13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-31, with 2,640 holding rows worth $655,355,000.
- Accession
- 0000950123-14-000884
- Filer
- CIK 1422771
- Filed
- 2014-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,647 entries on the cover page, a total value of $655,355,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $655,355,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,002 | $196,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 6,625 | $196,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,000 | $195,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,406 | $194,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,418 | $193,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,590 | $193,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,851 | $193,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 7,567 | $193,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,246 | $192,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 17,500 | $191,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,193 | $191,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,655 | $191,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 3,310 | $190,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,377 | $189,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,061 | $189,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,348 | $189,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,711 | $188,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,702 | $188,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,557 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 3,724 | $187,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 26,245 | $187,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,467 | $186,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 5,459 | $185,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,919 | $184,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,328 | $184,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 2,439 | $184,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,549 | $183,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 10,276 | $183,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,091 | $183,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,959 | $183,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 4,597 | $182,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,148 | $182,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,577 | $180,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,899 | $180,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,057 | $179,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,737 | $179,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,132 | $178,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,850 | $178,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 14,081 | $178,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,301 | $177,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,992 | $176,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,134 | $176,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,862 | $176,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 3,200 | $176,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,299 | $175,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,000 | $175,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,901 | $173,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,485 | $173,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,931 | $173,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,264 | $172,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 2,445 | $172,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 2,542 | $172,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 9,400 | $171,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 9,712 | $170,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 2,912 | $170,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,920 | $170,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,528 | $169,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,092 | $169,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,184 | $169,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 14,880 | $169,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,350 | $168,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 9,650 | $168,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,815 | $168,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 3,355 | $168,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,699 | $167,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2,199 | $167,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,806 | $166,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,907 | $166,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 4,702 | $166,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,358 | $166,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,722 | $166,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,088 | $165,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 14,155 | $165,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,173 | $164,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,525 | $163,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,321 | $163,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,932 | $163,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,200 | $162,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,790 | $162,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,357 | $162,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 9,226 | $161,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,205 | $160,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 6,243 | $160,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 2,417 | $160,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,937 | $159,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,772 | $159,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,389 | $159,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,074 | $159,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 4,520 | $159,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,389 | $158,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,432 | $158,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,813 | $157,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,006 | $157,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,017 | $156,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,423 | $156,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,753 | $155,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,575 | $155,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,963 | $155,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 21,758 | $155,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,151 | $154,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,423 | $154,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,221 | $154,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,796 | $152,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,510 | $152,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,945 | $152,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,570 | $152,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,900 | $152,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,438 | $151,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,921 | $151,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,191 | $151,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,226 | $150,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,335 | $150,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,206 | $149,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 29,400 | $148,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 6,500 | $146,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 12,255 | $145,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,914 | $144,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 4,822 | $144,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1,813 | $144,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 7,500 | $144,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,322 | $143,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8,291 | $143,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 632 | $142,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,371 | $142,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,248 | $142,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,101 | $142,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,477 | $142,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 3,994 | $142,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 12,695 | $142,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 2,550 | $141,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,060 | $140,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 6,293 | $140,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,987 | $139,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 8,879 | $139,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,303 | $138,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,370 | $138,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,096 | $138,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 5,660 | $138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,346 | $138,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,575 | $138,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 1,830 | $138,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 5,189 | $138,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 4,447 | $138,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,729 | $138,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 1,066 | $137,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,475 | $137,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,424 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 4,578 | $136,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,916 | $135,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,323 | $135,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,913 | $134,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,119 | $134,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,350 | $134,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,322 | $134,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,149 | $134,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 6,405 | $132,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 3,858 | $132,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 6,140 | $131,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,283 | $131,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 5,650 | $131,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,470 | $130,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 5,075 | $130,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,275 | $129,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,877 | $128,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 330 | $127,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 2,083 | $127,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,683 | $127,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5,201 | $127,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 8,505 | $127,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,533 | $126,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,302 | $126,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,312 | $126,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,749 | $126,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,770 | $125,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 5,557 | $125,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 4,433 | $125,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,340 | $124,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,514 | $124,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 6,942 | $124,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,977 | $124,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,506 | $124,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,545 | $123,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,900 | $123,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 7,406 | $123,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,455 | $122,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,179 | $122,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,738 | $121,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,132 | $121,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,416 | $121,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 15,102 | $121,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 5,742 | $121,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,103 | $120,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,204 | $120,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 2,937 | $120,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 3,479 | $120,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,076 | $120,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 5,738 | $120,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 9,165 | $120,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,514 | $119,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,126 | $118,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,146 | $118,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,399 | $117,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 2,408 | $117,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 4,585 | $117,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,949 | $116,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,443 | $115,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,751 | $115,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,680 | $115,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,334 | $115,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 2,429 | $115,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 406 | $114,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 2,795 | $114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 3,832 | $114,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,545 | $112,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,158 | $112,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,583 | $112,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,054 | $111,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,021 | $110,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,450 | $110,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,875 | $110,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,693 | $109,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 1,532 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 2,895 | $108,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 2,645 | $107,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,354 | $107,000 | thousands by filing date | |
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| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,921 | $105,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,748 | $104,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,336 | $104,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,250 | $104,000 | thousands by filing date | |
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| PENNEY J C INC | 708160106 | COM | 11,420 | $104,000 | thousands by filing date | |
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| Pimco Income Oppty Fund | 72202B100 | COM | 3,651 | $103,000 | thousands by filing date | |
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| CA INC COM | 12673P105 | COM | 3,031 | $102,000 | thousands by filing date | |
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| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,003 | $100,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 10,729 | $100,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,597 | $99,000 | thousands by filing date | |
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| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 6,545 | $99,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,246 | $99,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 968 | $98,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,248 | $98,000 | thousands by filing date | |
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| VALE S A | 91912E105 | SPONSORED ADS | 6,314 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 951 | $96,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 2,274 | $96,000 | thousands by filing date | |
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| CENTURYLINK INC | 156700106 | COM | 3,017 | $96,000 | thousands by filing date | |
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| VGT | 92204A702 | SHS | 1,064 | $95,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,181 | $95,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 8,459 | $95,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 3,999 | $94,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,452 | $94,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 6,855 | $94,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 7,681 | $94,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1,365 | $93,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,791 | $93,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 2,248 | $92,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 5,270 | $92,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,600 | $92,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 870 | $91,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,032 | $91,000 | thousands by filing date | |
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| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 4,350 | $91,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 885 | $91,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,658 | $91,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 925 | $90,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 2,517 | $90,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,286 | $89,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,501 | $89,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 8,213 | $89,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,542 | $89,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,203 | $88,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 647 | $88,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 1,380 | $87,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 555 | $87,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 7,279 | $87,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,723 | $87,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 7,070 | $87,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,600 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,899 | $86,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 4,740 | $86,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 812 | $85,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,386 | $85,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 27,618 | $85,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 19,055 | $85,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 3,331 | $84,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,895 | $84,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 5,475 | $84,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 5,301 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,622 | $83,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,580 | $83,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,603 | $83,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,750 | $83,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 3,243 | $82,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,323 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,625 | $82,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 5,374 | $82,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,098 | $82,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,036 | $82,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,091 | $82,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,865 | $81,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 293 | $81,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 688 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,955 | $81,000 | thousands by filing date | |
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| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 5,850 | $81,000 | thousands by filing date | |
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| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,200 | $80,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,144 | $80,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,000 | $80,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 522 | $79,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,460 | $79,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 2,562 | $79,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 1,692 | $79,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,250 | $79,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 1,702 | $79,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 704 | $78,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 6,412 | $78,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 889 | $78,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,386 | $78,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 5,000 | $77,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,883 | $77,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,980 | $77,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 298 | $76,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 773 | $76,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 660 | $76,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,799 | $76,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 4,626 | $76,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,335 | $76,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 2,827 | $76,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 5,326 | $75,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 410 | $75,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 2,991 | $75,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 720 | $74,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 6,564 | $74,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 1,037 | $74,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 8,052 | $74,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 300 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,951 | $73,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 933 | $73,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,161 | $72,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,529 | $72,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,348 | $72,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,687 | $71,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,330 | $71,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,242 | $71,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,348 | $71,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,539 | $71,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 8,000 | $71,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,909 | $70,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,206 | $70,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,076 | $70,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,176 | $70,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 4,190 | $70,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 876 | $70,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,424 | $69,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,916 | $69,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 354 | $69,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,087 | $69,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 368 | $69,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,638 | $69,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 7,725 | $69,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,950 | $68,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 2,932 | $68,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,311 | $68,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 790 | $68,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,697 | $68,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 967 | $68,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,450 | $68,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,878 | $67,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 905 | $67,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 2,002 | $67,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 7,251 | $66,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 1,399 | $66,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 3,919 | $66,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 493 | $66,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 849 | $65,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,800 | $65,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,240 | $65,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,450 | $65,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 756 | $65,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 16,283 | $65,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 729 | $64,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 6,435 | $64,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,725 | $64,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 554 | $64,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 603 | $64,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 950 | $64,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,256 | $64,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,650 | $64,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 6,504 | $63,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,514 | $63,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 1,196 | $63,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 4,785 | $63,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 800 | $62,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 1,293 | $61,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,570 | $61,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,650 | $61,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,950 | $61,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 41,000 | $61,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,936 | $60,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 8,170 | $60,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,563 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 923 | $60,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 230 | $60,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 3,525 | $60,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 1,102 | $60,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 645 | $59,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,467 | $59,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 5,894 | $59,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 760 | $58,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,499 | $58,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 684 | $58,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,770 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,149 | $58,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,154 | $58,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 1,911 | $58,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 308 | $57,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,973 | $57,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,817 | $57,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 18,395 | $57,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 730 | $57,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 29,185 | $57,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 2,829 | $57,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 440 | $56,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 992 | $56,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 747 | $56,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 581 | $56,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 14,107 | $56,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,642 | $56,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 491 | $55,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 739 | $55,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,034 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 633 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,040 | $55,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,074 | $55,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 5,862 | $55,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 5,800 | $55,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 685 | $55,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 661 | $54,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 810 | $54,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 6,075 | $54,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 3,772 | $54,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 2,806 | $54,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 734 | $54,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,446 | $54,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 600 | $53,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,400 | $53,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 760 | $53,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,148 | $53,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,297 | $53,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,365 | $53,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 556 | $53,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 638 | $52,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 565 | $52,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 941 | $52,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,587 | $52,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,480 | $52,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 832 | $52,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 860 | $52,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 39,000 | $52,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 734 | $51,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 290 | $51,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 3,064 | $51,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,841 | $51,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 1,875 | $51,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 871 | $51,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 43,000 | $51,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,310 | $51,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 6,435 | $51,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,770 | $51,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 819 | $50,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,141 | $50,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,039 | $50,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,289 | $50,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $50,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 2,091 | $50,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,950 | $50,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 996 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000884 | this filing | 2014-01-31 | acceptance time not in the bulk data set |