13F-HR/A filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-21, with 1,811 holding rows worth $260,260,000.
- Accession
- 0000950123-14-006478
- Filer
- CIK 910316
- Filed
- 2014-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type new holdings, 1,811 entries on the cover page, a total value of $260,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,260,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HATTERAS FINL CORP | 41902R103 | COM | 675 | $13,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 500 | $13,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 475 | $13,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 746 | $13,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 310 | $13,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 990 | $13,000 | thousands by filing date | |
| AUDIENCE INC | 05070J102 | COM | 1,000 | $13,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,680 | $13,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 270 | $13,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 397 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 137 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,254 | $12,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 275 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 515 | $12,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 400 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 555 | $12,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 1,030 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $12,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 54 | $12,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 288 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,300 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $12,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 93 | $12,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 228 | $12,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 472 | $12,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 892 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 600 | $12,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 400 | $12,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 1,400 | $12,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 400 | $12,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 300 | $11,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 91 | $11,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 189 | $11,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 198 | $11,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 600 | $11,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,150 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $11,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 248 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 480 | $11,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 537 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 456 | $11,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 354 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 785 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 800 | $11,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 500 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 115 | $11,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 250 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,128 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 265 | $11,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 510 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $11,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 579 | $11,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 140 | $11,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 1,980 | $11,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 400 | $11,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,500 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 878 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 543 | $11,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 1,799 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 600 | $11,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 500 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 139 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 200 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 358 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 202 | $10,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 150 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 86 | $10,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 203 | $10,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 295 | $10,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 201 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 89 | $10,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 1,818 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 180 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 200 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 670 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 243 | $10,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 622 | $10,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 950 | $10,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 140 | $10,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 200 | $10,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 470 | $10,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 250 | $10,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 300 | $10,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 200 | $10,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,514 | $10,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 715 | $10,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 241 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 461 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 160 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $10,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 183 | $10,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 396 | $10,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 223 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 174 | $9,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 150 | $9,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 69 | $9,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 450 | $9,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 250 | $9,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 150 | $9,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 123 | $9,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 160 | $9,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 150 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $9,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 217 | $9,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 151 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 257 | $9,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 150 | $9,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 80 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 123 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 672 | $9,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 566 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 376 | $9,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 800 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 217 | $9,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 500 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 325 | $9,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 200 | $9,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 69 | $9,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 213 | $9,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 158 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 400 | $9,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 60 | $9,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,000 | $9,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 1,178 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 113 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $8,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $8,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 150 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 68 | $8,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 170 | $8,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 88 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 250 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 180 | $8,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 133 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 470 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45 | $8,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 118 | $8,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 406 | $8,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 304 | $8,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 148 | $8,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 60 | $8,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 110 | $8,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $8,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 125 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 350 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $8,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 150 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 119 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 99 | $7,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 91 | $7,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 72 | $7,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 960 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 150 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 478 | $7,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 86 | $7,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 188 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 101 | $7,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 77 | $7,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 91 | $7,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 90 | $7,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 280 | $7,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 126 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 241 | $7,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 150 | $7,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 198 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 260 | $7,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 128 | $7,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 400 | $7,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $7,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 100 | $7,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 120 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 70 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 200 | $7,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 83 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 825 | $7,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 286 | $7,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 168 | $7,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 365 | $7,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 138 | $7,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 137 | $7,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 338 | $7,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 1,200 | $7,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 277 | $7,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 270 | $7,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 215 | $7,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 1,000 | $7,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 301 | $7,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 285 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 73 | $6,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 162 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 68 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 277 | $6,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 142 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 53 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 41 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 75 | $6,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 84 | $6,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 33 | $6,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 55 | $6,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 240 | $6,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 115 | $6,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 120 | $6,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 137 | $6,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 56 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 84 | $6,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 41 | $6,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 188 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $6,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130 | $6,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 400 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 298 | $6,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $6,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 600 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $6,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 104 | $6,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 162 | $6,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 160 | $6,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 180 | $6,000 | thousands by filing date | |
| HERTZ GLOBAL HOLDINGS INC | 42805TAA3 | NOTE 5.250% 6/0 | 2,000 | $6,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75 | $6,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 600 | $6,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 261 | $6,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 2,000 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 492 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 446 | $6,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 403 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 400 | $5,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $5,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 43 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 94 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50 | $5,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 120 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $5,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 59 | $5,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 53 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 110 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 55 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 161 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 340 | $5,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 245 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 117 | $5,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 129 | $5,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 150 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 51 | $5,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 144 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 65 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $5,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 140 | $5,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 70 | $5,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 50 | $5,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 160 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 300 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 81 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 50 | $5,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 61 | $5,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 53 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 362 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93 | $5,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 200 | $5,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 513 | $5,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 100 | $5,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 100 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 50 | $5,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 69 | $5,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 834 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 106 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 450 | $5,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 165 | $5,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 5 | $5,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 103 | $5,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 150 | $5,000 | thousands by filing date | |
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| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 73 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 2,000 | $5,000 | thousands by filing date | |
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| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 220 | $5,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 100 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 185 | $5,000 | thousands by filing date | |
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| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $5,000 | thousands by filing date | |
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| THIRD PT REINS LTD | G8827U100 | COM | 300 | $5,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $4,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 103 | $4,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 50 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,000 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 240 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 77 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 60 | $4,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 77 | $4,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 60 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 94 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 100 | $4,000 | thousands by filing date | |
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| MSA SAFETY INC COM | 553498106 | Stock | 75 | $4,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 66 | $4,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 84 | $4,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 2,500 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $4,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 205 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 87 | $4,000 | thousands by filing date | |
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| COGNEX CORP | 192422103 | COM | 106 | $4,000 | thousands by filing date | |
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| ISHARES INC | 464286749 | MSCI SWITZERLAND | 105 | $4,000 | thousands by filing date | |
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| GOLAR LNG LTD | G9456A100 | SHS | 100 | $4,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 250 | $4,000 | thousands by filing date | |
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| Concho Resources Inc. | 20605P101 | COM | 30 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 99 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 132 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288174 | GL TIMB FORE ETF | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 127 | $4,000 | thousands by filing date | |
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| Ashland | 044209104 | Common | 45 | $4,000 | thousands by filing date | |
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| Gulfport Energy | 402635304 | COM | 55 | $4,000 | thousands by filing date | |
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| OMNICARE INC | 681904108 | COM | 74 | $4,000 | thousands by filing date | |
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| C-TRACKS ETN VOLATILITY INDX | 17318Q475 | ETP | 1,370 | $4,000 | thousands by filing date | |
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| CBRE GROUP INC CL A | 12504L109 | Stock | 100 | $3,000 | thousands by filing date | |
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| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 77 | $3,000 | thousands by filing date | |
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| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 40 | $3,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 99 | $3,000 | thousands by filing date | |
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| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 200 | $3,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 43 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 150 | $3,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 200 | $3,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 79 | $3,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 204 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 350 | $3,000 | thousands by filing date | |
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| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 45 | $3,000 | thousands by filing date | |
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| RIVERVIEW BANCORP INC | 769397100 | COM | 1,000 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 106 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 318 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 86 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 235 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 63 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 15 | $3,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 136 | $3,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 100 | $3,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 51 | $3,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 147 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 350 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 100 | $3,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 370 | $3,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 25 | $3,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 116 | $3,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 100 | $3,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 105 | $3,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 75 | $3,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 100 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 205 | $3,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 80 | $3,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 133 | $3,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 252 | $3,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 120 | $3,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 100 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 46 | $3,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 80 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 100 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 30 | $3,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 3,000 | $3,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 500 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 100 | $3,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,000 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 50 | $3,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,000 | $3,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 222 | $3,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 727 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 72 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 74 | $3,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 125 | $3,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 160 | $3,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 125 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X525 | S&P SMLCP ASIA | 60 | $3,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 73 | $2,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 21 | $2,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 19 | $2,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 33 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 50 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 101 | $2,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 31 | $2,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50 | $2,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 112 | $2,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 23 | $2,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 22 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 67 | $2,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 114 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 50 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 39 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004570 | superseded | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006478 | this filing | 2014-05-21 | acceptance time not in the bulk data set |