13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,640 holding rows worth $655,355,000.
- Accession
- 0000950123-14-000884
- Filer
- CIK 1422771
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,647 entries on the cover page, a total value of $655,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $655,355,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,897 | $50,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,857 | $50,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,325 | $50,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,120 | $49,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 519 | $49,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 807 | $49,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,144 | $49,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,985 | $49,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 827 | $49,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 33,000 | $49,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 1,447 | $48,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,330 | $48,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,160 | $48,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 617 | $48,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,044 | $48,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 2,751 | $48,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,535 | $47,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,183 | $47,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,665 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,104 | $47,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,505 | $47,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 942 | $47,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 686 | $47,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,520 | $47,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,542 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,152 | $47,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 836 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 650 | $47,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 34,000 | $47,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 945 | $46,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 540 | $46,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 198 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 844 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 920 | $46,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,430 | $46,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,161 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,995 | $46,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,665 | $46,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,376 | $46,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,223 | $46,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 35,000 | $46,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 1,550 | $46,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 35,000 | $46,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,626 | $45,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,372 | $45,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,754 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,535 | $45,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 551 | $45,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 8,692 | $45,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,226 | $45,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,870 | $45,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,096 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,770 | $45,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 46,000 | $45,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 608 | $44,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,350 | $44,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 3,265 | $44,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 4,998 | $44,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,492 | $44,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,551 | $44,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,344 | $44,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 396 | $44,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,400 | $44,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 3,380 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 45,000 | $44,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 616 | $43,000 | thousands by filing date | |
| MGC | 921910873 | COM | 673 | $43,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 571 | $43,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,278 | $43,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,050 | $43,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 7,294 | $43,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,000 | $43,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 39,000 | $43,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,471 | $43,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,550 | $43,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 746 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 794 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $43,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,995 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 423 | $42,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,408 | $42,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,753 | $42,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 924 | $42,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43,000 | $42,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 376 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 600 | $41,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $41,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 983 | $41,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 488 | $41,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,383 | $41,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 335 | $41,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 621 | $41,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 469 | $41,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,639 | $41,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 48,000 | $41,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2,200 | $40,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 645 | $40,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 971 | $40,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 3,064 | $40,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 538 | $40,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,000 | $40,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 350 | $40,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,245 | $40,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 728 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 592 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 710 | $40,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,500 | $40,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 5,000 | $40,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 431 | $39,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 888 | $39,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 330 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 662 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,416 | $39,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 3,000 | $39,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 5,000 | $39,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,620 | $39,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,157 | $38,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 850 | $38,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,291 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,865 | $38,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,652 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,669 | $38,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 558 | $37,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 464 | $37,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 530 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,405 | $37,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 589 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,515 | $37,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 725 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 599 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 773 | $37,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,292 | $37,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 461 | $37,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,132 | $37,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,800 | $37,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 530 | $36,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,093 | $36,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 639 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,081 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 578 | $36,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 549 | $36,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 34,000 | $36,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 2,001 | $35,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,339 | $35,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,893 | $35,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,195 | $35,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 695 | $35,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 904 | $35,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,894 | $35,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,475 | $35,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 3,740 | $35,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,680 | $35,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 240 | $35,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,700 | $35,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,220 | $35,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 26,000 | $35,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,380 | $35,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 3,500 | $35,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,050 | $35,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 695 | $34,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 660 | $34,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 608 | $34,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 883 | $34,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,950 | $34,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,075 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,585 | $34,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 309 | $34,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 434 | $34,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 408 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,400 | $34,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 358 | $34,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,075 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 475 | $34,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 254 | $34,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,620 | $34,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 804 | $34,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,423 | $34,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 495 | $33,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 564 | $33,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,421 | $33,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 875 | $33,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,562 | $33,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,000 | $33,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 800 | $33,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 1,881 | $33,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,200 | $33,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 305 | $32,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 596 | $32,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 578 | $32,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 628 | $32,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 2,503 | $32,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,300 | $32,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,050 | $32,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,668 | $32,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 28,000 | $32,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 4,241 | $32,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 1,134 | $32,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,795 | $32,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 649 | $31,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 555 | $31,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 618 | $31,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,159 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 600 | $31,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 339 | $31,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 733 | $31,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 901 | $31,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 689 | $31,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,276 | $31,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $30,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 385 | $30,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 50 | $30,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 607 | $30,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 945 | $30,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,135 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 900 | $30,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 1,518 | $30,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,500 | $30,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 895 | $30,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 556 | $30,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,925 | $30,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 5,850 | $30,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 482 | $29,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,201 | $29,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 505 | $29,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,512 | $29,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 341 | $29,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,276 | $29,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 679 | $29,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,500 | $29,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,872 | $29,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,533 | $29,000 | thousands by filing date | |
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| DISH NETWORK CORPORATION | 25470M109 | CL A | 505 | $29,000 | thousands by filing date | |
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| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,786 | $29,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 2,400 | $29,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 540 | $29,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,351 | $28,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 430 | $28,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 360 | $28,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 447 | $28,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 324 | $28,000 | thousands by filing date | |
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| SEALED AIR CORP NEW | 81211K100 | COM | 835 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,977 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 554 | $28,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 316 | $28,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 651 | $28,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 359 | $28,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 830 | $28,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 25,000 | $28,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 1,017 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 615 | $28,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 355 | $27,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 738 | $27,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 494 | $27,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 813 | $27,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 585 | $27,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,410 | $27,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 306 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 835 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,128 | $27,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 17,000 | $27,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,150 | $27,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 903 | $27,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 10,000 | $27,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 11,000 | $27,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,120 | $27,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,768 | $27,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,094 | $27,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 160 | $26,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 400 | $26,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 362 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 706 | $26,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 2,360 | $26,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 1,102 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,240 | $26,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,600 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 325 | $26,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 3,188 | $26,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 650 | $26,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 343 | $25,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 326 | $25,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 116 | $25,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,938 | $25,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 317 | $25,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 488 | $25,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 680 | $25,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,873 | $25,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 390 | $25,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 760 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,866 | $25,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,050 | $25,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,000 | $25,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,000 | $25,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 3,236 | $25,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,040 | $25,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 285 | $24,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 577 | $24,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,176 | $24,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 440 | $24,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 493 | $24,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 324 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 850 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 976 | $24,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,175 | $24,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,500 | $24,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,174 | $24,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,085 | $24,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 2,060 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 887 | $24,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 387 | $24,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,490 | $24,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 350 | $24,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 225 | $24,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 720 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 550 | $24,000 | thousands by filing date | |
| BARCLAYSBKPLCSHTBS&P50014 | 06740H658 | Common Stock | 1,480 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 318 | $23,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 248 | $23,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 300 | $23,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 325 | $23,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,250 | $23,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 474 | $23,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 332 | $23,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,851 | $23,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 485 | $23,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,502 | $23,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 331 | $23,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,375 | $23,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 258 | $23,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 272 | $23,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,750 | $23,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 1,666 | $23,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,310 | $23,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,064 | $23,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 253 | $23,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 224 | $23,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 480 | $23,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 157 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 416 | $23,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,600 | $23,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 500 | $22,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 500 | $22,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 432 | $22,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,250 | $22,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 744 | $22,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,260 | $22,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,753 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,652 | $22,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,800 | $22,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,169 | $22,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,906 | $22,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 700 | $22,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 395 | $22,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 362 | $22,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 835 | $22,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 320 | $22,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 200 | $21,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,100 | $21,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 303 | $21,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $21,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 283 | $21,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 415 | $21,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 483 | $21,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 630 | $21,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,465 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 300 | $21,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 215 | $21,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 375 | $21,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,100 | $21,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 897 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 300 | $21,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $21,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 383 | $21,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,600 | $21,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 276 | $21,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 238 | $21,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 987 | $21,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 300 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 185 | $20,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 351 | $20,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 253 | $20,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 960 | $20,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 935 | $20,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 155 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 343 | $20,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 243 | $20,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 900 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,641 | $20,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 2,505 | $20,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 18,000 | $20,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 643 | $20,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 412 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 756 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 676 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 400 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 408 | $20,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 377 | $19,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 300 | $19,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 260 | $19,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 667 | $19,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 850 | $19,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,142 | $19,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,900 | $19,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 660 | $19,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 640 | $19,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 687 | $19,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 460 | $19,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 800 | $19,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 601 | $19,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 622 | $19,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 18,000 | $19,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 260 | $19,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,500 | $19,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 300 | $19,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 460 | $19,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 503 | $18,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 133 | $18,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,344 | $18,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 136 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 172 | $18,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 468 | $18,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,018 | $18,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 518 | $18,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 164 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 323 | $18,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 594 | $18,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 296 | $18,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 254 | $18,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,087 | $18,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 173 | $18,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 1,169 | $18,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 225 | $18,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 340 | $18,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 203 | $18,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 417 | $18,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 500 | $18,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 500 | $18,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 600 | $18,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,091 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 189 | $18,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,004 | $18,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 402 | $17,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 500 | $17,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 5,674 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 225 | $17,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 316 | $17,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 2,799 | $17,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 500 | $17,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 570 | $17,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,262 | $17,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,750 | $17,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 229 | $17,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,123 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,039 | $17,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,500 | $17,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 3,844 | $17,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 301 | $17,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 818 | $17,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,274 | $17,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 1,350 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 614 | $17,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 825 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 358 | $17,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 326 | $16,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 1,151 | $16,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 355 | $16,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 343 | $16,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 600 | $16,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $16,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 501 | $16,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 383 | $16,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 278 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 298 | $16,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 202 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 203 | $16,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 405 | $16,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,693 | $16,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,179 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 402 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 249 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 352 | $16,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 137 | $16,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 442 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 595 | $16,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $16,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 398 | $16,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 450 | $16,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 1,191 | $16,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 745 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 690 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000884 | this filing | 2014-01-31 | acceptance time not in the bulk data set |