13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,640 holding rows worth $655,355,000.
- Accession
- 0000950123-14-000884
- Filer
- CIK 1422771
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,647 entries on the cover page, a total value of $655,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $655,355,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 350 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 175 | $16,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 220 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 518 | $16,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,065 | $15,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 300 | $15,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 157 | $15,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 173 | $15,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 800 | $15,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 130 | $15,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 258 | $15,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 353 | $15,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,207 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 331 | $15,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 178 | $15,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,869 | $15,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 450 | $15,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 454 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 259 | $15,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,080 | $15,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 414 | $15,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,000 | $15,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 280 | $15,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 152 | $15,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 248 | $15,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 650 | $15,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 788 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 533 | $15,000 | thousands by filing date | |
| GREEN PLAINS RENEWABLE ENERG | 393222AB0 | BOND | 10,000 | $15,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,580 | $15,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 600 | $14,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,535 | $14,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 127 | $14,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 287 | $14,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 206 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 269 | $14,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 261 | $14,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 414 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 112 | $14,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 900 | $14,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,205 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $14,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 400 | $14,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 125 | $14,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 386 | $14,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 560 | $14,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 11 | $14,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 111 | $14,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 252 | $14,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 872 | $14,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 310 | $14,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,500 | $14,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 1,175 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,023 | $14,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 500 | $14,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 300 | $14,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 1,196 | $14,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 334 | $14,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 464 | $14,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 264 | $13,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,044 | $13,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 302 | $13,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 400 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 160 | $13,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 13 | $13,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 231 | $13,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,001 | $13,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $13,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 237 | $13,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 800 | $13,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 257 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 150 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 433 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 346 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,081 | $13,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 196 | $13,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,850 | $13,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 200 | $13,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,025 | $13,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 225 | $13,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,900 | $13,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 550 | $13,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,116 | $13,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 565 | $13,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,218 | $13,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 600 | $13,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 719 | $13,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 213 | $13,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 657 | $13,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 850 | $13,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,004 | $13,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 100 | $13,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 124 | $13,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 12,000 | $13,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,200 | $13,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 150 | $13,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,049 | $13,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 3,500 | $13,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 2,250 | $13,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 296 | $12,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 125 | $12,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,615 | $12,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,779 | $12,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 150 | $12,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 300 | $12,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 298 | $12,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 296 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $12,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,799 | $12,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,000 | $12,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 800 | $12,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 312 | $12,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 200 | $12,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 401 | $12,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 525 | $12,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 371 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 426 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 319 | $12,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 337 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 660 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 364 | $12,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 1,000 | $12,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 228 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 648 | $12,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 320 | $12,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 332 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 421 | $12,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 623 | $12,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,000 | $12,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 2,910 | $12,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 473 | $12,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 515 | $12,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 312 | $12,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 413 | $11,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 134 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 150 | $11,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 100 | $11,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,333 | $11,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 175 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 151 | $11,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 300 | $11,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 276 | $11,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 110 | $11,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 585 | $11,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 250 | $11,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 865 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 179 | $11,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,432 | $11,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 150 | $11,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 195 | $11,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 247 | $11,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 526 | $11,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 652 | $11,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 299 | $11,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 393 | $11,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 452 | $11,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 702 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 623 | $11,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,332 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 283 | $11,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,719 | $11,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 200 | $11,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 242 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 229 | $11,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 92 | $11,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 829 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,674 | $11,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 444 | $11,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,070 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 325 | $11,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 7,000 | $11,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 591 | $11,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 809 | $11,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 560 | $11,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 1,300 | $11,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 362 | $10,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 104 | $10,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $10,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 201 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,200 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 206 | $10,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 113 | $10,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 247 | $10,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 206 | $10,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 271 | $10,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 200 | $10,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 225 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 115 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 575 | $10,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 513 | $10,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 112 | $10,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 221 | $10,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,400 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 460 | $10,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 569 | $10,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 385 | $10,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $10,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 266 | $10,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 184 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 79 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 192 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 740 | $10,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 100 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 228 | $10,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 360 | $10,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 400 | $10,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 47 | $10,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 253 | $10,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 197 | $10,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 193 | $10,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 150 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 400 | $10,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 350 | $10,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 425 | $10,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 100 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 344 | $10,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 8,000 | $10,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 200 | $10,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 7,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 100 | $10,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 100 | $9,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 304 | $9,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 302 | $9,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 205 | $9,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 736 | $9,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 180 | $9,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 114 | $9,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 120 | $9,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 511 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 271 | $9,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 188 | $9,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 382 | $9,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 274 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 174 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 370 | $9,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 168 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 1,659 | $9,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 310 | $9,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 296 | $9,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 109 | $9,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75 | $9,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 320 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 250 | $9,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 48 | $9,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 157 | $9,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 520 | $9,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 234 | $9,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,000 | $9,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,115 | $9,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 972 | $9,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 297 | $9,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 379 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 343 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 187 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 200 | $9,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 2,000 | $9,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 500 | $9,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 500 | $9,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 600 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 300 | $9,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 950 | $9,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 1,490 | $9,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 131 | $9,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 225 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 720 | $9,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 126 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 497 | $8,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 414 | $8,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 103 | $8,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 2,500 | $8,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 212 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 328 | $8,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 150 | $8,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 480 | $8,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 358 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 222 | $8,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 700 | $8,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 200 | $8,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 416 | $8,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 240 | $8,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 725 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,320 | $8,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300 | $8,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 69 | $8,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 350 | $8,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 340 | $8,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,000 | $8,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 449 | $8,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 401 | $8,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 200 | $8,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 150 | $8,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,200 | $8,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,075 | $8,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 500 | $8,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 606 | $8,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $8,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 642 | $8,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 266 | $8,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 937 | $8,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 235 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 116 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 161 | $8,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 343 | $7,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 113 | $7,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 98 | $7,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 571 | $7,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 200 | $7,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 204 | $7,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 254 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 400 | $7,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 140 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 194 | $7,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 178 | $7,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 149 | $7,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 98 | $7,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 221 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 500 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 196 | $7,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 46 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 265 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 120 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 134 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 161 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 500 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 150 | $7,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 210 | $7,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 300 | $7,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 606 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,316 | $7,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 975 | $7,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 182 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 164 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 325 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $7,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 175 | $7,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,500 | $7,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,200 | $7,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 197 | $7,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 120 | $7,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 178 | $7,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 129 | $7,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 400 | $7,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 234 | $7,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 128 | $7,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 204 | $7,000 | thousands by filing date | |
| ZOLTEK COS INC | 98975W104 | COM | 400 | $7,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 200 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 280 | $7,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 5,000 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 190 | $7,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 200 | $7,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 275 | $7,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 178 | $7,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 750 | $7,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 490 | $7,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 445 | $7,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 180 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 500 | $7,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 200 | $7,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 500 | $6,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 142 | $6,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 150 | $6,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 75 | $6,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $6,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 138 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $6,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 86 | $6,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 100 | $6,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 100 | $6,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 99 | $6,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 137 | $6,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 250 | $6,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 86 | $6,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $6,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 100 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 155 | $6,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,060 | $6,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25 | $6,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 222 | $6,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 100 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 119 | $6,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 450 | $6,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 123 | $6,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 100 | $6,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 78 | $6,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 100 | $6,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 133 | $6,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 74 | $6,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,525 | $6,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $6,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 72 | $6,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 164 | $6,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 400 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 160 | $6,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,741 | $6,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 1,000 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 300 | $6,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 328 | $6,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 302 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 184 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 350 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,722 | $6,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 85 | $6,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 600 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,106 | $6,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 600 | $6,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,098 | $6,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 211 | $6,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 250 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 303 | $6,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 250 | $6,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 200 | $6,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 750 | $6,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $6,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 100 | $6,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111 | $6,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 600 | $6,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 74 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 300 | $6,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 473 | $6,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 203 | $6,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 240 | $6,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 703 | $6,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 746 | $6,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 500 | $6,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 500 | $6,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 500 | $6,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 200 | $6,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 40 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 300 | $6,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 150 | $6,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 223 | $6,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 1,000 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 203 | $6,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 100 | $5,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 143 | $5,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 100 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 155 | $5,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 235 | $5,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 81 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 67 | $5,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 110 | $5,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 108 | $5,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 170 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 97 | $5,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 209 | $5,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 138 | $5,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 112 | $5,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 120 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 101 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 60 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 643 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 85 | $5,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 55 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 200 | $5,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 79 | $5,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 50 | $5,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 80 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 50 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 300 | $5,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 477 | $5,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 500 | $5,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 148 | $5,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 200 | $5,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 111 | $5,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 109 | $5,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 88 | $5,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 157 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 141 | $5,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 100 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 383 | $5,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 350 | $5,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 424 | $5,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 200 | $5,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 100 | $5,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 230 | $5,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 10 | $5,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 295 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000884 | this filing | 2014-01-31 | acceptance time not in the bulk data set |