | acceptance time not in the bulk data set |