13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-13, with 6,060 holding rows worth $169,492,528,000.
- Accession
- 0000950123-14-008691
- Filer
- CIK 820027
- Filed
- 2014-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A combination report, 9,309 entries on the cover page, a total value of $169,492,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $169,492,528,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial, Inc. 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial, Inc. 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 900 | $4,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 278 | $4,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 300 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 73 | $4,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 200 | $4,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 880 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 131 | $4,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 200 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 100 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 230 | $4,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 159 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 100 | $4,000 | thousands by filing date | |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 527 | $4,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 600 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 151 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 300 | $4,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 400 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 738 | $4,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 200 | $4,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,000 | $4,000 | thousands by filing date | principal |
| MARUI LTD-UNSPON ADR | 573814308 | COM | 230 | $4,000 | thousands by filing date | |
| JERONIMO MARTINS-UNSPON ADR | 476493101 | COM | 130 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,135 | $4,000 | thousands by filing date | |
| TENAGA NASIONAL | 880277108 | Common Stock | 290 | $4,000 | thousands by filing date | |
| ECOSPHERE TECHNOLOGIES INC COM | 27922x105 | COM | 24,885 | $4,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 280 | $4,000 | thousands by filing date | |
| GENTING BERHAD SPONS ADR | 372452300 | COMMON STK | 246 | $4,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 500 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 530 | $4,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 1,960 | $4,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 469 | $4,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 570 | $4,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 980 | $4,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 780 | $4,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 300 | $4,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,320 | $4,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 911 | $4,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 1,730 | $4,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 200 | $4,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 765 | $4,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 316 | $4,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 845 | $4,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 740 | $4,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 873 | $4,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 200 | $4,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 560 | $4,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 840 | $4,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 170 | $4,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 390 | $4,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 1,000 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE 6.875% $1.7188 PFD | 74460D182 | PREFERRED | 133 | $4,000 | thousands by filing date | |
| ORIFLAME COSMETICS | 686194200 | Common Stock | 368 | $4,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 75 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 143 | $4,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 200 | $4,000 | thousands by filing date | |
| Israel Chemicals Limited (ADR) | 465036200 | COM | 506 | $4,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 103 | $4,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 604 | $4,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 200 | $4,000 | thousands by filing date | |
| POSTNL NV-ADR | 73753A103 | COM | 815 | $4,000 | thousands by filing date | |
| FEDERAL HOME LOAN MTG | 313400731 | PRF | 250 | $4,000 | thousands by filing date | |
| INVESTOR AB-UNSP ADR | 46145A106 | COM | 200 | $4,000 | thousands by filing date | |
| WIENERBERGER AG-SPON ADR | 967662107 | COM | 1,071 | $4,000 | thousands by filing date | |
| SHIN ETSU CHEMICAL CO | J72810120 | COM | 65 | $4,000 | thousands by filing date | |
| CP POKPHAND-SPONS ADR | 125918201 | COM | 1,320 | $4,000 | thousands by filing date | |
| MURRAY & ROBERTS-SPON ADR | 626805204 | COM | 1,540 | $4,000 | thousands by filing date | |
| CAIRN ENERGY PLC-UNSPON ADR | 12776P200 | COM | 579 | $4,000 | thousands by filing date | |
| PREMIER FOODS PLC-UNSPON ADR | 74051J200 | COM | 962 | $4,000 | thousands by filing date | |
| SUNERGY INC PAR $.001 | 86732G306 | COM | 1,464,555 | $4,000 | thousands by filing date | |
| TINGYI CAYMAN ISLN-SPON ADR | 887495307 | COM | 70 | $4,000 | thousands by filing date | |
| BANK EAST ASIA LTD-SPONS ADR | 061874103 | COM | 940 | $4,000 | thousands by filing date | |
| MAN SE-UNSPONSORED ADR | 561641101 | COM | 345 | $4,000 | thousands by filing date | |
| PDG REALTY SA-SPON ADR | 70454K109 | COM | 2,714 | $4,000 | thousands by filing date | |
| GRUPO CARSO -SPONS ADR | 400485207 | COM | 340 | $4,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 160 | $4,000 | thousands by filing date | |
| Ingenico ADR | 45684W107 | COM | 221 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,000 | $4,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 247 | $4,000 | thousands by filing date | |
| INTERPIPELINELTD | 45833V109 | Common/Ordinary | 121 | $4,000 | thousands by filing date | |
| Pandora Media | 698341104 | COM | 185 | $4,000 | thousands by filing date | |
| PIRAEUS BANK-UNSP ADR | 724249206 | ADR | 895 | $4,000 | thousands by filing date | |
| Eutelsat Communications SA Unsponsored ADR EUTLY | 29888Q108 | Equity ADR | 461 | $4,000 | thousands by filing date | |
| HE 5 | 419866306 | PRF | 200 | $4,000 | thousands by filing date | |
| AIR CANADA-CLASS A | 008911703 | COM | 450 | $4,000 | thousands by filing date | |
| QCOR US 07/19/14 P85 | CM2993257 | OPT | 23 | $4,000 | thousands by filing date | put |
| SAVIENT PHARMACEUTICALS INC | 805ESCAA8 | CONV BND | 300,000 | $4,000 | thousands by filing date | principal |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 125 | $3,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 40 | $3,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 228 | $3,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 700 | $3,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 124 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 210 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 935 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 70 | $3,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 340 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 43 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 170 | $3,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 96 | $3,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 200 | $3,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 281 | $3,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 103 | $3,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 240 | $3,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 600 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 65 | $3,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 93 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 125 | $3,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 51 | $3,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 200 | $3,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 85 | $3,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 94 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 418 | $3,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 170 | $3,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 135 | $3,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 430 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| LOCALIZA RENT A CAR SPN ADR | 53956W300 | COM | 208 | $3,000 | thousands by filing date | |
| BANK CENTRAL ASIA-UNSPON ADR | 69368G105 | COM | 110 | $3,000 | thousands by filing date | |
| GREAT-WEST LIFEC | 39138C106 | COM | 100 | $3,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 115 | $3,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 271 | $3,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 300 | $3,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 117 | $3,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 145 | $3,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 485 | $3,000 | thousands by filing date | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 113 | $3,000 | thousands by filing date | |
| K PLUS S AG | 48265W108 | COMMON STK | 198 | $3,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 925 | $3,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 70 | $3,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 159 | $3,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 110 | $3,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 592 | $3,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 2,260 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 196 | $3,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 700 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,305 | $3,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 625 | $3,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 850 | $3,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 440 | $3,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 1,851 | $3,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 220 | $3,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 230 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 200 | $3,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 130 | $3,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 625 | $3,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 420 | $3,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 510 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 425 | $3,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 790 | $3,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 100 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 840 | $3,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 200 | $3,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 970 | $3,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 120 | $3,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 300 | $3,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 90 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 725 | $3,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 65 | $3,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 350 | $3,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 200 | $3,000 | thousands by filing date | |
| CHORUS LTD ADR | 17040V107 | ADR | 415 | $3,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 172 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 1,375 | $3,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000 | $3,000 | thousands by filing date | principal |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 100 | $3,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 1,666 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 100 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 131 | $3,000 | thousands by filing date | |
| FEDERAL HYDROGENERATING-ADR | 466294105 | COM | 1,730 | $3,000 | thousands by filing date | |
| POWER FINANCIAL CORP | 73927C100 | COM | 90 | $3,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 760 | $3,000 | thousands by filing date | |
| FLSMIDTH & CO A/S-UNSPON ADR | 343793105 | COM | 624 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 315 | $3,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 119 | $3,000 | thousands by filing date | |
| HITACHI CONSTRUCT-UNSPON ADR | 43358L101 | COM | 70 | $3,000 | thousands by filing date | |
| EXCELSIOR ABSOLUTE RETURN | BRSAUR526 | LP | 2 | $3,000 | thousands by filing date | |
| ANGLO AMERICAN PL-UNSPON ADR | 03486T103 | COM | 415 | $3,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 116 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 40 | $3,000 | thousands by filing date | |
| CHROMADEX CORP | 171077100 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 100 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 219 | $3,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 1,600 | $3,000 | thousands by filing date | |
| Southern CA Gas Co | 842434300 | COM | 100 | $3,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 700 | $3,000 | thousands by filing date | |
| Medbox Inc | 58405D100 | Common Stock | 193 | $3,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 5,000 | $3,000 | thousands by filing date | |
| AVITA MEDICAL LTD | Q1225T105 | COM | 35,000 | $3,000 | thousands by filing date | |
| QCOR US 07/19/14 P82.5 | CM2993261 | OPT | 22 | $3,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 27 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 50 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 91 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 270 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 877 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,170 | $2,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 109 | $2,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 190 | $2,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 140 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 340 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 80 | $2,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 65 | $2,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 77 | $2,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 59 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 270 | $2,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 168 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 22 | $2,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 200 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 110 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 53 | $2,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 100 | $2,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 30 | $2,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 210 | $2,000 | thousands by filing date | |
| USINAS SIDERURGICAS DE MINAS G | 917302200 | COM | 580 | $2,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 40 | $2,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 200 | $2,000 | thousands by filing date | |
| SUNTORY BEVERAGE & FOOD LTD AD | 86803T104 | ADR | 116 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 70 | $2,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 52 | $2,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 95 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 990 | $2,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | principal |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 16 | $2,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,015 | $2,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 70 | $2,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,000 | $2,000 | thousands by filing date | principal |
| AH BELO CORP | 001282102 | COMMON STOCK | 210 | $2,000 | thousands by filing date | |
| ANADOLU EFES BIRACILIK ADR | 032523201 | COM | 830 | $2,000 | thousands by filing date | |
| SEVERN TRENT PL-SPON ADR | 81814P209 | COM | 50 | $2,000 | thousands by filing date | |
| ASX LTD UNSPONSORED ADR | 00212E103 | COM | 50 | $2,000 | thousands by filing date | |
| MARFRIG GLOBAL FOOD SPON ADR | 56656T105 | COM | 825 | $2,000 | thousands by filing date | |
| SINGAPORE AIRLINES ADR | 82930C106 | COM | 110 | $2,000 | thousands by filing date | |
| TELE2 AB B UNSPON ADR | 87952P307 | COM | 422 | $2,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 230 | $2,000 | thousands by filing date | |
| Ipsen Sa Sp Adr | 462629205 | ADR | 161 | $2,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 275 | $2,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 49 | $2,000 | thousands by filing date | |
| Sanofi SA | F5548N101 | COM | 15 | $2,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 56 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 49 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 280 | $2,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 500 | $2,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 180 | $2,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 65 | $2,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 157 | $2,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 1,000 | $2,000 | thousands by filing date | principal |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 525 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 55 | $2,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 268 | $2,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 185 | $2,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 350 | $2,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 620 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,500 | $2,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 510 | $2,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 77 | $2,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 309 | $2,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 1,670 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 12 | $2,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 1,000 | $2,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 645 | $2,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 1,540 | $2,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 70 | $2,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 161 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 1,290 | $2,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 110 | $2,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 700 | $2,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 150 | $2,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,000 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 120 | $2,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 760 | $2,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 170 | $2,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 1,250 | $2,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 250 | $2,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 104 | $2,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 100 | $2,000 | thousands by filing date | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 64 | $2,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 100 | $2,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 140 | $2,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| Timmins Gold Corp | 88741P103 | COM | 1,000 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 66 | $2,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 28 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 575 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 100 | $2,000 | thousands by filing date | |
| WORLETYPARSONS LTD | 98161Q101 | COM | 118 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 500 | $2,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 530 | $2,000 | thousands by filing date | |
| GE CAPITAL CORP | 369622394 | PREFERRED | 66 | $2,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 106 | $2,000 | thousands by filing date | |
| INTERTAPE POLYMER GROUP INC CMN | 460919103 | Common Stock | 200 | $2,000 | thousands by filing date | |
| LADBROKES PLC-ADR | 505730101 | COM | 1,028 | $2,000 | thousands by filing date | |
| ALPHA BANK AE-SPON ADR | 02071M101 | COM | 8,233 | $2,000 | thousands by filing date | |
| ORICA LTD ADR | 68618H103 | COM | 135 | $2,000 | thousands by filing date | |
| STEVIA FIRST CORP | 86031Q104 | COM | 5,000 | $2,000 | thousands by filing date | |
| FLETCHER BUILDING-SPN ADR | 339305302 | COM | 120 | $2,000 | thousands by filing date | |
| ALL AMERICA L-SPON ADR | 01643R507 | COM | 480 | $2,000 | thousands by filing date | |
| DIXONS RETAIL PLC-SP ADR | 255876104 | COM | 665 | $2,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 93 | $2,000 | thousands by filing date | |
| ITALCEMENTI SPA-UNSPONS ADR | 465272201 | COM | 160 | $2,000 | thousands by filing date | |
| CORUS ENTERTAINMENT INC-B SH | 220874101 | COM | 99 | $2,000 | thousands by filing date | |
| GRUPO MODELO S.A.B.-SPON ADR | 40051F100 | COM | 20 | $2,000 | thousands by filing date | |
| AMP HLDG INC COM | 001754100 | COM | 15,000 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 38 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 175 | $2,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 61 | $2,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 93 | $2,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 62 | $2,000 | thousands by filing date | |
| ALVOPETRO ENERGY LTD COM | 02255Q100 | Common Stock | 1,850 | $2,000 | thousands by filing date | |
| MORGAN STANLEY 1 656 PFD | 61762V507 | PREFERRED | 68 | $2,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 137 | $2,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 135 | $2,000 | thousands by filing date | |
| DIRECT LINE INS GP PLC ADR | 25490E103 | ADR | 125 | $2,000 | thousands by filing date | |
| PANALPINA WELTTRANSP-UNS ADR | 698116100 | ADR | 79 | $2,000 | thousands by filing date | |
| QCOR US 07/19/14 P80 | CM3037026 | OPT | 19 | $2,000 | thousands by filing date | put |
| SPY US 07/19/14 P192 | CM3306083 | OPT | 27 | $2,000 | thousands by filing date | put |
| HRL US 09/20/14 P45 | CM3417801 | OPT | 36 | $2,000 | thousands by filing date | put |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 373 | $1,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $1,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 40 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 100 | $1,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 700 | $1,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 10 | $1,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 480 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 50 | $1,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 40 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 40 | $1,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 40 | $1,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 150 | $1,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 380 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 175 | $1,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 60 | $1,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 45 | $1,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 57 | $1,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 110 | $1,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 112 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 65 | $1,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 130 | $1,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 150 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 175 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 60 | $1,000 | thousands by filing date | |
| PRADA S P A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 73942H100 | AMERICAN DEPOSITORY | 108 | $1,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 75 | $1,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 50 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 20 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 116 | $1,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 30 | $1,000 | thousands by filing date | |
| ADMIRAL GROUP ADR | 007192107 | ADR | 40 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 150 | $1,000 | thousands by filing date | |
| Amerityre Corp | 03073V107 | Equity | 20,500 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 30 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 933 | $1,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 648 | $1,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 380 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| AAC TECHNOLOGIES HOLDINGS INC ADR | 000304105 | COM | 10 | $1,000 | thousands by filing date | |
| SUMITOMO CHEMICAL CO UNS ADR | 865612105 | COM | 73 | $1,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 35 | $1,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 50 | $1,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| LIFE HEALTHCARE GRP | 531850105 | Common Stock | 35 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 78 | $1,000 | thousands by filing date | |
| GREAT WALL MOTOR CO LTD ADR | 39137B109 | COM | 31 | $1,000 | thousands by filing date | |
| SEARS ROEBUCK ACCE 7 PFD DUE 07/15/42SUBJ TO XTRO REDEMPTION | 812404408 | PREFERRED DEBT | 100 | $1,000 | thousands by filing date | |
| GASFRAC ENERGY SVCS F | 367257201 | COM | 600 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 310 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 50 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 220 | $1,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 570 | $1,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 41 | $1,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 137 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 90 | $1,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 15 | $1,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 72 | $1,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 509 | $1,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 80 | $1,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 310 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 200 | $1,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 143 | $1,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 140 | $1,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 50 | $1,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 105 | $1,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 65 | $1,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 330 | $1,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 88 | $1,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 1,120 | $1,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 20 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 240 | $1,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 50 | $1,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 160 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 70 | $1,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 850 | $1,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 25 | $1,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 50 | $1,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 250 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 90 | $1,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 290 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 150 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 370 | $1,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 570 | $1,000 | thousands by filing date | |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 4,000 | $1,000 | thousands by filing date | principal |
| NEWLINK GENETICS CORP | 651511107 | COM | 23 | $1,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 110 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 46 | $1,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 120 | $1,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 150 | $1,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 100 | $1,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 82 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 500 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 238 | $1,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 49 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 70 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 620 | $1,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 207 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 131 | $1,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 947 | $1,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 100 | $1,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 898 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 253 | $1,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,300 | $1,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 25 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 1,000 | $1,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| RICK'S CABARET INTL INC | 765641303 | COM | 75 | $1,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 50 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 840 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 70 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 410 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 800 | $1,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 644 | $1,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 100 | $1,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 410 | $1,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 365 | $1,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 130 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 100 | $1,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 310 | $1,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 32 | $1,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 60 | $1,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,000 | $1,000 | thousands by filing date | |
| SWK HOLDINGS CORP. | 78501P104 | COM | 989 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SONIC FDRY INC | 83545R207 | COM NEW | 60 | $1,000 | thousands by filing date | |
| DIGITAL REALTY TRUST $1.75 PFD | 253868707 | PREFERRED | 20 | $1,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 26 | $1,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 56 | $1,000 | thousands by filing date | |
| ALLIED IRISH BANKS - SPONS ADR | 019228808 | ADR | 870 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 280 | $1,000 | thousands by filing date | |
| NATIONAL RETAIL PROPERTIES | 637417601 | PFD | 37 | $1,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 55 | $1,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 890 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 709 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A106 | CMN | 430 | $1,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 214 | $1,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 74 | $1,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 310 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 2,000 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 33 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 59 | $1,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 67 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 381 | $1,000 | thousands by filing date | |
| BANK OF AMERICA | 060505831 | PFD | 51 | $1,000 | thousands by filing date | |
| KIMCO PFD H 6.90% H K | 49446R828 | PREFERR | 32 | $1,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 167 | $1,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 26 | $1,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 23 | $1,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 24 | $1,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 43 | $1,000 | thousands by filing date | |
| PT MEDIA NUSANTARA CITRA | 69369J108 | COM | 75 | $1,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 510 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008691 | this filing | 2014-08-13 | acceptance time not in the bulk data set |