13F-HR/A filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-01-08, with 3,829 holding rows worth $64,367,352,000.
- Accession
- 0000950123-14-000067
- Filer
- CIK 927971
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 10,234 entries on the cover page, a total value of $64,367,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,367,352,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 51JOB INC | 316827104 | SPONSORED ADS | 1,417 | $102,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,712 | $102,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,225 | $102,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 40,000 | $102,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,003 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,680 | $101,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 3,783 | $101,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 9,002 | $101,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,610 | $100,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $100,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,259 | $100,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,806 | $100,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,828 | $100,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,570 | $100,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,000 | $99,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 4,066 | $99,000 | thousands by filing date | principal |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,700 | $99,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,710 | $98,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,305 | $98,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,050 | $97,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 871 | $97,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,157 | $97,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 8,833 | $97,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,900 | $97,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 2,608 | $96,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,765 | $96,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,000 | $96,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 2,505 | $96,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 64,100 | $96,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 6,197 | $96,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,657 | $96,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,500 | $95,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,913 | $95,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 4,737 | $94,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,141 | $94,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,010 | $94,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,150 | $93,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 105,690 | $93,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,100 | $92,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,730 | $92,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $92,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 9,150 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,785 | $92,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,351 | $92,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,043 | $92,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,617 | $92,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $91,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,992 | $91,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 2,239 | $91,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 10,000 | $91,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 6,123 | $89,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,080 | $89,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,845 | $89,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,936 | $88,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,600 | $88,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,166 | $88,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $88,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,904 | $88,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,456 | $88,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 4,000 | $88,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,000 | $88,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 3,575 | $88,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,985 | $88,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,670 | $87,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,868 | $87,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,235 | $87,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,760 | $87,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,000 | $86,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,891 | $86,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,105 | $86,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,449 | $86,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,429 | $86,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 5,733 | $86,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,383 | $86,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,805 | $86,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,580 | $86,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,859 | $85,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $85,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $85,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,175 | $85,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $84,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,947 | $84,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,188 | $84,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,680 | $83,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 8,524 | $83,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 4,399 | $82,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $82,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 18,400 | $82,000 | thousands by filing date | put |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,062 | $82,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 16,390 | $82,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,090 | $81,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,055 | $81,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,913 | $81,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,667 | $81,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,547 | $81,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 676 | $81,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,909 | $81,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 4,609 | $80,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,144 | $80,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,998 | $80,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 8,755 | $80,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,000 | $79,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,120 | $79,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 2,339 | $79,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 4,447 | $79,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $79,000 | thousands by filing date | principal |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,544 | $79,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,202 | $78,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 3,041 | $78,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 3,693 | $78,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 4,197 | $77,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,078 | $77,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 4,733 | $77,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,000 | $77,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 1,500 | $77,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,996 | $77,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,923 | $76,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,136 | $76,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,464 | $76,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,350 | $76,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,660 | $75,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 12,664 | $75,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,188 | $75,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,352 | $75,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,214 | $75,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,599 | $75,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,437 | $75,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,477 | $75,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,600 | $74,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,712 | $74,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,460 | $73,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 6,523 | $73,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,556 | $73,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 5,000 | $73,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 4,750 | $73,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 3,829 | $72,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,750 | $72,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,637 | $72,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 6,557 | $72,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 1,395 | $72,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,023 | $72,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 2,070 | $72,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 2,700 | $72,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,468 | $71,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 11,992 | $71,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 2,551 | $71,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $71,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 4,774 | $71,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,200 | $70,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 962 | $70,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,041 | $70,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 8,410 | $70,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 5,475 | $70,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 11,621 | $70,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $70,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 3,111 | $70,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 6,190 | $70,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,800 | $69,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 6,245 | $69,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,080 | $69,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 928 | $69,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $69,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 2,872 | $69,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 4,281 | $69,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,617 | $69,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 20,000 | $69,000 | thousands by filing date | call |
| ISHARES TR | 464287812 | US CONSM STAPLES | 752 | $68,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $68,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,539 | $68,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,125 | $68,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,520 | $68,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 4,223 | $68,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,485 | $68,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,512 | $68,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 11,100 | $68,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 4,202 | $68,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,987 | $68,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $68,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,514 | $67,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 886 | $67,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 35,000 | $67,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,289 | $67,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 6,640 | $67,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 12,420 | $67,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,096 | $66,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 4,888 | $66,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $66,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 271 | $66,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,075 | $66,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,000 | $66,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,366 | $65,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $65,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,735 | $65,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 900 | $65,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 1,086 | $65,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 6,799 | $65,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,344 | $65,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 766 | $64,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,132 | $64,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,516 | $64,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 4,350 | $64,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,100 | $63,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 737 | $63,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 896 | $63,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 650 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $63,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,644 | $63,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 3,200 | $63,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 3,046 | $63,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,107 | $63,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $63,000 | thousands by filing date | principal |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 4,109 | $62,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,276 | $62,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 4,149 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $62,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,413 | $62,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 7,561 | $62,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $62,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 450 | $61,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 4,997 | $61,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 4,014 | $61,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,600 | $61,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,680 | $61,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 3,658 | $61,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2,000 | $61,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 14,500 | $61,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 2,379 | $60,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,607 | $60,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,383 | $60,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,600 | $60,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 2,000 | $60,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,040 | $60,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 10,369 | $60,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,412 | $60,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $60,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 3,960 | $60,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,910 | $60,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,500 | $59,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,945 | $59,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,199 | $59,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 2,348 | $59,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,783 | $59,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,335 | $59,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,630 | $59,000 | thousands by filing date | |
| OFFICEMAX INC DEL | 67622P101 | COM | 4,675 | $59,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 855 | $58,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 2,250 | $58,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 5,000 | $58,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 6,000 | $58,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 29,390 | $58,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,242 | $57,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,119 | $57,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 2,160 | $57,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,781 | $57,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 3,000 | $57,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,815 | $57,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 4,165 | $57,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 11,559 | $57,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 5,048 | $57,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 6,800 | $56,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 226 | $56,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,639 | $56,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,141 | $56,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,047 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,320 | $56,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 4,092 | $56,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,786 | $56,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 464 | $55,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,069 | $55,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 1,461 | $55,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,665 | $55,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,600 | $55,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,500 | $55,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,236 | $55,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 13,703 | $55,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 1,350 | $55,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 2,641 | $55,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 10,232 | $55,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,953 | $54,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,581 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 700 | $54,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,330 | $54,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,305 | $54,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,531 | $54,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,176 | $54,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,407 | $54,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $54,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 603 | $54,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 13,854 | $54,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,814 | $54,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 3,980 | $54,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,550 | $54,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,920 | $53,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,055 | $53,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,557 | $53,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 8,694 | $53,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,797 | $53,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,620 | $53,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 912 | $53,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 1,681 | $53,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,456 | $53,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,948 | $52,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 2,951 | $52,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 931 | $52,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $52,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 11,251 | $52,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,279 | $52,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 10,124 | $52,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 45,961 | $52,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 947 | $51,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,800 | $51,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 2,500 | $51,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $51,000 | thousands by filing date | |
| ISOFTSTONE HLDGS LTD | 46489B108 | SPONSORED ADS | 10,450 | $51,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,660 | $51,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,146 | $51,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,000 | $50,000 | thousands by filing date | put |
| SEMTECH CORP COM | 816850101 | Stock | 1,662 | $50,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,000 | $50,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 3,491 | $50,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,682 | $50,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 2,481 | $50,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,054 | $50,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 1,591 | $50,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,786 | $50,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,727 | $49,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 828 | $49,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 845 | $49,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 469 | $49,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,548 | $49,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 2,744 | $49,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 2,459 | $49,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $49,000 | thousands by filing date | put |
| PFSWEB INC | 717098206 | COM | 8,222 | $49,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,747 | $49,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 8,920 | $49,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 277,350 | $49,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 592 | $48,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 2,028 | $48,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 6,823 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,937 | $48,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 6,602 | $48,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 2,666 | $48,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 984 | $48,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 5,304 | $48,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,119 | $48,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 319 | $48,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,760 | $48,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 6,080 | $48,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 2,855 | $48,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,764 | $47,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 660 | $47,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,042 | $47,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,859 | $47,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 2,933 | $47,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 3,000 | $47,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,375 | $47,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 7,125 | $47,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 615 | $46,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $46,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $46,000 | thousands by filing date | call |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,420 | $46,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,459 | $46,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,447 | $46,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 813 | $46,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 684 | $46,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 831 | $45,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 485 | $45,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,073 | $45,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 2,933 | $45,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 732 | $45,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 4,061 | $45,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 4,000 | $45,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,094 | $45,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 595 | $45,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,500 | $45,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,500 | $44,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,700 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 665 | $44,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,343 | $44,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 554 | $44,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,254 | $44,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 744 | $44,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 664 | $44,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,800 | $44,000 | thousands by filing date | principal |
| COMPUWARE CORP | 205638109 | COM | 3,952 | $44,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 625 | $44,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 4,455 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,770 | $44,000 | thousands by filing date | principal |
| MTR GAMING GROUP INC | 553769100 | COM | 9,323 | $44,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,095 | $43,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,867 | $43,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $43,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 636 | $43,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,000 | $43,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,100 | $43,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 5,363 | $43,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,000 | $43,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 6,929 | $43,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,572 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 1,100 | $42,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,645 | $42,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 618 | $42,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,375 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 650 | $42,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,309 | $42,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 1,500 | $42,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,818 | $42,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,131 | $42,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 9,138 | $42,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 3,325 | $42,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 12,101 | $42,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,000 | $41,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 472 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,720 | $41,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $41,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 7,500 | $41,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,295 | $41,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 4,731 | $41,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 38,000 | $41,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 450 | $40,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,581 | $40,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 727 | $40,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,651 | $40,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,480 | $40,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,485 | $40,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,538 | $40,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $40,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 570 | $40,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 3,402 | $40,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 5,000 | $40,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 798 | $39,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 498 | $39,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,150 | $39,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 940 | $39,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,094 | $39,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,288 | $39,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 4,865 | $39,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,156 | $39,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,910 | $39,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 8,000 | $39,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 1,000 | $39,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $39,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 1,829 | $39,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 952 | $38,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 970 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,100 | $38,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 771 | $38,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,829 | $38,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,112 | $38,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 820 | $38,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,015 | $38,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,424 | $38,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 3,500 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,720 | $38,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 10,000 | $38,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,934 | $38,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 1,949 | $38,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,215 | $37,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,221 | $37,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,967 | $37,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,633 | $37,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 1,683 | $37,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,500 | $37,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 3,000 | $37,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 800 | $37,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,000 | $36,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,625 | $36,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 3,496 | $36,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 331 | $36,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 4,207 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,833 | $36,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 601 | $36,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 17,339 | $36,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 1,425 | $36,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 6,048 | $36,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 700 | $35,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 646 | $35,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 634 | $35,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,400 | $35,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 338 | $35,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 2,062 | $35,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 733 | $35,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 5,400 | $35,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 5,400 | $35,000 | thousands by filing date | call |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 537 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,000 | $35,000 | thousands by filing date | |
| BLACKROCK STRTGC BOND TR | 09249G106 | COM | 2,700 | $35,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 9,000 | $35,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 5,050 | $34,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 780 | $34,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,414 | $34,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,900 | $34,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 850 | $34,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,119 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 1,120 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | superseded | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | this filing | 2014-01-08 | acceptance time not in the bulk data set |