13F-HR/A filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-01-08, with 3,829 holding rows worth $64,367,352,000.
- Accession
- 0000950123-14-000067
- Filer
- CIK 927971
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 10,234 entries on the cover page, a total value of $64,367,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,367,352,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,936 | $326,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 22,954 | $325,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 6,710 | $324,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 13,380 | $324,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 11,976 | $324,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 11,188 | $323,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,289 | $323,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 28,007 | $323,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 32,612 | $323,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 9,348 | $323,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6,704 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,826 | $322,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 7,483 | $322,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 52,778 | $322,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 5,438 | $321,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 12,073 | $321,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 7,255 | $319,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,779 | $319,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,680 | $319,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 64,900 | $318,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 12,657 | $317,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 26,595 | $317,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4,433 | $316,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 19,020 | $315,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,031 | $315,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 16,000 | $315,000 | thousands by filing date | put |
| NEWPORT CORP | 651824104 | COM | 20,106 | $315,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 46,677 | $314,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,272 | $313,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 15,064 | $313,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 7,260 | $313,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 27,325 | $310,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 8,517 | $308,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 20,000 | $308,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,210 | $307,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 15,124 | $307,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 9,789 | $307,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 11,354 | $307,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 7,184 | $306,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,616 | $305,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 762,986 | $305,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 66,600 | $304,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,515 | $304,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 4,529 | $304,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 4,943 | $303,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 38,048 | $303,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,033 | $303,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,680 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 8,000 | $302,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 12,685 | $302,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 18,934 | $301,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 95,479 | $300,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,300 | $299,000 | thousands by filing date | put |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $299,000 | thousands by filing date | call |
| SHFL ENTMT INC | 78423R105 | COM | 13,009 | $299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 7,445 | $298,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,000 | $298,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,832 | $297,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 12,887 | $294,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 10,750 | $294,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,004 | $294,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 23,970 | $294,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,499 | $293,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 12,554 | $293,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 12,588 | $292,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 17,592 | $292,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 8,527 | $292,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 56,307 | $292,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 8,105 | $291,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,800 | $288,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 15,800 | $288,000 | thousands by filing date | call |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 13,121 | $287,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 6,900 | $285,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,470 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 7,772 | $285,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,500 | $284,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 110,300 | $284,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 225,799 | $284,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,385 | $283,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,700 | $283,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,944 | $282,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 17,600 | $282,000 | thousands by filing date | call |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 7,048 | $282,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,000 | $281,000 | thousands by filing date | put |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,859 | $281,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6,563 | $280,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,499 | $280,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 9,713 | $279,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 5,620 | $278,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 15,822 | $278,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 11,639 | $278,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 82,130 | $277,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 18,338 | $277,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 25,000 | $276,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,725 | $276,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 7,100 | $276,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 27,208 | $275,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 17,526 | $273,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 155,239 | $272,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 22,954 | $272,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 27,667 | $272,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 24,425 | $271,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 11,479 | $270,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 17,065 | $269,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 12,000 | $267,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 21,031 | $267,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 61,729 | $266,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 21,122 | $266,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 91,342 | $266,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 18,133 | $263,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 29,255 | $263,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 7,377 | $263,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 8,269 | $262,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 11,248 | $262,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 1,884 | $261,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,173 | $261,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 35,515 | $261,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 8,323 | $260,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 22,053 | $260,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 9,947 | $260,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 24,641 | $259,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 4,818 | $259,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 29,620 | $258,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 9,100 | $257,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 35,550 | $256,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 22,901 | $255,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 12,119 | $255,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 5,247 | $253,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,190 | $252,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,877 | $252,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 6,600 | $252,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 11,985 | $252,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 9,725 | $251,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 482 | $250,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 9,855 | $249,000 | thousands by filing date | principal |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 72,600 | $248,000 | thousands by filing date | put |
| SILVER WHEATON CORP | 828336107 | COM | 10,000 | $248,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,490 | $247,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,407 | $247,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 40,031 | $247,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,291 | $246,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 9,843 | $246,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 8,600 | $245,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,700 | $244,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,585 | $243,000 | thousands by filing date | call |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $243,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 3,508 | $243,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,530 | $243,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,881 | $243,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 2,467 | $243,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 10,107 | $243,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 7,894 | $242,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 7,500 | $241,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,807 | $241,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,438 | $240,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 16,425 | $240,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 4,589 | $239,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4,500 | $239,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 18,000 | $239,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 63,716 | $239,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 208 | $237,000 | thousands by filing date | principal |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 8,992 | $237,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 8,488 | $237,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 12,976 | $236,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,910 | $235,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,528 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,135 | $235,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,050 | $234,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 18,109 | $234,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 77,879 | $234,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 4,317 | $233,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 11,588 | $233,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 53,391 | $233,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,151 | $232,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 10,349 | $231,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 4,964 | $230,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,920 | $230,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,274 | $230,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 2,668 | $229,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,985 | $229,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 5,112 | $229,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 7,944 | $228,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $228,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,078 | $228,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,845 | $227,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 548 | $226,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 9,024 | $226,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 12,073 | $225,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,187 | $225,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,000 | $224,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,847 | $224,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 8,015 | $224,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 9,832 | $223,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,000 | $223,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,100 | $223,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,700 | $222,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 5,400 | $221,000 | thousands by filing date | call |
| CYTEC INDS INC | 232820100 | COM | 2,717 | $221,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,592 | $220,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,000 | $220,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 11,135 | $220,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,505 | $219,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 114,517 | $219,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,603 | $219,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 7,130 | $218,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,815 | $217,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,339 | $217,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,105 | $217,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 14,398 | $217,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 9,250 | $217,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,231 | $216,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,566 | $214,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 16,600 | $214,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,508 | $214,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,973 | $214,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,200 | $213,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,346 | $213,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,305 | $213,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 7,900 | $212,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 12,883 | $210,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,700 | $210,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,600 | $210,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,407 | $210,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 28,780 | $210,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,000 | $209,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,000 | $209,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 10,023 | $208,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 25,000 | $208,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,000 | $207,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 7,900 | $206,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 24,212 | $206,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,085 | $205,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,477 | $205,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 3,876 | $205,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,550 | $204,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,209 | $204,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,254 | $204,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,526 | $204,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,500 | $201,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 3,673 | $201,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 7,841 | $201,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,197 | $200,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 11,295 | $198,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,418 | $197,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,028 | $197,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 1,422 | $197,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 3,955 | $197,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,238 | $196,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,927 | $196,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 3,923 | $196,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 15,000 | $196,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,100 | $195,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,410 | $195,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 933 | $194,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,460 | $194,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 9,497 | $194,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,000 | $193,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,623 | $193,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,768 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,283 | $192,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 16,374 | $192,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,896 | $191,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 5,996 | $191,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 29,807 | $191,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 74,800 | $191,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,680 | $190,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,957 | $190,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,156 | $189,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $189,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,175 | $189,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,770 | $188,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 32,850 | $188,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,162 | $184,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 5,826 | $184,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 20,000 | $184,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 4,095 | $184,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,684 | $183,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,206 | $183,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,451 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,938 | $182,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 879 | $181,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,484 | $181,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 6,945 | $181,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,611 | $180,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,052 | $180,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,355 | $180,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 258,390 | $179,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,694 | $179,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,946 | $179,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 5,394 | $179,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,503 | $178,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,091 | $177,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,621 | $177,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,901 | $176,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 18,459 | $176,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,586 | $175,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,642 | $175,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 26,100 | $175,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,032 | $174,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 5,420 | $174,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,844 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,176 | $173,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 8,199 | $173,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,750 | $172,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 4,856 | $172,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 284,375 | $172,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 16,903 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,685 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,100 | $170,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 21,608 | $170,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 8,500 | $170,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,614 | $169,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 7,304 | $169,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,246 | $168,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,768 | $167,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,220 | $167,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 6,223 | $167,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $167,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 7,960 | $167,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 40,000 | $167,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 3,065 | $166,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,000 | $165,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 7,400 | $165,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 6,630 | $163,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,345 | $163,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,708 | $163,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,148 | $162,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 12,298 | $162,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 5,291 | $162,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,891 | $161,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $161,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 30,000 | $161,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 30,000 | $161,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $161,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 3,200 | $160,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 45,270 | $160,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,800 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,127 | $159,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,444 | $158,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 45,653 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,233 | $157,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 3,872 | $157,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,100 | $156,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 9,000 | $156,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,499 | $155,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,887 | $155,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,475 | $154,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,216 | $154,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,800 | $153,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 9,880 | $153,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,374 | $152,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 9,354 | $152,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,093 | $151,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 20,000 | $151,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,435 | $150,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,300 | $150,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 93,237 | $150,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,552 | $149,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 3,890 | $149,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,000 | $148,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 31,000 | $147,000 | thousands by filing date | call |
| ICF INTL INC | 44925C103 | COM | 4,148 | $147,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,000 | $147,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 24,905 | $147,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 3,758 | $147,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 48,800 | $147,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 10,982 | $146,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,655 | $145,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,015 | $145,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 3,399 | $145,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,864 | $144,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 10,262 | $144,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $143,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $142,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,543 | $142,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,227 | $142,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 8,324 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,814 | $141,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 12,180 | $141,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 36,699 | $140,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,500 | $140,000 | thousands by filing date | put |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 5,585 | $140,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 10,733 | $140,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,860 | $139,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,377 | $139,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,558 | $139,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 13,334 | $139,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $138,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,331 | $138,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,300 | $138,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 1,840 | $137,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,878 | $137,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,000 | $137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,345 | $137,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,921 | $137,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,009 | $137,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,100 | $137,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,531 | $136,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,174 | $136,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 7,689 | $136,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,001 | $134,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,894 | $133,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 5,703 | $133,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 5,185 | $133,000 | thousands by filing date | principal |
| MURPHY USA INC COM | 626755102 | Stock | 3,259 | $131,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,114 | $131,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 7,300 | $131,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 10,066 | $130,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,269 | $129,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,123 | $129,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,561 | $128,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 52,364 | $128,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $126,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,023 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 3,500 | $126,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 13,846 | $126,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 3,365 | $125,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $125,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 2,718 | $125,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,574 | $125,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $124,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,521 | $123,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,581 | $122,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,089 | $122,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 7,560 | $122,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,414 | $122,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,683 | $121,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,132 | $120,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,488 | $120,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,256 | $120,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,129 | $119,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,538 | $119,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,694 | $119,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,260 | $119,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 4,582 | $119,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,000 | $119,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,900 | $119,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,224 | $118,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,780 | $118,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,135 | $118,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,075 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,932 | $117,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,051 | $117,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,000 | $117,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,580 | $116,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,400 | $116,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 6,202 | $116,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,233 | $115,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 13,803 | $115,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $115,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 5,277 | $114,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,141 | $113,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,317 | $113,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,822 | $113,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,300 | $113,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,000 | $113,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 16,389 | $113,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 4,426 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,813 | $112,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,846 | $112,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,828 | $112,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,982 | $112,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,787 | $111,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,411 | $111,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,009 | $111,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $111,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,657 | $110,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 268 | $110,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,010 | $110,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 2,054 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $110,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,239 | $109,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,867 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $109,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 538 | $109,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 6,250 | $109,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,427 | $108,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,923 | $108,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,588 | $108,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 8,474 | $108,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,019 | $107,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 5,292 | $107,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,838 | $107,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 6,796 | $106,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,000 | $106,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 5,953 | $105,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,518 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $105,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,000 | $105,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,950 | $104,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,621 | $104,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,014 | $104,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,832 | $103,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,462 | $103,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,866 | $103,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 100,000 | $103,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 5,563 | $103,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,373 | $102,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,794 | $102,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | superseded | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | this filing | 2014-01-08 | acceptance time not in the bulk data set |