13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,637 holding rows worth $57,059,439,000.
- Accession
- 0000950123-13-009822
- Filer
- CIK 927971
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,610 entries on the cover page, a total value of $57,059,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,059,439,000 with VALUE read as thousands by filing date, 13F file number 028-07640. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,920 | $230,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,274 | $230,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 7,985 | $229,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 7,800 | $228,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 18,078 | $228,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 4,845 | $227,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 4,830 | $226,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 6,315 | $225,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,260 | $225,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,187 | $225,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,000 | $224,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 5,847 | $224,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 15,100 | $223,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 3,700 | $222,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 5,400 | $221,000 | thousands by filing date | call |
| CYTEC INDS INC | 232820100 | COM | 2,717 | $221,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,589 | $220,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,000 | $220,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 11,135 | $220,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,505 | $219,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 5,603 | $219,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 3,815 | $217,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,339 | $217,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 6,105 | $217,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 14,398 | $217,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 9,250 | $217,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,231 | $216,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 41,580 | $216,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,329 | $215,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,160 | $214,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 16,600 | $214,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,508 | $214,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,973 | $214,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 15,200 | $213,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 5,346 | $213,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,305 | $213,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 7,900 | $212,000 | thousands by filing date | call |
| MATADOR RES CO COM | 576485205 | Stock | 12,883 | $210,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,700 | $210,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 19,600 | $210,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 7,495 | $210,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 14,407 | $210,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 28,780 | $210,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 20,000 | $209,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 9,000 | $209,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 10,023 | $208,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 25,000 | $208,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,000 | $207,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 4,581 | $207,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 7,900 | $206,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 24,212 | $206,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,085 | $205,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,477 | $205,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,550 | $204,000 | thousands by filing date | call |
| ISHARES INC | 464286509 | MSCI CDA ETF | 7,209 | $204,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,254 | $204,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 26,500 | $201,000 | thousands by filing date | put |
| MEREDITH CORP | 589433101 | COM | 4,197 | $200,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,418 | $197,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 6,028 | $197,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 1,422 | $197,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 3,955 | $197,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 3,238 | $196,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 3,927 | $196,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 15,000 | $196,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 8,100 | $195,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 6,410 | $195,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 933 | $194,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,460 | $194,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 7,170 | $194,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 5,603 | $194,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,000 | $193,000 | thousands by filing date | call |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,623 | $193,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 8,997 | $193,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 4,768 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,283 | $192,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 16,374 | $192,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 38,830 | $192,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 9,896 | $191,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 74,800 | $191,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 6,726 | $190,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 8,680 | $190,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 3,957 | $190,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,156 | $189,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,000 | $189,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,175 | $189,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 32,850 | $188,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,780 | $185,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,162 | $184,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 20,000 | $184,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 4,095 | $184,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 3,684 | $183,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,206 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,938 | $182,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 4,484 | $181,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 6,945 | $181,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 4,611 | $180,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 7,052 | $180,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,355 | $180,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 11,495 | $180,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 258,390 | $179,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 5,694 | $179,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 6,946 | $179,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 5,394 | $179,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,091 | $177,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 6,901 | $176,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 18,459 | $176,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,586 | $175,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,642 | $175,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 26,100 | $175,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 27,962 | $174,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,029 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 4,176 | $173,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 8,199 | $173,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 4,750 | $172,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 284,375 | $172,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 3,685 | $172,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 8,918 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,100 | $170,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 8,500 | $170,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,614 | $169,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 7,304 | $169,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,246 | $168,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,768 | $167,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 5,220 | $167,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 7,650 | $167,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 40,000 | $167,000 | thousands by filing date | call |
| Schwab US TIPS ETF | 808524870 | SHS | 3,065 | $166,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,000 | $165,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 7,400 | $165,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,345 | $163,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,544 | $163,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 5,708 | $163,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 6,286 | $162,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 5,291 | $162,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 9,891 | $161,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,000 | $161,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 30,000 | $161,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 30,000 | $161,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 10,000 | $161,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 3,200 | $160,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 45,270 | $160,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 2,800 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 7,127 | $159,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 15,934 | $159,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,852 | $158,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 2,444 | $158,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 45,653 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,233 | $157,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 26,100 | $156,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 27,472 | $156,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 9,000 | $156,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,499 | $155,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,302 | $155,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 2,887 | $155,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,475 | $154,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,800 | $153,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 9,880 | $153,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 17,374 | $152,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,093 | $151,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 20,000 | $151,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,435 | $150,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 3,027 | $150,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 13,300 | $150,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 93,237 | $150,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 3,890 | $149,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 7,943 | $148,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 4,429 | $148,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 10,000 | $148,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 31,000 | $147,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,000 | $147,000 | thousands by filing date | call |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 3,758 | $147,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 48,800 | $147,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 10,982 | $146,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 2,655 | $145,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,015 | $145,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 28,000 | $145,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,200 | $143,000 | thousands by filing date | put |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,000 | $142,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 4,227 | $142,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,814 | $141,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 2,093 | $141,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 36,699 | $140,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,500 | $140,000 | thousands by filing date | put |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 5,585 | $140,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,860 | $139,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $139,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,377 | $139,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 10,558 | $139,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2,500 | $139,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 13,334 | $139,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,792 | $138,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,300 | $138,000 | thousands by filing date | put |
| iShares Global Tech ETF | 464287291 | SHS | 1,840 | $137,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,000 | $137,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,921 | $137,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,009 | $137,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,100 | $137,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,872 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,531 | $136,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,174 | $136,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 7,689 | $136,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,001 | $134,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 3,894 | $133,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 5,703 | $133,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 5,185 | $133,000 | thousands by filing date | principal |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,114 | $131,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 7,300 | $131,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,269 | $129,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 2,123 | $129,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,561 | $128,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 20,464 | $127,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,127 | $126,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1,714 | $126,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 5,023 | $126,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 13,846 | $126,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $125,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 2,718 | $125,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 5,574 | $125,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,000 | $124,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4,952 | $124,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 1,521 | $123,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 4,581 | $122,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,089 | $122,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 7,560 | $122,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,414 | $122,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 2,379 | $121,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,683 | $121,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,132 | $120,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,256 | $120,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,129 | $119,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 9,538 | $119,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 1,694 | $119,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 4,260 | $119,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 4,582 | $119,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,000 | $119,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,900 | $119,000 | thousands by filing date | put |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 3,224 | $118,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 1,780 | $118,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,075 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,932 | $117,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,051 | $117,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 15,000 | $117,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,580 | $116,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,400 | $116,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,233 | $115,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 13,803 | $115,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 9,000 | $115,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 5,300 | $113,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,000 | $113,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 16,389 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,813 | $112,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 14,846 | $112,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,828 | $112,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 10,982 | $112,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 5,166 | $112,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 4,378 | $112,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,411 | $111,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,009 | $111,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $111,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 6,657 | $110,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 268 | $110,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,010 | $110,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 2,054 | $110,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $110,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 3,239 | $109,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 1,867 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 3,475 | $109,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 538 | $109,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 22,427 | $108,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 1,923 | $108,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 6,588 | $108,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 8,474 | $108,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 2,229 | $107,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,019 | $107,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 2,838 | $107,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 5,367 | $106,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 10,000 | $106,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,629 | $105,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $105,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 3,000 | $105,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 13,950 | $104,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 3,229 | $104,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 21,621 | $104,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,014 | $104,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 1,832 | $103,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,462 | $103,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,866 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 5,563 | $103,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,373 | $102,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,794 | $102,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 1,417 | $102,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,225 | $102,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 40,000 | $102,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,003 | $101,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3,500 | $101,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 8,700 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,680 | $101,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 3,783 | $101,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 9,002 | $101,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,610 | $100,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $100,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,259 | $100,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,806 | $100,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 4,570 | $100,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 5,000 | $99,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 4,066 | $99,000 | thousands by filing date | principal |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,812 | $99,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,700 | $99,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 1,463 | $98,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 16,710 | $98,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 3,305 | $98,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,050 | $97,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 8,440 | $97,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,157 | $97,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 1,900 | $97,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,765 | $96,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,000 | $96,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 64,100 | $96,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 6,826 | $96,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 685 | $95,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 2,500 | $95,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,913 | $95,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 4,737 | $94,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,141 | $94,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,010 | $94,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,150 | $93,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 105,690 | $93,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 12,100 | $92,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $92,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 9,150 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,785 | $92,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,163 | $92,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,351 | $92,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,043 | $92,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 5,617 | $92,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $91,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,992 | $91,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 10,000 | $91,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,176 | $90,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,080 | $89,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,845 | $89,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,963 | $89,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 4,250 | $89,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,936 | $88,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,600 | $88,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,166 | $88,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,000 | $88,000 | thousands by filing date | call |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,904 | $88,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,456 | $88,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,000 | $88,000 | thousands by filing date | call |
| GULF IS FABRICATION INC | 402307102 | COM | 3,575 | $88,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,985 | $88,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 5,235 | $87,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,656 | $86,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,000 | $86,000 | thousands by filing date | call |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,859 | $86,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,891 | $86,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,100 | $86,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,449 | $86,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,429 | $86,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,383 | $86,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,805 | $86,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,580 | $86,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,846 | $85,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,859 | $85,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $85,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $85,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,175 | $85,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,320 | $85,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $84,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,188 | $84,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 4,000 | $84,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,680 | $83,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 962 | $83,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,635 | $82,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $82,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 18,400 | $82,000 | thousands by filing date | put |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,062 | $82,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 16,390 | $82,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,090 | $81,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,055 | $81,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,913 | $81,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,667 | $81,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,547 | $81,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 1,474 | $81,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,909 | $81,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,144 | $80,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 8,755 | $80,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,000 | $79,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 3,120 | $79,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $79,000 | thousands by filing date | principal |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,544 | $79,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,202 | $78,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 3,041 | $78,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,078 | $77,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,000 | $77,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 1,500 | $77,000 | thousands by filing date | put |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 4,996 | $77,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,923 | $76,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,136 | $76,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 1,350 | $76,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,446 | $75,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,660 | $75,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,352 | $75,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,214 | $75,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,599 | $75,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 1,437 | $75,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,600 | $74,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,460 | $73,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,556 | $73,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 5,000 | $73,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 4,750 | $73,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,632 | $73,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,454 | $72,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 5,637 | $72,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 1,395 | $72,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,023 | $72,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 2,070 | $72,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 2,700 | $72,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,468 | $71,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 11,992 | $71,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $71,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 4,774 | $71,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,200 | $70,000 | thousands by filing date | call |
| NORDSON CORP | 655663102 | COM | 962 | $70,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,041 | $70,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 5,475 | $70,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $70,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 6,190 | $70,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,783 | $69,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 6,245 | $69,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,080 | $69,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 928 | $69,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $69,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,617 | $69,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 20,000 | $69,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 2,753 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 752 | $68,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $68,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,125 | $68,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,485 | $68,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,512 | $68,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 11,100 | $68,000 | thousands by filing date | call |
| GENCORP INC | 368682100 | COM | 4,202 | $68,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 3,987 | $68,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $68,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 3,514 | $67,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 886 | $67,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 35,000 | $67,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,289 | $67,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 6,640 | $67,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,096 | $66,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $66,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 269 | $66,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,075 | $66,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,000 | $66,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,366 | $65,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 5,017 | $65,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 9,703 | $65,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 5,000 | $65,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,735 | $65,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 900 | $65,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 1,086 | $65,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,344 | $65,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 766 | $64,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,516 | $64,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 4,350 | $64,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 737 | $63,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 896 | $63,000 | thousands by filing date | call |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 650 | $63,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 661 | $63,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $63,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 3,200 | $63,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 3,046 | $63,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $63,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 1,276 | $62,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $62,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 6,413 | $62,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $62,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 450 | $61,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 3,600 | $61,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,680 | $61,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 2,000 | $61,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 14,500 | $61,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 2,379 | $60,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 2,607 | $60,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,600 | $60,000 | thousands by filing date | call |
| US ECOLOGY INC COM | 91732J102 | COM | 2,000 | $60,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,040 | $60,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,412 | $60,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $60,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 3,960 | $60,000 | thousands by filing date | call |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 9,910 | $60,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,500 | $59,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 1,945 | $59,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,199 | $59,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | base | 2014-01-08 | acceptance time not in the bulk data set |