13F-HR/A filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-21, with 1,811 holding rows worth $260,260,000.
- Accession
- 0000950123-14-006478
- Filer
- CIK 910316
- Filed
- 2014-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type new holdings, 1,811 entries on the cover page, a total value of $260,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,260,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Tesla Motors, Inc | 88160R101 | COM | 295 | $61,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 875 | $61,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 398 | $61,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,467 | $61,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 955 | $60,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,193 | $60,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,105 | $60,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 920 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3,380 | $60,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 840 | $60,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 489 | $59,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2,280 | $59,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,412 | $59,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 975 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 980 | $58,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,449 | $58,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 483 | $57,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,616 | $57,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,252 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,190 | $57,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,707 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 915 | $57,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 776 | $57,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 1,150 | $57,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,709 | $56,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 855 | $56,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,007 | $56,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,157 | $56,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,606 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,171 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1,201 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 2,651 | $55,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 492 | $54,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 362 | $54,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,704 | $54,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,835 | $54,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 546 | $54,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 522 | $54,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,543 | $54,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 4,094 | $54,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,405 | $53,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 3,970 | $53,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 568 | $53,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 1,648 | $53,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,716 | $53,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 854 | $53,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 908 | $53,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,036 | $52,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 991 | $52,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 919 | $52,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 800 | $52,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 938 | $52,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 2,250 | $52,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 4,405 | $52,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,500 | $52,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 720 | $51,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 736 | $51,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 4,930 | $51,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 675 | $51,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 692 | $51,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 2,000 | $51,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 843 | $50,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 2,271 | $50,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 2,935 | $50,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,781 | $50,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,046 | $50,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,146 | $49,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 154 | $49,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,349 | $48,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 729 | $48,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 827 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 5,000 | $48,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 2,800 | $48,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 3,737 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 954 | $48,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 788 | $47,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,982 | $47,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 4,610 | $47,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 1,638 | $47,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 918 | $47,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 4,350 | $47,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,781 | $47,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 564 | $46,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 274 | $46,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,540 | $46,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,625 | $46,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 3,147 | $46,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 495 | $46,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 850 | $45,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 1,279 | $45,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 2,650 | $45,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,768 | $45,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 3,576 | $45,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 786 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 710 | $44,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $44,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,165 | $44,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 775 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 691 | $43,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,109 | $43,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 3,398 | $43,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 801 | $43,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,619 | $42,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,395 | $42,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 2,535 | $42,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,136 | $42,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 693 | $42,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,200 | $42,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 1,800 | $42,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 745 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 339 | $42,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 477 | $41,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 410 | $41,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 498 | $41,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 336 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,330 | $41,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,190 | $41,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 360 | $41,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,982 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,300 | $41,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 2,323 | $41,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 800 | $41,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,215 | $40,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 725 | $40,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 488 | $40,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,020 | $40,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 475 | $40,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,623 | $39,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,000 | $39,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,813 | $39,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 454 | $38,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 2,800 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,449 | $38,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,080 | $38,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,628 | $38,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 3,632 | $38,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 578 | $37,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,550 | $37,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 390 | $37,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,625 | $37,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,400 | $37,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 429 | $37,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 7,896 | $37,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 101 | $36,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 853 | $36,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 873 | $36,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 882 | $36,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,026 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,442 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,215 | $36,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 3,197 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 319 | $35,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 504 | $35,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,486 | $35,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 928 | $35,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 406 | $35,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 809 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 343 | $35,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 409 | $35,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 580 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,500 | $34,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,718 | $34,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 625 | $34,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 530 | $34,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 475 | $34,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 300 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,844 | $34,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 1,060 | $34,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 578 | $34,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,000 | $34,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 500 | $34,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 342 | $33,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 657 | $33,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 351 | $33,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 780 | $33,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 218 | $33,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 400 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 1,300 | $33,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 681 | $33,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,435 | $33,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 684 | $33,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 550 | $33,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 760 | $32,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,380 | $32,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 792 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 701 | $32,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 536 | $32,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,574 | $32,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,225 | $32,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,600 | $32,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,074 | $32,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 644 | $32,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,608 | $32,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,584 | $32,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,404 | $31,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,767 | $31,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,145 | $31,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 177 | $31,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 369 | $31,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 773 | $31,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 310 | $31,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 545 | $31,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 283 | $31,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 1,927 | $31,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 395 | $30,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 526 | $30,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 366 | $30,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 4,115 | $30,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,762 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 428 | $30,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 973 | $30,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 432 | $30,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 934 | $30,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,600 | $29,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 547 | $29,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 372 | $29,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 826 | $29,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 600 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 950 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 962 | $29,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 750 | $29,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 505 | $29,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 591 | $29,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 570 | $29,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 396 | $28,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 2,263 | $28,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 450 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,540 | $28,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 466 | $28,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 670 | $28,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 1,050 | $28,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 612 | $28,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 225 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,250 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 759 | $27,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 484 | $27,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 207 | $27,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 774 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 530 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 350 | $27,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 477 | $27,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 498 | $27,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 323 | $27,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 440 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 310 | $27,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 750 | $27,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,300 | $27,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 526 | $27,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,000 | $27,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 19,000 | $27,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 745 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 1,000 | $27,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 226 | $26,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 400 | $26,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 457 | $26,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 471 | $26,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 534 | $26,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,300 | $26,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 932 | $26,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,100 | $26,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,810 | $26,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 2,216 | $26,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 1,500 | $26,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 566 | $26,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 398 | $26,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 800 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,320 | $26,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,018 | $26,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 1,387 | $25,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 630 | $25,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,194 | $25,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,150 | $25,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 400 | $25,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 666 | $25,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,984 | $25,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,855 | $25,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 756 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 458 | $25,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 402 | $25,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 457 | $24,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 367 | $24,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 358 | $24,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 638 | $24,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 532 | $24,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,545 | $24,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 445 | $24,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 234 | $24,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 750 | $24,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,198 | $24,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 3,000 | $24,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 600 | $24,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 476 | $23,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 308 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 436 | $23,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,164 | $23,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 311 | $23,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,150 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 525 | $23,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 1,313 | $23,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 500 | $23,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 408 | $23,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 333 | $23,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 167 | $23,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 900 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 775 | $23,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,700 | $23,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 20,000 | $23,000 | thousands by filing date | |
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| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,600 | $23,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 275 | $22,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 339 | $22,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 739 | $22,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 980 | $22,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 300 | $22,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 315 | $22,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 752 | $22,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 756 | $22,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 306 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 486 | $22,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 208 | $22,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 151 | $22,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 251 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 692 | $22,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,830 | $22,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,958 | $22,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 389 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 500 | $22,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 360 | $22,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,110 | $21,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 198 | $21,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 585 | $21,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $21,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 530 | $21,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 300 | $21,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 312 | $21,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 40 | $21,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 467 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 562 | $21,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 733 | $21,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 228 | $21,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,739 | $21,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 899 | $21,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,420 | $21,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,575 | $21,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 396 | $21,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 99 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 179 | $20,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 1,955 | $20,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 350 | $20,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,973 | $20,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 257 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 600 | $20,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,673 | $20,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 500 | $20,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $20,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 984 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 604 | $20,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 560 | $20,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,050 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 432 | $20,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,232 | $20,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 2,160 | $20,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 695 | $20,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,966 | $19,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 199 | $19,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 428 | $19,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 369 | $19,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 166 | $19,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 276 | $19,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 321 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 661 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 458 | $19,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 194 | $19,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,765 | $19,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,673 | $19,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 174 | $19,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 675 | $19,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,666 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 420 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,431 | $19,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 357 | $19,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,600 | $19,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 225 | $19,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 638 | $19,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 1,000 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 150 | $19,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 570 | $19,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 470 | $19,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 307 | $18,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,168 | $18,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 277 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 170 | $18,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 115 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 400 | $18,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 248 | $18,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 259 | $18,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 204 | $18,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 715 | $18,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,062 | $18,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 1,250 | $18,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,455 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 425 | $18,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 1,625 | $18,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 202 | $17,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 338 | $17,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 90 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 413 | $17,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 418 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 1,355 | $17,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 402 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 309 | $17,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 368 | $17,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 750 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 305 | $17,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,600 | $17,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 141 | $17,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 650 | $17,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,410 | $17,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,000 | $17,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 271 | $16,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 152 | $16,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 227 | $16,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 150 | $16,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 285 | $16,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 300 | $16,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 221 | $16,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 250 | $16,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 610 | $16,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,098 | $16,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,000 | $16,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 4,897 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 375 | $16,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 228 | $16,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 2,850 | $16,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 500 | $16,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 218 | $15,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 476 | $15,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 27 | $15,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 252 | $15,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 58 | $15,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 184 | $15,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,208 | $15,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 406 | $15,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 787 | $15,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 2,127 | $15,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 383 | $15,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 936 | $15,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 350 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 406 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 112 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 360 | $15,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 501 | $15,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 188 | $15,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 807 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 614 | $15,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 96 | $15,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $15,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 2,185 | $15,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 71 | $14,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $14,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 144 | $14,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 320 | $14,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,000 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,419 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 243 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 146 | $14,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,038 | $14,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 989 | $14,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 106 | $14,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 333 | $14,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 315 | $14,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 652 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 861 | $14,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,700 | $14,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 1,000 | $14,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 1,821 | $14,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $14,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $13,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 501 | $13,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 158 | $13,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 256 | $13,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 350 | $13,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,005 | $13,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 389 | $13,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 750 | $13,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 489 | $13,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 450 | $13,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126 | $13,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 211 | $13,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 177 | $13,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 136 | $13,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 999 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 450 | $13,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,698 | $13,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004570 | superseded | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006478 | this filing | 2014-05-21 | acceptance time not in the bulk data set |