13F-HR/A filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-21, with 1,811 holding rows worth $260,260,000.
- Accession
- 0000950123-14-006478
- Filer
- CIK 910316
- Filed
- 2014-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type new holdings, 1,811 entries on the cover page, a total value of $260,260,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $260,260,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR S&P Dividend ETF | 78464A763 | SHS | 93,799 | $6,902,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 84,741 | $6,375,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,736 | $4,626,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 51,730 | $4,477,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 30,140 | $3,586,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 48,082 | $3,521,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 30,830 | $3,498,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 36,932 | $3,452,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,743 | $3,082,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 63,372 | $3,015,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 37,901 | $2,564,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,841 | $2,563,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 50,558 | $2,544,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 35,317 | $2,373,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 40,782 | $2,310,000 | thousands by filing date | |
| IJH | 464287507 | COM | 16,275 | $2,237,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,163 | $2,189,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 81,809 | $2,118,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 25,956 | $2,076,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 13,477 | $2,061,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 24,680 | $1,902,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 45,613 | $1,870,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 34,138 | $1,866,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 185,520 | $1,840,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 44,045 | $1,787,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 20,720 | $1,761,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 15,592 | $1,761,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 31,459 | $1,634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 27,582 | $1,628,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 178,223 | $1,609,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 151,075 | $1,595,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,460 | $1,593,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 56,873 | $1,592,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 42,821 | $1,579,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 65,358 | $1,578,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 21,486 | $1,575,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 47,848 | $1,567,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,885 | $1,560,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 30,665 | $1,555,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 14,536 | $1,550,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 34,889 | $1,518,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 25,948 | $1,502,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 29,706 | $1,478,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 26,270 | $1,395,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 53,630 | $1,384,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 26,368 | $1,343,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 68,509 | $1,253,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 16,008 | $1,250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 23,286 | $1,228,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,111 | $1,196,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 28,717 | $1,187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,413 | $1,164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 65,880 | $1,163,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 35,225 | $1,128,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 9,019 | $1,114,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 13,554 | $1,111,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,047 | $1,095,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 72,570 | $996,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,357 | $994,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,444 | $982,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,924 | $973,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,045 | $960,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 9,085 | $914,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 60,162 | $912,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,956 | $896,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 10,723 | $893,000 | thousands by filing date | |
| 38259p508 | COM | 783 | $873,000 | thousands by filing date | ||
| Altria Group Inc | 02209S103 | COM | 23,249 | $870,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 60,981 | $870,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 75,396 | $867,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 34,528 | $863,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,829 | $862,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,571 | $860,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 27,804 | $855,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,452 | $852,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 6,737 | $837,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 14,285 | $836,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,070 | $821,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 39,463 | $817,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,561 | $815,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 55,585 | $792,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 23,266 | $792,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 15,110 | $789,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 14,098 | $779,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 16,675 | $776,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 48,854 | $762,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 26,041 | $754,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,600 | $754,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 84,657 | $753,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 9,901 | $723,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,718 | $718,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,011 | $703,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 6,508 | $702,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 13,471 | $692,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,099 | $685,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,801 | $679,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,421 | $679,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,596 | $678,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,378 | $670,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,798 | $666,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,642 | $664,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,648 | $652,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,145 | $641,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 28,520 | $634,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 14,998 | $632,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 9,361 | $625,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,603 | $610,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 5,405 | $606,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 20,687 | $604,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 92,355 | $603,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,638 | $601,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,498 | $600,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 47,005 | $598,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,517 | $595,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,585 | $581,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 18,062 | $580,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,615 | $577,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 53,122 | $567,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,985 | $565,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,405 | $562,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 12,616 | $559,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,567 | $556,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,365 | $550,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,936 | $547,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,372 | $545,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 22,757 | $537,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,666 | $534,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,922 | $534,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 29,003 | $529,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 14,022 | $518,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,004 | $517,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 23,638 | $517,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 20,769 | $515,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 7,352 | $510,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 4,978 | $496,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,886 | $494,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 6,894 | $492,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 27,215 | $468,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 20,418 | $466,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,944 | $463,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 13,935 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 5,557 | $457,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,476 | $456,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,391 | $455,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 54,708 | $451,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,140 | $447,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,728 | $445,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 25,345 | $445,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 67,936 | $442,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,452 | $437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,685 | $436,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,258 | $435,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,102 | $433,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 10,978 | $426,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,983 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,251 | $420,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 8,259 | $418,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,465 | $418,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,309 | $410,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,773 | $403,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 5,450 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,744 | $393,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 8,558 | $393,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,461 | $390,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 8,864 | $387,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,831 | $386,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,855 | $386,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,467 | $385,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,628 | $384,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,179 | $379,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 6,468 | $379,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,355 | $375,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 17,263 | $370,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 28,833 | $369,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,265 | $360,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,257 | $355,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,850 | $347,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,995 | $342,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,323 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,658 | $335,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,238 | $333,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,081 | $332,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 23,620 | $330,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,535 | $330,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 57,208 | $326,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 18,272 | $324,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,694 | $323,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,962 | $322,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 12,100 | $315,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,609 | $313,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,999 | $311,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 53,639 | $307,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 2,077 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,513 | $302,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 42,697 | $301,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,339 | $294,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,831 | $293,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 26,735 | $293,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 19,728 | $289,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,150 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,641 | $288,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,423 | $286,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,239 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,663 | $285,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,984 | $283,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,378 | $283,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,205 | $282,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,333 | $281,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,892 | $277,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,457 | $277,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,662 | $277,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,350 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,558 | $267,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,883 | $266,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 18,871 | $265,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,417 | $258,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 4,714 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,651 | $256,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,161 | $251,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 10,000 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,244 | $245,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,250 | $243,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,128 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,837 | $241,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 42,132 | $240,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 8,788 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,479 | $236,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,887 | $233,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,241 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,334 | $231,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,837 | $229,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,585 | $229,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,882 | $228,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 6,474 | $228,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,557 | $227,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,667 | $226,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 8,229 | $224,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,120 | $220,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 8,848 | $219,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,974 | $218,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 4,755 | $218,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 4,762 | $217,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,022 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 4,474 | $214,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 984 | $213,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,335 | $212,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,289 | $211,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 6,366 | $210,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,750 | $209,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,714 | $209,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,710 | $209,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 2,447 | $208,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 4,476 | $208,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,390 | $208,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,525 | $206,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,477 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,399 | $204,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 7,919 | $203,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,217 | $202,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,549 | $201,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,717 | $201,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,747 | $195,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,540 | $195,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,748 | $194,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 2,893 | $194,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,483 | $193,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,717 | $192,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,989 | $190,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,398 | $189,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,640 | $189,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,324 | $186,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,502 | $185,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1,673 | $183,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,815 | $183,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,228 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 7,484 | $182,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 874 | $180,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 4,900 | $177,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22,022 | $177,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 5,556 | $177,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,311 | $173,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 6,120 | $173,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,721 | $171,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,841 | $171,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 9,587 | $171,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 7,947 | $171,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 9,686 | $170,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,494 | $169,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,289 | $169,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,857 | $168,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 21,672 | $168,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 15,993 | $168,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,104 | $167,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,664 | $167,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1,948 | $166,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,687 | $164,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,819 | $164,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,958 | $163,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 6,550 | $163,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,471 | $162,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,259 | $160,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,089 | $159,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,283 | $158,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 3,220 | $158,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 5,205 | $156,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,000 | $155,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,217 | $155,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 3,926 | $155,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,880 | $154,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,808 | $153,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,958 | $153,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,566 | $152,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 2,680 | $152,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,091 | $152,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,813 | $152,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,522 | $150,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 914 | $149,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,313 | $145,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 8,100 | $145,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,960 | $143,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 12,600 | $143,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,290 | $142,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,666 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 3,411 | $142,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 4,955 | $142,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 6,531 | $140,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 1,763 | $140,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,221 | $139,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 9,905 | $139,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 1,500 | $138,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 2,726 | $137,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,815 | $135,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,237 | $135,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 10,868 | $135,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 5,566 | $134,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,270 | $133,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 2,799 | $133,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 43,122 | $132,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,704 | $131,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,276 | $131,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,616 | $131,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,446 | $130,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,848 | $130,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,244 | $129,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 7,868 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 1,643 | $128,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,763 | $127,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,502 | $127,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 4,267 | $125,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,905 | $125,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 2,552 | $124,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,118 | $123,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,356 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,118 | $122,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 360 | $121,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,302 | $121,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 4,696 | $121,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,309 | $120,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 2,444 | $119,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 4,980 | $119,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 27,520 | $119,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,390 | $118,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 6,591 | $118,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 2,368 | $118,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 1,318 | $118,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,602 | $117,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1,519 | $117,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,716 | $117,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,437 | $117,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,088 | $116,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,097 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 4,148 | $112,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 2,268 | $110,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 3,701 | $110,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 913 | $109,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,750 | $109,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,094 | $108,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 7,985 | $108,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 1,747 | $108,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,650 | $108,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,321 | $107,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,800 | $106,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,500 | $105,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 5,228 | $105,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,250 | $104,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,545 | $103,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 2,207 | $103,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 4,100 | $102,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,065 | $101,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,357 | $100,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,883 | $100,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,155 | $99,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,644 | $97,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 738 | $97,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,141 | $97,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 720 | $96,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,774 | $95,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 3,518 | $95,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,753 | $95,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 80,000 | $94,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,097 | $93,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,267 | $93,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 7,173 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 980 | $93,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 503 | $93,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 4,476 | $93,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 945 | $92,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,183 | $91,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,791 | $91,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,221 | $89,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 539 | $88,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 470 | $88,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,078 | $88,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,047 | $88,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 891 | $88,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,260 | $87,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,207 | $86,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 14,157 | $86,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 6,729 | $85,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,822 | $85,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,596 | $85,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 833 | $85,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 4,514 | $85,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 779 | $84,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,411 | $83,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 899 | $83,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 592 | $83,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,259 | $83,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,110 | $83,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 3,662 | $83,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,886 | $82,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 2,968 | $82,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,552 | $82,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 264 | $81,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1,533 | $81,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,625 | $81,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 9,965 | $81,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 890 | $81,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,690 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 594 | $80,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 9,656 | $80,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 1,755 | $80,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 813 | $79,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 8,400 | $79,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,048 | $79,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,155 | $79,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 639 | $77,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,865 | $77,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,877 | $77,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,495 | $76,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 865 | $75,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 2,315 | $75,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 7,763 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,127 | $74,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,008 | $74,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 1,941 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 1,983 | $74,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 900 | $72,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,376 | $72,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 817 | $71,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 550 | $71,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 834 | $71,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,320 | $71,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 572 | $71,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,238 | $70,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,114 | $70,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 5,160 | $70,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 1,754 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,675 | $69,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 5,050 | $69,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 2,183 | $69,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,442 | $68,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 839 | $68,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,981 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,408 | $68,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,000 | $68,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 1,288 | $68,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 1,740 | $68,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,825 | $67,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,824 | $66,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 5,000 | $66,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 5,000 | $66,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,198 | $65,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 913 | $65,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,048 | $65,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 5,000 | $65,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,086 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 574 | $64,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,849 | $64,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,035 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,097 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 802 | $63,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,999 | $63,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 933 | $63,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 3,700 | $63,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 5,164 | $62,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 823 | $62,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 4,242 | $62,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 545 | $62,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,706 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004570 | superseded | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006478 | this filing | 2014-05-21 | acceptance time not in the bulk data set |