13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,637 holding rows worth $57,059,439,000.
- Accession
- 0000950123-13-009822
- Filer
- CIK 927971
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 9,610 entries on the cover page, a total value of $57,059,439,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $57,059,439,000 with VALUE read as thousands by filing date, 13F file number 028-07640. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK NA
- included managerBMO ASSET MANAGEMENT CORP
- included managerSTOKER OSTLER WEALTH ADVISORS, INC
- included managerBMO NESBITT BURNS INC
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC
- included managerBMO INVESTOR LINE INC
- included managerBANK OF MONTREAL IRELAND PLC
- included managerPYRFORD INTERNATIONAL LTD
- included managerBMO CAPITAL MARKETS CORP
- included managerBMO DELAWARE TRUST COMPANY
- included managerLLOYD GEORGE MANAGEMENT
- included managerNORTH STAR TRUST COMPANY
- included managerTAPLIN CANIDA & HABACHT LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 176 | $2,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $2,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 160 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 50 | $2,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 100 | $2,000 | thousands by filing date | |
| ORIENT PAPER INC | 68619F205 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R204 | COM | 10,000 | $2,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 2,166 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 200 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 20 | $1,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 18 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $1,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 13 | $1,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 32 | $1,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 10 | $1,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 41 | $1,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 9 | $1,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 70 | $1,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 38 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 32 | $1,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 100 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 33 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 23 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 25 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 250 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 89 | $1,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 100 | $1,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 63 | $1,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50 | $1,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 75 | $1,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 118 | $1,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 508 | $1,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 72 | $1,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 100 | $1,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 14 | $1,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 315 | $1,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 10 | $1,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 40 | $1,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 65 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 200 | $1,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 333 | $1,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 38 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 156 | $1,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 30 | $1,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 200 | $1,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 500 | $1,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 260 | $1,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 7 | $1,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 55 | $1,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 162 | $1,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,000 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 340 | $1,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 65 | $1,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 100 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $1,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 5 | $1,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 660 | $1,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 45 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 600 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 285 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $1,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 250 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 70 | $1,000 | thousands by filing date | |
| VRINGO INC | 92911N112 | W EXP 06/21/201 | 1,000 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 210 | $1,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAVCO INDS INC DEL | 149568107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARQ INC | 00770C101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOSS CORP | 500692108 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREAT PANTHER MINING | 39115V101 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE PINE RES INC | 54222A106 | COM | 306 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RICHMONT MINES INC | 76547T106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 348 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE LTD | G3682E127 | COM | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNH GLOBAL N V | N20935206 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP | 98919T100 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO DEL | 345370CF5 | NOTE 4.250%12/1 | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| OXIGENE INC | 691828404 | COM PAR$.001 | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442503 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINGAPORE FUND | 82929L109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 230 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTREMED INC | 29382F202 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009822 | this filing | 2013-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-000067 | base | 2014-01-08 | acceptance time not in the bulk data set |