13F-HR/A filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2014-01-08, with 3,829 holding rows worth $64,367,352,000.
- Accession
- 0000950123-14-000067
- Filer
- CIK 927971
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, amendment of type restatement, 10,234 entries on the cover page, a total value of $64,367,352,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,367,352,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 23,063 | $896,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 21,200 | $891,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 151,410 | $887,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 31,544 | $882,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 133,254 | $882,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 220,971 | $882,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 16,847 | $879,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 100,107 | $879,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 30,273 | $874,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 17,995 | $873,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 16,916 | $865,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 25,973 | $863,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 20,948 | $860,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 141,680 | $860,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 71,130 | $858,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 16,180 | $857,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 25,000 | $856,000 | thousands by filing date | call |
| FIRSTMERIT CORP | 337915102 | COM | 39,434 | $856,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 12,915 | $854,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 20,000 | $854,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 27,650 | $853,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 24,756 | $853,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 17,000 | $851,000 | thousands by filing date | put |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 88,424 | $850,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 35,000 | $850,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 46,654 | $849,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 30,000 | $845,000 | thousands by filing date | call |
| RYDER SYS INC COM | 783549108 | Stock | 14,121 | $842,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 267,900 | $841,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 27,669 | $841,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 10,000 | $840,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 14,624 | $840,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 20,000 | $840,000 | thousands by filing date | call |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 21,365 | $836,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 22,200 | $833,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 29,399 | $832,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 33,403 | $831,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,300 | $830,000 | thousands by filing date | call |
| CAESARSTONE LTD | M20598104 | ORD SHS | 18,150 | $829,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 18,312 | $828,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 18,341 | $827,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 19,376 | $827,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 44,825 | $825,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 11,417 | $822,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 18,145 | $821,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 13,666 | $820,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10,000 | $814,000 | thousands by filing date | call |
| BLACKBERRY LTD COM | 09228F103 | Stock | 102,500 | $814,000 | thousands by filing date | call |
| HFF INC | 40418F108 | CL A | 32,433 | $812,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,157 | $811,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 6,500 | $811,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 42,110 | $809,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 19,606 | $807,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 12,868 | $804,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 11,341 | $802,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 10,455 | $802,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 12,026 | $799,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 18,100 | $799,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 26,635 | $796,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 44,100 | $796,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 43,733 | $795,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 55,106 | $794,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 18,430 | $790,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 16,276 | $790,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 47,752 | $788,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 9,088 | $786,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 9,600 | $785,000 | thousands by filing date | put |
| SILVERCREST MINES INC | 828365106 | COMMON | 443,360 | $785,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 29,020 | $781,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 28,464 | $778,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 28,790 | $778,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 14,912 | $778,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 127,561 | $778,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 5,000 | $777,000 | thousands by filing date | call |
| TOWERS WATSON & CO | 891894107 | CL A | 7,245 | $775,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 305,918 | $774,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 33,435 | $773,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 30,778 | $772,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,040 | $770,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 125,218 | $770,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 15,000 | $769,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 20,000 | $768,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 20,745 | $763,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 35,000 | $763,000 | thousands by filing date | put |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,410 | $762,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,711 | $762,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 27,694 | $762,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 15,366 | $762,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 7,180 | $760,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 13,046 | $759,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,901 | $758,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 76,022 | $757,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 4,097 | $755,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 36,096 | $754,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,883,480 | $754,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 134,100 | $754,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 6,300 | $753,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 16,140 | $753,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 48,464 | $751,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 14,982 | $750,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,811 | $750,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,000 | $748,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 15,029 | $748,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 9,179 | $745,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 15,865 | $742,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 23,393 | $741,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 41,100 | $741,000 | thousands by filing date | call |
| SMUCKER J M CO | 832696405 | COM NEW | 7,000 | $735,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 50,000 | $735,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 24,820 | $734,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 22,737 | $733,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 19,210 | $733,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 27,700 | $733,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15,000 | $730,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 35,547 | $730,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 19,967 | $724,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 14,007 | $721,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 77,900 | $720,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7,087 | $719,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 13,311 | $719,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,880 | $718,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 48,933 | $718,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 31,300 | $716,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 60,000 | $715,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 25,688 | $714,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 11,205 | $713,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 44,266 | $711,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 26,394 | $710,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 100,000 | $709,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25,841 | $706,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 19,858 | $705,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 23,078 | $704,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 51,092 | $702,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 13,918 | $693,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 45,214 | $693,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 21,640 | $693,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 18,626 | $683,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28,263 | $683,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 39,185 | $682,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 287,651 | $681,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 58,700 | $680,000 | thousands by filing date | put |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 58,700 | $680,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 20,707 | $680,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 54,276 | $680,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 11,567 | $679,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 22,399 | $679,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,409 | $677,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 35,700 | $676,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 56,851 | $676,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 45,496 | $671,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 24,699 | $671,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 85,280 | $670,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 90,222 | $668,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 8,517 | $667,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 9,200 | $664,000 | thousands by filing date | call |
| WILSHIRE BANCORP INC | 97186T108 | COM | 81,127 | $663,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 6,077 | $662,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 27,498 | $661,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 40,000 | $660,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 14,612 | $660,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 11,391 | $659,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,258 | $657,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 69,569 | $657,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 16,544 | $657,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 265,898 | $654,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 49,507 | $654,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 135,367 | $654,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 14,403 | $652,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 61,800 | $652,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 4,760 | $650,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 36,441 | $650,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 20,000 | $649,000 | thousands by filing date | put |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,004 | $649,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 50,300 | $649,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 40,209 | $647,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 27,240 | $645,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 21,491 | $645,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,429 | $644,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,190 | $644,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 7,459 | $644,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 14,503 | $642,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 6,020 | $642,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,500 | $640,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 68,031 | $639,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 10,725 | $638,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 20,000 | $637,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 23,795 | $635,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 23,900 | $634,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 14,628 | $634,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 55,120 | $634,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 17,444 | $631,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 26,244 | $631,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 17,500 | $623,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 33,799 | $623,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,686 | $622,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 20,000 | $622,000 | thousands by filing date | put |
| CORESITE RLTY CORP | 21870Q105 | COM | 18,320 | $622,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 16,559 | $622,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 5,414 | $621,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,691 | $620,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 78,933 | $619,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 16,500 | $619,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 30,000 | $618,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 7,952 | $615,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 100,000 | $615,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 59,000 | $614,000 | thousands by filing date | put |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 10,251 | $614,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 19,310 | $613,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 5,362 | $613,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 24,886 | $612,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 12,343 | $611,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 20,000 | $611,000 | thousands by filing date | call |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,353 | $610,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 289,300 | $610,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 15,000 | $610,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 25,403 | $609,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 11,893 | $608,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 5,790 | $607,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 15,840 | $607,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 78,567 | $604,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 16,128 | $599,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 7,489 | $599,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 38,072 | $598,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 27,491 | $598,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 17,141 | $592,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 75,235 | $592,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 19,304 | $589,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 20,466 | $587,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 11,540 | $585,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 56,944 | $584,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 26,000 | $584,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 12,521 | $583,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 13,217 | $583,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 9,774 | $582,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 159,574 | $582,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 9,900 | $581,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 20,604 | $581,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 39,573 | $579,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 48,200 | $578,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 20,188 | $573,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 10,220 | $573,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 22,395 | $572,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 9,494 | $572,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 12,713 | $572,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 8,445 | $569,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 72,180 | $564,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $561,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 107,864 | $559,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 83,616 | $557,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 36,887 | $557,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 16,127 | $557,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 20,496 | $555,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 8,400 | $554,000 | thousands by filing date | put |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,799 | $553,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 97,126 | $553,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 22,930 | $550,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 22,500 | $550,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 5,232 | $546,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 63,758 | $546,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,000 | $546,000 | thousands by filing date | put |
| PLANTRONICS INC NEW | 727493108 | COM | 11,835 | $545,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 20,000 | $545,000 | thousands by filing date | put |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 37,062 | $545,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 10,525 | $541,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 19,816 | $540,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 11,982 | $538,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 16,075 | $538,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 22,913 | $537,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 120,000 | $535,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 11,700 | $535,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 40,028 | $534,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 5,381 | $534,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 13,019 | $532,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 24,230 | $529,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 40,968 | $529,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 51,699 | $528,000 | thousands by filing date | |
| FLOW INTL CORP | 343468104 | COM | 131,500 | $525,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 5,985 | $524,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 6,093 | $520,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 10,657 | $520,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5,000 | $519,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 8,659 | $519,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 30,000 | $518,000 | thousands by filing date | call |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 35,885 | $516,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 38,069 | $515,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 223,565 | $515,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 14,200 | $514,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 49,900 | $513,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 12,711 | $512,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 15,777 | $512,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,244 | $511,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 48,700 | $511,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 95,000 | $511,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,469 | $511,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 59,420 | $511,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 26,048 | $510,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 35,000 | $507,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 20,173 | $507,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 6,922 | $506,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 13,230 | $506,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 16,556 | $506,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 8,797 | $506,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 13,441 | $505,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,134 | $502,000 | thousands by filing date | call |
| UNS ENERGY CORP | 903119105 | COM | 10,762 | $502,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 22,105 | $500,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,280 | $500,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30,000 | $500,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 48,450 | $496,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 29,464 | $495,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,000 | $494,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 27,900 | $494,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 46,500 | $493,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 6,500 | $493,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 9,755 | $492,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 742,366 | $492,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 20,057 | $491,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 6,738 | $489,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 10,685 | $488,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 4,050 | $488,000 | thousands by filing date | call |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 23,401 | $488,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,000 | $487,000 | thousands by filing date | call |
| TILLYS INC | 886885102 | CL A | 33,530 | $487,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 11,320 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 6,313 | $485,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 29,060 | $485,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 24,993 | $484,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 92,695 | $484,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,500 | $481,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 25,452 | $481,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 6,050 | $480,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,759 | $480,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 20,227 | $479,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 32,191 | $478,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 16,619 | $478,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 5,300 | $477,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 15,362 | $476,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,787 | $472,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 12,550 | $472,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 14,598 | $468,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 7,500 | $468,000 | thousands by filing date | put |
| FXCM INC | 302693106 | COM | 23,657 | $467,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 16,000 | $467,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 20,346 | $466,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,000 | $465,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 23,445 | $464,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 41,500 | $460,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 4,500 | $460,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 18,948 | $458,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 114,886 | $456,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 26,477 | $455,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,400 | $454,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 8,840 | $454,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 39,950 | $453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,209 | $452,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 77,100 | $452,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 7,213 | $450,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 37,965 | $450,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 14,444 | $448,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 30,690 | $448,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 94,000 | $447,000 | thousands by filing date | call |
| PTC INC COM | 69370C100 | Stock | 15,610 | $445,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 40,176 | $443,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 31,200 | $442,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 82,536 | $441,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 9,214 | $440,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 40,233 | $438,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 4,002 | $437,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 37,604 | $435,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 8,565 | $435,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 15,545 | $435,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 15,330 | $434,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 47,767 | $434,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 16,550 | $434,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,216 | $434,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 87,696 | $434,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 48,988 | $431,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 55,175 | $430,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,154 | $429,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 38,456 | $429,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 27,745 | $428,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,950 | $426,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,400 | $426,000 | thousands by filing date | call |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 140,900 | $424,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 19,664 | $421,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 17,600 | $420,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 37,325 | $420,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 10,417 | $418,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 34,423 | $416,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 21,800 | $415,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 11,967 | $414,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 15,612 | $412,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 8,079 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,920 | $411,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,276 | $411,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 12,000 | $411,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 16,000 | $409,000 | thousands by filing date | call |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 13,367 | $408,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 31,347 | $408,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 78,255 | $408,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 9,279 | $406,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 20,000 | $405,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 21,237 | $405,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 27,628 | $405,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 13,482 | $402,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 7,112 | $401,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 371 | $401,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 37,104 | $401,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 9,520 | $401,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,872 | $400,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 141,620 | $399,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 19,812 | $398,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 64,292 | $398,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 39,755 | $397,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 14,413 | $397,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 8,305 | $397,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 4,000 | $396,000 | thousands by filing date | put |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 30,000 | $396,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 70,755 | $395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 8,370 | $394,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,121 | $393,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 23,715 | $392,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 6,186 | $392,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 38,867 | $392,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 5,842 | $391,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 4,694 | $391,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 16,531 | $391,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,495 | $390,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 10,428 | $388,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 16,184 | $388,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 51,896 | $386,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 11,331 | $385,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 13,723 | $384,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 16,710 | $384,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 23,103 | $383,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 17,087 | $383,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 12,842 | $382,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 23,553 | $382,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 8,997 | $379,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 24,592 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,710 | $378,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 30,037 | $377,000 | thousands by filing date | |
| NASH FINCH CO | 631158102 | COM | 14,283 | $377,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 29,511 | $376,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 42,710 | $376,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 10,000 | $375,000 | thousands by filing date | call |
| PHARMERICA CORP | 71714F104 | COM | 28,264 | $375,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 15,024 | $375,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 5,679 | $374,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,243 | $373,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 83,891 | $372,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,482 | $370,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,678 | $370,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 14,730 | $370,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 9,871 | $368,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 16,982 | $367,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 40,642 | $367,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 26,000 | $365,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 18,218 | $364,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 8,676 | $364,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,698 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,285 | $361,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 5,801 | $360,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 11,605 | $358,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 10,285 | $357,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 20,700 | $357,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 12,875 | $356,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 21,000 | $356,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,815 | $355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,635 | $355,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 16,254 | $354,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,404 | $353,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,349 | $352,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 16,700 | $352,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 20,000 | $352,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 13,537 | $352,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 12,575 | $351,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 33,500 | $350,000 | thousands by filing date | call |
| AMER STATES WTR CO COM | 029899101 | Stock | 12,686 | $349,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 16,291 | $349,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,390 | $346,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,231 | $345,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 7,891 | $345,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,591 | $344,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 25,384 | $344,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 9,891 | $342,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 17,983 | $338,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 15,929 | $337,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 12,200 | $333,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 20,145 | $333,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 28,363 | $332,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 30,000 | $331,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 13,929 | $331,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 7,033 | $330,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 9,154 | $330,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 14,336 | $330,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,235 | $328,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 18,500 | $328,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 33,622 | $327,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 8,773 | $327,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | superseded | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | this filing | 2014-01-08 | acceptance time not in the bulk data set |